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RULES: Clearing and Intermediary Oversight Division et al.; Correction,
Published: 2002-10-16
Correction
In rule document 0225049 beginning on page 62350, in the issue of Monday, October 7, 2002, make the following correction:
PART 1 CORRECTED
On page 62353, in the first column, in amendatory instruction 3., in the first line, ``1.4a'' should read ``1.41a''.
[FR Doc. C225049
RULES: Commission records and information,
Published: 2002-10-15
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') has adopted amendments to Part 145 of its rules, which
governs Commission records and information. These amendments are
necessary to conform Part 145 to recent amendments to the Commission's
Part 3 rules and recent changes in the organizational structure of
Commission staff.
RULES: Trading facilities and clearing organizations; new regulatory framework; amendments,
Published: 2002-10-09
The Commodity Futures Trading Commission (Commission or CFTC)
is adopting a number of technical amendments to its rules implementing
the Commodity Futures Modernization Act of 2000 with respect to trading
facilities and clearing organizations. The rules add new categories of
exchange rules or rule amendments that need not be approved by or self
RULES: Clearing and Intermediary Oversight Division et al.,
Published: 2002-10-07
The Commission is amending its rules to reflect the
reassignment of responsibilities, including delegations of authority,
resulting from its recent reorganization of Commission staff. Effective
July 1, 2002, the Commission reassigned the responsibilities of the
former Division of Trading and Markets and Division of Economic
Analysis to the newly
NOTICES: Information disseminated by Federal agencies; quality, objectivity, utility, and integrity guidelines,
Published: 2002-10-04
The Commodity Futures Trading Commission (CFTC or agency) in
accordance with Section 515 of the Treasury and General Government
Appropriations Act for Fiscal Year 2001 (Pub. L. 106554; H.R. 5658) as
implemented by the final guidelines published by the Office of
Management and Budget, Executive Office of the President on September
28, 2001 (66 FR
NOTICES: Proposed collection; comment request,
Published: 2002-09-26
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Performance Review Board; membership,
Published: 2002-09-24
In accordance with the Office of Personnel Management guidance
under the Civil Service Reform Act of 1978, notice is given that the
following employees will serve as members of the Commission's Performance Review Board.
Members: Madge A. Bolinger, Acting Executive Director, Chairman;
Andrea M. Corcoran, Director, Office of International
NOTICES: Meetings; Sunshine Act,
Published: 2002-09-17
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, October 4, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
NOTICES: Meetings; Sunshine Act,
Published: 2002-09-17
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, October 11, 2002.
Place: 1155 21st St., NW., Washington, DC., 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
NOTICES: Meetings; Sunshine Act,
Published: 2002-09-17
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11:00 a.m., Friday, October 18, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
NOTICES: Meetings; Sunshine Act,
Published: 2002-09-17
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m. Friday, October 25, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters of be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
NOTICES: Meetings; Sunshine Act,
Published: 2002-08-26
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 10:30 a.m., Wednesday, September 25, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters To Be Considered: Rule Enforcement Review.
NOTICES: Meetings; Sunshine Act,
Published: 2002-08-19
Agency Holding The Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, September 6, 2002.
Place: 1155 21st St., NW., Washington, DC., 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
NOTICES: Meetings; Sunshine Act,
Published: 2002-08-19
NOTICES: Meetings; Sunshine Act,
Published: 2002-08-19
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, September 20, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
NOTICES: Meetings; Sunshine Act,
Published: 2002-08-19
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, September 27, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
PROPOSED RULES: Customer funds; deposit in foreign depositories and in currencies other than U.S. dollars,
Published: 2002-08-13
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to adopt a new rule that would permit futures
commission merchants and derivatives clearing organizations, under
certain conditions, to deposit customer funds in foreign depositories and in certain currencies other than United States
[[Page 52642]]
dollars. The
NOTICES: Managed funds issues; public roundtable,
Published: 2002-08-13
Notice is hereby given that the Commodity Futures Trading
Commission (``Commission'') will hold a public roundtable meeting at
which invited participants will discuss managed funds issues.
Participants will be announced at a later date.
PROPOSED RULES: Large trader reports; reporting levels,
Published: 2002-08-05
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing to amend its regulations to establish a reporting level
for TRAKRS futures contracts to be traded on the Chicago Mercantile
Exchange (CME). The reporting level being proposed is 25,000 contracts.
NOTICES: Submission for OMB review; comment request,
Published: 2002-08-05
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Meetings; Sunshine Act,
Published: 2002-07-26
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, August 2, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
NOTICES: Meetings; Sunshine Act,
Published: 2002-07-26
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, August 9, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
NOTICES: Meetings; Sunshine Act,
Published: 2002-07-26
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, August 16, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
NOTICES: Meetings; Sunshine Act,
Published: 2002-07-26
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, August 23, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
NOTICES: Meetings; Sunshine Act,
Published: 2002-07-26
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, August 30, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
