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NOTICES: New York Board of Trade—; Coffee “C” futures contract,
Published: 2000-10-06
The New York Board of Trade (Exchange) has proposed amendments
to the Exchange's coffee ``C'' futures contract. The proposed
amendments would specify the conditions under which deliverers,
receivers and operators of regular warehouses are liable for the repair
of torn coffee bags, require that Exchangelicensed warehouses maintain
a log of the
RULES: Commodity pools; profile documents; disclosure,
Published: 2000-10-02
The Commodity Futures Trading Commission (``CFTC'' or
``Commission'') is adopting amendments to its rules to permit commodity
pool operators (``CPOs'') to provide a summary profile document to
prospective commodity pool participants prior to giving them the pool's
complete disclosure document. Certain technical changes to rules
relating to CPOs
NOTICES: Meetings; Sunshine Act,
Published: 2000-09-27
Agency Holding the Meeting: Commodity Futures Trading Commission.
Time and Date: 11:00 a.m., Friday, October 27, 2000.
Place: 1155 21st, NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for more Information: Jean A. Webb, 2024185100. Jean A. Webb,
Sectretary
NOTICES: Chicago Board of Trade,
Published: 2000-09-27
The Chicago Board of Trade (``CBOT'' or ``Exchange''), has
submitted to the Commodity Futures Trading Commission (``Commission'')
proposed new Regulation 331.05 that would establish block trading
procedures at the Exchange. Under these procedures, eligible
participants would be allowed to negotiate and arrange futures
transactions of a minimum
NOTICES: Meetings: Sunshine Act,
Published: 2000-09-27
Agency Holding the Meeting: Commodity Futures Trading Commission.
Time and Date: 11:00 a.m., Friday, October 6, 2000.
Place: 1155 21st, NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for more Information: Jean A. Webb, 2024185100. Jean A. Webb,
Sectretary
NOTICES: Meetings; Sunshine Act,
Published: 2000-09-27
Agency Holding the Meeting: Commodity Futures Trading Commission.
Time and Date: 11:00 a.m., Friday, October 13, 2000. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for more Information: Jean A. Webb, 2024185100. Jean A. Webb,
Sectretary of the Commission.
[FR Doc.
NOTICES: Meetings; Sunshine Act,
Published: 2000-09-27
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, October 20, 2000.
Place: 1155 21st, NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for more Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
NOTICES: See Export Administration Bureau; See Foreign-Trade Zones Board; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2000-09-07
NOTICES: See Export Administration Bureau; See Foreign-Trade Zones Board; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2000-09-07
NOTICES: See Export Administration Bureau; See Foreign-Trade Zones Board; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2000-09-07
NOTICES: See Export Administration Bureau; See Foreign-Trade Zones Board; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2000-09-07
NOTICES: See Export Administration Bureau; See Foreign-Trade Zones Board; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2000-09-07
NOTICES: See Export Administration Bureau; See Foreign-Trade Zones Board; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2000-09-07
PROPOSED RULES: Secured amount requirement; interpretation,
Published: 2000-09-06
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to clarify its interpretation of the foreign
futures or foreign options secured amount requirement set forth in
Commission Rule 30.7 (``secured amount requirement'').\1\ The
Commission previously interpreted Rule 30.7 to require futures commission merchants
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RULES: Privacy Act; implementation,
Published: 2000-09-05
The Commission is amending its rule to require biennial rather
than annual publication of the agency's Privacy Act notice of the
existence and character of each of its systems of records to conform to
OMB requirements.
PROPOSED RULES: Futures commission merchants and introducing brokers; minimum financial requirements; Capital charge on unsecured receivables due from foreign brokers,
Published: 2000-08-28
The Commodity Futures Trading Commission (``Commission'') is
proposing to amend Rule 1.17(c)(5)(xiii) which requires a futures
commission merchant (``FCM'') or an independent introducing broker
(``IBI''), when computing its adjusted net capital, to take a capital
charge for certain unsecured receivables due from foreign brokers.\1\
The capital
RULES: Futures commission merchants and introducing brokers; minimum financial requirements; Subordination agreements; net capital treatment,
Published: 2000-08-24
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is amending Regulation 1.17(h), which governs the net capital
treatment of subordination agreements. Currently, futures commission
merchants (``FCMs'') and independent introducing brokers (``IBIs'')
that are members of a selfregulatory organization (``SRO''i.e., a
contract
NOTICES: Chicago Board of Trade—; Dow Jones Internet Composite Index,
Published: 2000-08-15
The Board of Trade of the City of Chicago (CBOT or Exchange)
has applied for designation as a contract market in Dow Jones Internet
Composite Index futures and futures options. The Acting Director of the
Division of Economic Analysis (Division) of the Commission, acting
pursuant to the authority delegated by Commission Regulation 140.96,
has
PROPOSED RULES: Bilateral transactions exemption; clearing organizations, regulatory framework; etc.,
Published: 2000-08-11
The Commodity Futures Trading Commission published notices of
proposed rulemaking (NPRMs) concerning various aspects of a new
regulatory framework on June 22, 2000 (63 FR 38985, 63 FR 39008, 63 FR
39027, and 63 FR 39033). The NPRMs provided that comments should be
received on or before August 7, 2000. In response to requests from the
Association
NOTICES: Performance Review Board; membership,
Published: 2000-08-10
In accordance with the Office of Personnel Management guidance
under the Civil Service Reform Act of 1978, notice is given that the
following employees will serve as members of the Commission's Performance Review Board.
Members: Donald L. Tendick, Acting Executive Director, Chairman;
Andrew Lowenthal, Chief of Staff; Phyllis Cela, Acting
RULES: Insider trading regulations,
Published: 2000-08-04
The Commodity Futures Trading Commission (``Commission'')
hereby amends Commission Regulation 1.59, which addresses various
trading prohibitions imposed on persons associated with a self
regulatory organization (``SRO''). Regulation 1.59 requires SROs to
adopt rules prohibiting employees, governing board members, and
committee members from certain
RULES: Qualified eligible participants offerings and qualified eligible clients advising; exemptions,
Published: 2000-08-04
The Commodity Futures Trading Commission (``Commission'') is
revising Commission Rule 4.7 (``Revision'') \1\ through both
substantive and technical revisions. Rule 4.7 provides a simplified
regulatory framework for commodity pool operators (``CPOs'') operating
commodity pools consisting of certain highly accredited pool
participants and for
RULES: Foreign firms acting as futures commission merchants or introducing brokers; direct acceptance of orders from U.S. customers without registering with agency,
Published: 2000-08-02
The Commodity Futures Trading Commission (``Commission'') is
adopting amendments to Part 30 of the Commission's rules to include new
Rule 30.12.\1\ The new rule permits certain foreign firms acting in the
capacity of FCMs and IBs to accept and to execute foreign futures and
options orders directly from certain U.S. customers without having to
NOTICES: See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2000-08-01
RULES: Contract market designation applications, etc.; fee schedule,
Published: 2000-07-31
The Commission charges fees to the contract markets and the
National Futures Association (``NFA'') to recover the costs incurred by
the Commission in the operation of two programs that provide a service
to these entities. The fees are charged for the Commission's review of
applications for contract designation submitted by the contracts
markets
