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PROPOSED RULES: Customer funds investment,
Published: 2003-06-30
The Commodity Futures Trading Commission (Commission) proposes
to amend its regulations to allow futures commission merchants (FCMs)
and derivatives clearing organizations (DCO) to engage in repurchase agreements with securities
[[Page 38655]]
deposited by customers subject to certain conditions and to modify the
portfolio timetomaturity
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-06-17
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Meetings; Sunshine Act,
Published: 2003-06-16
Time and Date: 10:30 a.m., Wednesday, June 18, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters To Be Considered: Rule Enforcement Review.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0315226 Filed 61203; 11:07 am]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2003-06-16
NOTICES: Meetings; Sunshine Act,
Published: 2003-06-16
Time and Date: 11 a.m., Friday, June 27, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters To Be Considered: Surveillance Matters.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0315228 Filed 61203; 11:07 am]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2003-06-16
Time and Date: 11 a.m., Friday, July 3, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters To Be Considered: Surveillance Matters.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0315229 Filed 61203; 11:08 am]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2003-06-16
Time and Date: 11 a.m. Friday, July 11, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Surveillance Matters.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0315230 Filed 61203; 11:08 am]
BILLING CODE 635101M
NOTICES: Meetings; Sunshine Act,
Published: 2003-06-16
Time and Date: 11 a.m., Friday, July 18, 2003
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters To Be Considered: Surveillance Matters.
[[Page 35632]]
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0315231 Filed 61203; 11:08 am]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2003-06-16
Time and Date: 11 a.m., Friday, July 25, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters To Be Considered: Surveillance Matters.
Contact Person for Further Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0315232 Filed 61203; 11:08 am]
BILLING CODE 635101M
RULES: Eligible bunched customer orders; account identification,
Published: 2003-06-11
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is amending Commission Rule 1.35(a1)(5) (``Rule 1.35(a
1)''), which allows certain account managers to bunch customer orders
for execution and to allocate them to individual accounts at the end of
the day. The amended rule will expand the availability of bunching to
all
RULES: Foreign non-narrow-based security indexes traded on board of trade; information submission guidance,
Published: 2003-06-05
The Commodity Futures Trading Commission (``Commission'') is
revising its guidance specifying the information that a foreign board
of trade should submit to Commission staff when seeking noaction
relief to offer and sell to persons located in the United States a
futures contract on a foreign nonnarrowbased security index traded on
that board of
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-06-04
The Commodity futures Trading Commission (``the Commission'')
is announcing an opportunity for public comment on the proposed
collection of certain information by the agency. Under the Paperwork
Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies
are required to publish notice in the Federal Register concerning each
proposed
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-06-04
The Commodity Futures Trading Commission (``the Commission'')
is announcing an opportunity for public comment on the proposed
collection of certain information by the agency. Under the Paperwork
Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies
are required to publish notice in the Federal Register concerning each
proposed
NOTICES: Agricultural Advisory Committee,
Published: 2003-04-08
The Commodity Futures Trading Commission has determined to renew
again for a period of two years its advisory committee designated at
the ``Agricultural Advisory Committee.'' The Commission certifies that
the renewal of the advisory committee is in the public interest in
connection with duties imposed on the Commission by the Commodity
NOTICES: Washington Mutual, Inc., et al.; over-the-counter derivatives transactions,
Published: 2003-03-21
In response to a request for relief from Washington Mutual,
Inc. and its various subsidiaries (collectively, ``Washington
Mutual''), the Commodity Futures Trading Commission (``Commission''),
pursuant to section 1a(12)(C) of the Commodity Exchange Act (``Act''),
is issuing an order that provides that, subject to certain conditions,
Single Asset
RULES: National Futures Association; disclosure documents filing,
Published: 2003-03-17
The Commodity Futures Trading Commission (the ``Commission''
or ``CFTC'') has adopted amendments to part 4 of its rules, which
governs Commodity Pool Operators (``CPOs'') and Commodity Trading
Advisors (``CTAs''). These amendments make clear that certain
Disclosure Documents need only be filed with the National Futures
Association (``NFA'') and
PROPOSED RULES: Registration exemption and other regulatory relief,
Published: 2003-03-17
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing to amend Rule 4.5, which provides an exclusion from the
definition of the term ``commodity pool operator'' (CPO) for certain
persons, and Rules 4.13 and 4.14, which provide exemption from CPO and
commodity trading advisor (CTA) registration, respectively, for certain
other
NOTICES: Meetings; Sunshine Act,
Published: 2003-03-17
Time and Date: 11 a.m., Friday, April 4, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th floor conference room. Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information Contact: Jean A. Webb, 202418 5100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 036449 Filed 31303; 8:45 am]
BILLING CODE 635101P
NOTICES: Meetings; Sunshine Act,
Published: 2003-03-17
Time and Date: 11 a.m., Friday, April 11, 2003.
Place: 1155 21st St., NW., Washington, DC., 9th floor conference. Status: Closed.
Matters to be Considered: Surveillance matters.
For More Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 036450 Filed 31303; 3:07 pm]
BILLING CODE 635101P
NOTICES: Meetings; Sunshine Act,
Published: 2003-03-17
Time and Date: 11 a.m., Friday, April 18, 2003.
Place: 1155 21st St., NW., Washington, DC, 9th floor of conference room.
Status: Closed.
Matters to be Considered: Surveillance matters.
NOTICES: Meetings; Sunshine Act,
Published: 2003-03-17
Time and Date: 11 a.m., Friday, April 25, 2003.
Place: 1155 21st St., NW., Washington, DC 9th floor conference room. Status: Closed.
Matters to be considered. Surveillance matters.
For More Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 036452 Filed 31303; 3:07 pm]
BILLING CODE 635101P
NOTICES: Authorization for reviews of commodity pool operators’ disclosure documents for publicly-offered commodity pools,
Published: 2003-03-17
The Commodity Futures Trading Commission (the ``Commission'')
is authorizing the National Futures Association (``NFA'') to conduct
reviews of Disclosure Documents required to be filed with the
Commission by commodity pool operators (``CPOs'') for publiclyoffered
commodity pools.
PROPOSED RULES: Eligible bunched customer orders; account identification,
Published: 2003-03-14
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to amend Commission Rule 1.35(a1) (``Rule
1.35(a1)''), which allows certain account managers to bunch customer
orders for execution and to allocate them to individual accounts at the
end of the trading session (hereinafter referred to as ``bunching''). The
[[Page
PROPOSED RULES: Commodity trading advisors; performance data and disclosure,
Published: 2003-03-13
The Commodity Futures Trading Commission (``CFTC'' or
``Commission'') is proposing to amend its rules relating to the
computation and presentation of rate of return information and other
disclosures concerning partiallyfunded accounts managed by commodity
trading advisors (``CTAs'').
NOTICES: Meetings; Sunshine Act,
Published: 2003-03-10
Federal Register Citation of Previous Announcement: 68 FR 7776.
Previously Announced time and Date of the Meeting: 10:30 a.m., Wednesday, March 05, 2003.
Changes in the Meeting: The closed meeting to discuss Personnel Matters has been postponed until Monday, March 10, 2003 at 2 p.m.
Contact Person for More Information: Jean A. Webb, 2024185100.
Jean
