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RULES: Enforcement Division Director; Correction,
Published: 2002-06-07
Correction
In rule document 0213300 beginning on page 37322 in the issue of Wednesday, May 29, 2002, make the following correction:
On page 37322, in the first column, under ``EFFECTIVE DATE'' ``June 28, 2002'' should read ``May 29, 2002''.
[FR Doc. C213300 Filed 6602; 8:45
RULES: Intermediaries; registration in futures industry,
Published: 2002-06-06
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') is adopting amendments to its rules, which governs
registration of intermediaries in the futures industry. These
amendments are necessary to facilitate the change from the current
paperbased registration system to online registration. It is expected
that the online
NOTICES: Meetings; Sunshine Act,
Published: 2002-06-06
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 10:30 a.m., Wednesday, June 26, 2002.
Place: 1155 21st St., NW., Washington, DC., 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Rule Enforcement Review.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the
RULES: Contract markets and registered derivatives transaction execution facilities, designation; product review and approval; fee schedule,
Published: 2002-06-04
The Commission charges fees to designated contract markets and
registered derivatives transaction execution facilities to recover the
costs of its review of requests for product review and approval. The
calculation of the fee amounts to be charged for the upcoming year is
based on an average of actual program costs incurred in the most recent
RULES: Enforcement Division Director,
Published: 2002-05-29
The Commodity Futures Trading Commission (Commission or CFTC)
is amending regulations to delegate authority to the Director of the
Division of Enforcement, with the concurrence of the General Counsel or
General Counsel's delegee, to institute subpoena enforcement
proceedings in federal court to seek an order compelling the attendance
and testimony
NOTICES: Commodity Futures Modernization Act of 2002; potential changes in regulation of intermediaries,
Published: 2002-05-28
Notice is hereby given that the Commodity Futures Trading
Commission (``Commission'') will convene a public meeting at which
invited participants will appear before it to give oral and written
statements to assist the Commission in its study of potential changes
in the regulation of intermediaries, pursuant to Section 125 of the
Commodity Futures
NOTICES: Meetings; Sunshine Act,
Published: 2002-05-24
Time and Date: 10 a.m., Thursday, May 30, 2002.
Place: 1155 21st Street, NW., Washington, DC, Room 1000.
Status: Open.
Matters to be Considered: Securities Futures Products Rulemakings.
NOTICES: Proposed collection; comment request,
Published: 2002-05-22
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA) 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Proposed collection; comment request,
Published: 2002-05-22
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Meetings; Sunshine Act,
Published: 2002-05-21
NOTICES: Meetings; Sunshine Act,
Published: 2002-05-21
NOTICES: Meetings; Sunshine Act,
Published: 2002-05-21
NOTICES: Meetings; Sunshine Act,
Published: 2002-05-21
TIme and Date: 11 a.m., Friday, June 28, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
RULES: Application exemptions—; Eurex Deutschland,
Published: 2002-05-08
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is granting an exemption to designated members of Eurex
Deutschland (``Eurex'') from the application of certain of the
Commission's foreign futures and option rules based on substituted
compliance with certain comparable regulatory and selfregulatory
requirements of a foreign
PROPOSED RULES: Trading facilities and clearing organizations; new regulatory framework; amendments,
Published: 2002-04-26
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing a number of technical amendments to its rules implementing
the Commodity Futures Modernization Act of 2000 with respect to trading
facilities and clearing organizations. The Commission is proposing
additional categories of exchange rules or rule amendments that need
not be
NOTICES: Submission for OMB review; comment request,
Published: 2002-04-22
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: National Futures Association; best executive obligations of members notice-registered as broker-dealers; comment request,
Published: 2002-04-22
The National Futures Association (``NFA'') has submitted to
the Commodity Futures Trading Commission (the ``Commission'' or
``CFTC''), pursuant to Section 17(j) of the Commodity Exchange Act (the
``Act''),\1\ a proposed Interpretive Notice (the ``Interpretive
Notice'') to its Compliance Rule 24 regarding the best execution
obligation of NFA
NOTICES: Ensuring and maximizing quality, objectivity, utility, and integrity of information disseminated by agency; guidelines,
Published: 2002-04-22
The Commodity Futures Trading Commission (CFTC or agency) in
accordance with Section 515 of the Treasury and General Government
Appropriations Act for Fiscal Year 2001 (Public Law 106554; H.R. 5658)
as implemented by the final guidelines published by the Office of
Management and Budget, Executive Office of the President, on September
28, 2001 (66
PROPOSED RULES: Intermediaries; registration in futures industry,
Published: 2002-04-19
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') is proposing amendments to Part 3 of its rules, which
governs registration of intermediaries in the futures industry. These
amendments are necessary to facilitate the change from the current
paperbased registration system to online registration. It is expected
that the
NOTICES: See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2002-04-11
NOTICES: See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2002-04-11
Agency Holding the Meeting: Commodity Futures Trading Commission. Times and Date: 11 a.m., Friday, May 3, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
NOTICES: See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2002-04-11
NOTICES: See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2002-04-11
NOTICES: See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2002-04-11
NOTICES: Technology Advisory Committee,
Published: 2002-04-09
This is to give notice, pursuant to Section 10(a) of the Federal
Advisory Committee Act, 5 U.S.C. App. 2, 10(a) that the Commodity
Futures Trading Commission's Technology Advisory Committee will conduct
a public meeting on Wednesday, April 24, 2002. The meeting will take
place in the first floor hearing room (Room 1000) of the Commission's
