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NOTICES: Global Markets Advisory Committee,
Published: 2004-12-28
This is to give notice, pursuant to Section 10(a) of the Federal
Advisory Committee Act, 5 U.S.C. App. 2, 10(a), that the Commodity
Futures Trading Commission's Global Markets Advisory Committee will
conduct a public meeting on Wednesday, January 12, 2005. The meeting
will take place in the first floor hearing room of the Commission's
NOTICES: Meetings; Sunshine Act,
Published: 2004-12-27
Time and Date: 11 a.m. Friday, January 7, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0428411 Filed 122204; 3:38 pm]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2004-12-27
Time and Date: 11 a.m., Friday, January 14, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0428412 Filed 122204; 3:38 pm]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2004-12-27
Time and Date: 11 a.m., Friday, January 21, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0428413 Filed 122204; 3:38 pm]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2004-12-27
Time and Date: 11 a.m., Friday, January 28, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0428414 Filed 122204; 3:38 pm]
BILLING CODE
RULES: Large trader reports; reporting levels and recordkeeping,
Published: 2004-12-21
The Commodity Futures Trading Commission (Commission or CFTC)
has adopted several amendments to its contract market and large trader
reporting rules (reporting rules). First, with regard to contract
reporting levels, the Commission has raised existing levels for certain
commodities, established a new default contract reporting level for
broadbased
RULES: Customer funds allocation; funds held in futures account type customer account class,
Published: 2004-11-30
This interpretation by the Commodity Futures Trading
Commission is issued to clarify the appropriate means by which to
allocate customer funds held by an insolvent Futures Commission
Merchant (FCM) to account classes (as such term is defined in section
190.01(a) of the Commission's Regulations (17 CFR 190.01(a)) in cases
where money, securities or
RULES: Derivatives transaction execution facility registration or contract market designation; application procedures,
Published: 2004-11-22
The Commodity Futures Trading Commission (Commission or CFTC)
is amending its regulations to revise the application and review
procedures for registration as a Derivatives Transaction Execution
Facility (DTEF) or designation as a Contract Market (DCM). The
amendments eliminate the presumption of automatic fasttrack review of
applications and
RULES: Confidential information and commission records and information,
Published: 2004-11-18
The Commodity Futures Trading Commission is amending its
regulations to specify which portions of an application for
registration as a derivatives transaction execution facility (DTEF) or
derivatives clearing organization (DCO), or for designation as a
contract market (DCM), will be public. The amendments also implement a
procedure requiring
NOTICES: Contract market and registered futures association; rule enforcement programs reviews; fees schedule,
Published: 2004-11-18
The Commission charges fees to designated contract markets and
the National Futures Association (NFA) to recover the costs incurred by
the Commission in the operation of a program which provides a service
to these entities. The fees are charged for the Commission's conduct of
its program of oversight of selfregulatory rule enforcement programs
(17
NOTICES: Meetings; Sunshine Act,
Published: 2004-11-18
NOTICES: Meetings; Sunshine Act,
Published: 2004-11-18
Time and Date: 11 a.m., Friday, December 10, 2004.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2004-11-18
NOTICES: International Exchange, Inc.; brokers and traders treatment as eligible commercial entities,
Published: 2004-11-15
In response to a petition from the Intercontinental Exchange,
Inc. (``Intercontinental''), the Commodity Futures Trading Commission
(``Commission'' or ``CFTC''), pursuant to section 1a(11)(C) of the
Commodity Exchange Act (``Act''), is issuing an order that deems,
subject to certain conditions, brokers and traders associated with the
International
PROPOSED RULES: Futures commission merchants and introducing brokers; risk disclosure statement distribution,
Published: 2004-11-09
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to amend Rule 1.55 to provide that non
institutional customers may indicate with a single signature, in
addition to the acknowledgment of receipt of various disclosures and
the making of certain elections, the consent referenced in Rules
155.3(b)(2) and 155.4(b)(2)
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-11-09
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
PROPOSED RULES: Review of National Futures Association decisions,
Published: 2004-10-25
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') proposes to amend its rules relating to the scope of
Commission review of National Futures Association (``NFA'') decisions
in disciplinary, membership denial, registration and member
responsibility actions. First, the Commission proposes to make a
technical amendment to add the
NOTICES: Meetings; Sunshine Act,
Published: 2004-10-20
NOTICES: Meetings; Sunshine Act,
Published: 2004-10-20
NOTICES: Meetings; Sunshine Act,
Published: 2004-10-20
NOTICES: Meetings; Sunshine Act,
Published: 2004-10-20
RULES: Commodity interest transactions; intermediaries; amendments, correction,
Published: 2004-10-05
This document contains a correcting amendment to the final
rule amendments that were published on October 23, 2001 (66 FR 53510).
Those rule amendments related to various aspects of the operations of
intermediaries of commodity interest transactions. The particular rule
in issue concerns the close out of offsetting positions. The correcting
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-10-05
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Technology Advisory Committee,
Published: 2004-09-30
This is to give notice, pursuant to Section 10(a) of the Federal
Advisory Committee Act, 5 U.S.C. App. 2, Section 10(a), that the
Commodity Futures Trading Commission's Technology Advisory Committee
will conduct a public meeting on Wednesday, October 13, 2004. The
meeting will take place in the first floor hearing room of the
Commission's
NOTICES: Meetings; Sunshine Act,
Published: 2004-09-29
