Agency: Commodity Futures Trading CommissionYears: 20002001200220032004200520062007200820092010201120122013
The Commodity Futures Trading Commission (Commission) is moving forward the effective date of its recent rule amendments concerning the investment of customer funds by futures commission merchants (FCMs) and clearing organizations to permit FCMs and clearing organizations to engage in the expanded investment activity at an earlier date. The
On December 13, 2000 (65 FR 77962; 65 FR 77993, 65 FR 78020, 65 FR 78030), the Commission issued final rules promulgating a new regulatory framework to apply to multilateral transaction execution facilities, to market intermediaries and to clearing organizations. Due to the enactment of statutory revisions to the Commodity Exchange Act, the
The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is adopting amendments to its rules to permit commodity pool operators (``CPOs'') to file a claim for an extension of time to file a pool's annual report where the pool is invested in other collective investment vehicles, and the CPO cannot obtain the information its accountant
In rule document 0030267 beginning on page 77962 in the issue of Wednesday, December 13, 2000, make the following correction: Secs. 1.43, 1.45 and 1.50 [Corrected]
On page 77979, in the second column, in amendatory instruction 4., after ``are'' remove ``proposed to be''.
The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501, et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of
The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend the exemption from its agricultural trade option rule, to clarify its operation in light of amendments to the exemption for bilateral transactions, published elsewhere in this issue of the Federal Register.
The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of
The Commodity Futures Trading Commission. (``Commission'') is
amending its net capital rule to expand the exemption from the five
percent capital charge that a futures commission merchant (``FCM'') or
introducing broker is required to take against unsecured foreign broker receivables in computing its adjusted net capital.\1\
\1\ An introducing
Commodity Futures Trading Commission (``Commission'') Rules 4.22(c) and (d) \1\ require that commodity pool operators (``CPOs'') distribute annual reports containing specified information, certified by an independent public accountant, to each pool participant within 90 calendar days after the end of the pool's fiscal year.\2\ The proposed
``FEDERAL REGISTER'' CITATION OF PREVIOUS ANNOUNCEMENT: 65 FR 65843; 65 FR 64687.
The Commodity Futures Trading Commission (``Commission'') is proposing to amend Commission Rule 1.32 to permit a futures commission merchant (``FCM''), in computing the amount of customer funds required to be held in segregated accounts pursuant to section 4d(2) of the Commodity Exchange Act (``Act''), to offset a net liquidating deficit or debit
``Federal Register'' Citation of Previous Announcement: 65 FR 65843.
Previously Announced Time and Date of Meeting: 1 p.m., Monday, October 30, 2000.
Changes in the Meeting: The open meeting previously scheduled for 1 p.m., Monday, October 30, 2000 has
been postponed until 1 p.m., Wednesday, November 1, 2000.
Contact Person for More
The Commodity Futures Trading Commission (Commission) is amending certain provisions of its part 140 regulations to add the Director and Deputy Director of the Commission's Office of International Affairs as persons to whom certain authorities are delegated.
Agency Holding the Meeting: Commodity Futures Trading Commission.
Time and Date: 1:00 p.m., Monday, October 30, 2000.
Place: 1155 21st St., NW., Washington, DC, Lobby Level Hearing Room. Status: Open.
Matters to be Considered:
OnExchangeSM Board of Trade, Inc. (``ONXBOT'' or ``Exchange'') has applied for designation as a contract market for the automated trading of Five Year U.S. Treasury Note futures contracts on its electronic trading system, onTradeSM. The Exchange has not previously been approved by the Commodity Futures Trading Commission
The Chicago Board of Trade (CBOT or Exchange) has submitted proposed amendments to its corn and soybeans futures contracts which would increase the maximum daily premium charge, decrease the maximum number of shipping certificates issuable, and modify certain loading requirements. The CBT's proposals are described in detail below. The proposed