52. Agency Information Collection Activities: Notification of Pending Legal Proceedings Pursuant 10 17 CFR 1.60
NOTICES: Proposed collection; comment request,
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish [[Page 48138]]
notice in the Federal Register concerning each proposed
notice in the Federal Register concerning each proposed
53. Sunshine Act Meeting
NOTICES: See International Trade Administration; See National Institute of Standards and Technology; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Federal Register Citation of Previous Announcement: 67 FR 45096.
Previously Announced Time and Date of Meeting: 10 a.m., Thursday, August 1, 2002.
Changes in the Meeting: The time of the open meeting to discuss Commodity Futures Trading Commission Roundtable on Clearing Issues has been changed from 10 a.m. to 1 p.m.5 p.m., August 1, 2002.
Contact
Changes in the Meeting: The time of the open meeting to discuss Commodity Futures Trading Commission Roundtable on Clearing Issues has been changed from 10 a.m. to 1 p.m.5 p.m., August 1, 2002.
Contact
54. Agency Information Collection Activities Under OMB Review
NOTICES: Submission for OMB review; comment request,
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
55. Notice of Reinstatement of the Global Markets Advisory Committee
NOTICES: Global Markets Advisory Committee,
The Commodities Futures Trading Commission has determined to
reinstate the charter of its ``Global Markets Advisory Committee.'' As
required by sections 9(a)(2) and 149(a)(2)(A) of the Federal Advisory
Committee Act, 5 U.S.C. app. 2 Sec. Sec. 9(a)(2) and 14(a)(2)(A), and
41 CFR 1016.1007 and 1016.1029, the Commission has consulted with the
56. Notice of Public Meeting
NOTICES: Clearing issues; public roundtable,
Notice is hereby given that the Commodity Futures Trading
Commission (``Commission'') will hold a public roundtable meeting at
which invited participants will discuss clearing issues. Participants
will be announced at a later date.
57. Delegations of Authority
RULES: Directors, Market Oversight Division and Clearing and Intermediary Oversight Division,
The Commission is adopting a rule to re-delegate authority
formerly delegated to the Directors of the Division of Trading and
Markets and the Division of Economic Analysis, and their respective
designees, to the respective Directors and their designees of two newly
established operating divisions of the Commission: The Division of
Market Oversight
58. Foreign Futures and Options Transactions
RULES: Brazilian Bolsa de Mercadorias & Futuros; exemption,
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is granting an exemption to firms designated by the Brazilian
Bolsa de Mercadorias & Futuros (``BM&F'') from the application of
certain of the Commission's foreign futures and option rules based on
substituted compliance with certain comparable regulatory and self
regulatory
59. Sunshine Act Meeting
NOTICES: Meetings; Sunshine Act,
60. Sunshine Act Meeting
NOTICES: Meetings; Sunshine Act,
61. Sunshine Act Meeting
NOTICES: Meetings; Sunshine Act,
62. Profile Documents for Commodity Pools; Correction
RULES: Commodity pools; profile documents; disclosure; correction; Correction,
Correction
In rule document 0215994 beginning on page 42709 in the issue of Tuesday, June 25, 2002, make the following corrections:
1. On page 42709, in the third column, under SUPPLEMENTARY
63. Fees for Reviews of the Rule Enforcement Programs of Contract Markets and Registered Futures Association
RULES: Fees for review of the rule enforcement programs of contract markets and registered futures association,
The Commission charges fees to designated contract markets and
the National Futures Association (NFA) to recover the costs incurred by
the Commission in the operation of a program which provides a service
to these entities. The fees are charged for the Commission's conduct of
its program of oversight of selfregulatory rule enforcement programs
(17
64. Agency Information Collection Activities: Rules Related to Risk Disclosure Concerning Exchange Traded Commodity
NOTICES: Proposed collection; comment request,
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
65. Sunshine Act Meeting
NOTICES: Meetings; Sunshine Act,
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 10 a.m., Tuesday, July 2, 2002.
Place: 1155 21st St., NW., Washington, DC, Lobby Level Hearing Room. Status: Open.
Matters To Be Considered:
Customer Margin Rules Relating to Security Futures
Applicability of CFTC and SEC Customer Protection, Record keeping, Reporting,
Place: 1155 21st St., NW., Washington, DC, Lobby Level Hearing Room. Status: Open.
Matters To Be Considered:
Customer Margin Rules Relating to Security Futures
Applicability of CFTC and SEC Customer Protection, Record keeping, Reporting,
66. Profile Documents for Commodity Pools; Correction
RULES: Commodity pools; profile documents; disclosure; correction,
This document contains corrections to the final regulations
that were published in the Federal Register of October 2, 2000 (65 FR
58648). The regulations related to accommodating National Futures
Association's (``NFA'') Rule 235(d) regarding profile documents for
commodity pools and establishing procedures for the use, amendment and
filing of
67. Sunshine Act Meeting
NOTICES: See Census Bureau; See Industry and Security Bureau; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
68. Sunshine Act; Meeting
NOTICES: See Census Bureau; See Industry and Security Bureau; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11:00 a.m., Friday, July 12, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to Be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb. 2024185100. Jean A. Webb,
Secretary of the
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to Be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb. 2024185100. Jean A. Webb,
Secretary of the
69. Sunshine Act Meeting
NOTICES: See Census Bureau; See Industry and Security Bureau; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11:00 a.m., Friday, July 19, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
70. Sunshine Act; Meeting
NOTICES: See Census Bureau; See Industry and Security Bureau; See International Trade Administration; See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: Friday, July 26, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 20204185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 20204185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc.
71. In the Matter of the New York Mercantile Exchange, Inc. Petition for Treatment of Floor Brokers and Floor Traders as
NOTICES: New York Mercantile Exchange, Inc., et al.; floor brokers and traders treatment as eligible commerical entities and contract participants,
The Commodity Futures Trading Commission (``Commission'') is
requesting comment regarding a New York Mercantile Exchange, Inc.
(``NYMEX'' or ``Exchange'') petition requesting a Commission
determination that Exchange members who are registered with the
Commission as either floor brokers or floor traders fall within the
definitions of ``eligible
72. Registration of Intermediaries
RULES: Intermediaries; registration in the futures industry; Correction,
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') published in the Federal Register of June 6, 2002, a
document concerning final rules relating to the registration of
intermediaries. Inadvertently, the Commission cited to an incorrect
paragraph designation. This document corrects that error.
73. Guidelines for Ensuring and Maximizing the Quality, Objectivity, Utility, and Integrity of Information Disseminated by
NOTICES: Information disseminated by Federal agencies; quality, objectivity, utility, and integrity guidelines,
The Commodity Futures Trading Commission (CFTC or agency) in
accordance with Section 515 of the Treasury and General Government
Appropriations Act for Fiscal Year 2001 (Public Law 106554; H.R. 5658)
as implemented by the final guidelines published by the Office of
Management and Budget, Executive Office of the President, on September
28, 2001 (66
74. Agency Information Collection Activities Under OMB Review
NOTICES: Submission for OMB review; comment request,
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
75. Agency Information Collection Activities Under OMB Review
NOTICES: Submission for OMB review; comment request,
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
Common CFR Searches
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 47 CFR Part 73 26 CFR Part 1 40 CFR Part 180 33 CFR Part 117 50 CFR Part 17 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 300 6 CFR Part 5 40 CFR Part 271 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 10 CFR Part 50 44 CFR Part 64 49 CFR Part 571 39 CFR Part 3020