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NOTICES: Meetings; Sunshine Act,
Published: 2002-04-02
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11:00 a.m., Friday, April 5, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2002-04-02
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11:00 a.m., Friday, April 12, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considerd: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2002-04-02
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11:00 a.m., Friday, April 19, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2002-04-02
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11:00 a.m., Friday, April 26, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
NOTICES: NFA Compliance Rule 2-9: Supervision of the use of automated order routing systems,
Published: 2002-03-27
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') has determined, pursuant to section 17(j) of the Commodity
Exchange Act (the ``Act''), to review the National Futures
Association's (``NFA's'') proposed Interpretive Notice of (the
``Interpretive Notice'') to its Compliance Rule 29 regarding
supervision of the use of
RULES: Large trader reports; reporting levels; Correction,
Published: 2002-03-25
Correction
In rule document 026288 beginning on page 11569 in the issue of Friday, March 15, 2002, make the following corrections:
1. On page 11569, in the first column, under the heading SUMMARY:, in the fourth line, ``features'' should read, ``futures''.
Sec. 15.03 [Corrected]
2. On page 11571, in Sec. 15.03, in the
RULES: Large trader reports; reporting levels,
Published: 2002-03-15
The Commodity Futures Trading Commission (Commission or CFTC)
is amending its rules to establish reporting levels for security
features products (SFPs) traded on designated contract markets and
noticedesignated contract markets. The reporting levels are 1000
contracts for an SFP involving an individual security and 200 contracts
for an SFP
RULES: Security futures products; dual trading restrictions,
Published: 2002-03-13
The Commodity Futures Trading Commission (``Commission'')
hereby adopts regulation 41.27 that restricts dual trading by floor
brokers in security futures products. Under the regulation, the dual
trading restriction affects floor brokers that trade security futures
products through open outcry on the trading floor of a designated
contract market
NOTICES: New York Mercantile Exchange—; Brent crude oil futures contracts,
Published: 2002-03-13
The New York Mercantile Exchange (``NYMEX'' or ``Exchange'')
has requested that the Commission approve proposed new Rule 6.21D to
permit EFF transactions in the Exchange's Brent Crude Oil (``Brent'')
futures contract. The proposed new rule would establish a non
competitive trading procedure that would operate in a manner that is
analogous in some
NOTICES: Proposed collection; comment request,
Published: 2002-03-11
The Community Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Submission for OMB review; comment request,
Published: 2002-02-21
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Meetings; Sunshine Act,
Published: 2002-02-21
NOTICES: Meetings; Sunshine Act,
Published: 2002-02-21
NOTICES: Meetings; Sunshine Act,
Published: 2002-02-21
NOTICES: Meetings; Sunshine Act,
Published: 2002-02-21
Time and Date: 11:00 a.m., Friday, March 22, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2002-02-21
RULES: Business and financial transactions and interests; ethical conduct of employees,
Published: 2002-02-08
The Commodity Futures Trading Commission is revising certain
provisions of its regulations on the ethical conduct of employees
relating to business and financial transactions and interests. This
action relates solely to the Commission's organization, procedure, and
practice.
NOTICES: See National Oceanic and Atmospheric Administration; Meetings; Sunshine Act,
Published: 2002-02-05
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 10:30 a.m., Wednesday, February 13, 2002.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Matters to be Considered: Rule Enforcement Review.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR
NOTICES: Kansas City Board of Trade—; Hard red winter wheat,
Published: 2002-01-28
The Kansas City Board of Trade (KCBT or Exchange) has
requested that the Commission approve amendments to its hard red winter
wheat futures contract, pursuant to the provisions of section
5c(c)(2)(B) of the Commodity Exchange Act as amended. The proposed
amendments would reduce to 9 from 12 cents per bushel the discount for
delivery at Hutchinson,
NOTICES: Proposed collection; comment request,
Published: 2002-01-22
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Meetings; Sunshine Act,
Published: 2002-01-22
NOTICES: Meetings; Sunshine Act,
Published: 2002-01-22
NOTICES: Meetings; Sunshine Act,
Published: 2002-01-22
NOTICES: Meetings; Sunshine Act,
Published: 2002-01-22
NOTICES: Multilateral clearing organizations; recognition,
Published: 2002-01-17
The Commodity Futures Trading Commission (``Commission'') is
issuing an Order pursuant to section 409(b)(3) of the Federal Deposit
Insurance Corporation Improvement Act (``FDICIA''). Section 409
provides that the Commission (or one of several other authorized U.S.
financial regulators) may determine that the supervision by a foreign
financial
