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RULES: Registration exemption and other regulatory relief; Correction,
Published: 2003-09-08
The Commodity Futures Trading Commission (Commission)
published in the Federal Register of August 8, 2003, a document
providing additional relief for certain persons excluded from the commodity pool operator (CPO) definition, providing
[[Page 52837]]
exemptions from registration as a CPO or commodity trading advisor
(CTA), and facilitating
NOTICES: Meetings; Sunshine Act,
Published: 2003-08-26
Time and Date: 10:30 a.m., Friday September 5, 2003.
Place: 1155 21st St., NW., Washington, DC, Room 9012.
Status: Closed.
Matters to be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2003-08-26
NOTICES: Meetings; Sunshine Act,
Published: 2003-08-26
Time and Date: 10:30 a.m., Friday, September 19, 2003.
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
Matters to be Considered:
Surveillance Matters.
Contact Person for More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0321914 Filed 82203; 1:07 pm]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2003-08-26
Time and Date: 10:30 a.m., Friday September 26, 2003.
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
Matters to be Considered.
Surveillance Matters.
Contact Person for More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0321915 Filed 82203; 8:45 am]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2003-08-26
Time and Date: 10:30 a.m., Tuesday September 30, 2003.
Place: 1155 21st St., NW., Washington DC, Room 1012.
Status: Closed.
Matters to be Considered:
Rule Enforcement Review.
Contact Person for More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0321916 Filed 82203; 1:07 pm]
BILLING CODE 635101M
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-08-25
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected cost and burden; it
RULES: Statement of reporting trader; CFR correction,
Published: 2003-08-14
CFR Correction
In Title 17 of the Code of Federal Regulations, Parts 1 to 199,
revised as of January 1, 2003, in Sec. 18.04, on page 314, remove paragraph (d).
[FR Doc. 0355522 Filed 81303; 8:45 am]
BILLING CODE 150501D
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-08-11
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR described the nature
of the information collection and its expected costs and burden; it
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-08-11
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
RULES: Registration exemption and other regulatory relief,
Published: 2003-08-08
The Commodity Futures Trading Commission (Commission or CFTC)
is amending rules which provide an exclusion from the definition of the
term ``commodity pool operator'' (CPO) for certain persons, and which
provide exemption from CPO and commodity trading advisor (CTA)
registration, respectively, for certain other persons, so as to expand
the
RULES: Application exemption—; ASX Futures Exchanges Proprietary Ltd.; correction,
Published: 2003-08-06
This document contains corrections to the Order that was
published in the Federal Register of July 1, 2003 (68 FR 39006). The
Order, issued pursuant to Commission Rule 30.10, granted an exemption
to firms designated by the ASX Futures Exchange Proprietary Limited
(``ASXF'') from the application of certain of the Commission's foreign
futures and
PROPOSED RULES: Customer funds investment,
Published: 2003-08-06
The Commodity Futures Trading Commission (Commission) is
reopening the comment period for the proposed amendments to Regulation
1.25. These amendments would, among other things, allow futures
commission merchants and derivatives clearing organizations (DCO) to
engage in repurchase agreements with securities deposited by customers
subject to
NOTICES: Chicago Mercantile Exchange—; Live cattle,
Published: 2003-08-06
In the July 15, 2003, Federal Register (68 FR 41783), the
Commodity Futures Trading Commission (Commission) requested public
comment on proposed amendments to the live cattle futures contract
traded on the Chicago Mercantile Exchange (CME or Exchange). The
proposals were submitted for Commission approval pursuant to the
provisions of Section
RULES: Commodity trading advisors; performance data and disclosure,
Published: 2003-07-21
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is adopting regulations establishing a core principle for
commodity trading advisors (``CTAs'') with regard to performance
disclosures concerning partiallyfunded accounts. The core principle
specifies that such disclosure must be offered in a manner that is
balanced and is not
NOTICES: Meetings; Sunshine Act,
Published: 2003-07-21
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 10:30 a.m., Wednesday, July 30, 2003.
Place: 1155 21st St., NW., Washington, DC, Room 9102.
Status: Closed.
Matters to be Considered: Rule Enforcement Review.
NOTICES: Meetings; Sunshine Act,
Published: 2003-07-18
Agency Holding The Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, August 29, 2003.
Place: 1155 21st St., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR
NOTICES: Meetings; Sunshine Act,
Published: 2003-07-18
Agency Holding The Meeting: Commodity Futures Trading Commission. Time And Date: 11 a.m., Friday, August 1, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters To Be Considered: Surveillance Matters.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR
NOTICES: Meetings; Sunshine Act,
Published: 2003-07-18
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, August 8, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR
NOTICES: Meetings; Sunshine Act,
Published: 2003-07-18
NOTICES: Meetings; Sunshine Act,
Published: 2003-07-18
Agency Holding The Meeting: Commodity Futures Trading Commision. Time And Date: 11 a.m., Friday, August 22, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters To Be Considered: Surveillance Matters.
NOTICES: Chicago Mercantile Exchange—; Live cattle,
Published: 2003-07-15
The Chicago Mercantile Exchange (CME or Exchange) has
requested that the Commission approve the subject proposed amendments
for the live cattle futures contract. The proposals were submitted
pursuant to the provisions of Section 5c(c)(2) of the Commodity
Exchange Act (Act) and Commission Regulation 405.5. The proposals will
require that all cattle
PROPOSED RULES: Futures commission merchants and introducing brokers; minimum financial and related reporting requirements,
Published: 2003-07-09
The Commodity Futures Trading Commission (``Commission'') is
proposing to amend certain of its minimum financial and related
reporting requirements for futures commission merchants (``FCMs'') and
introducing brokers (``IBs''). Regulations currently require FCMs to
maintain minimum adjusted net capital that is the greatest of:
$250,000; 4 percent of
RULES: Electronic submission of exemption petitions,
Published: 2003-07-08
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') is adopting amendments to Rule 30.5, which provides an
exemption from registration for firms located outside the U.S. that,
with regard to foreign futures and options, are acting in a capacity
that requires registration, other than registration as a futures
commission
RULES: Application exemptions—; ASX Futures Exchanges Party Ltd.,
Published: 2003-07-01
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is granting an exemption to firms designated by the ASX
Futures Exchange Party Limited (``ASXF'') from the application of
certain of the Commission's foreign futures and option rules based on
substituted compliance with certain comparable regulatory and self
regulatory
