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NOTICES: Meetings; Sunshine Act,
Published: 2004-09-22
Time and Date: 10:30 a.m., Wednesday, September 29, 2004.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Rule Enforcement Review.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0421349 Filed 92004; 10:24 am]
NOTICES: Meetings; Sunshine Act,
Published: 2004-09-20
Time and Date: 11 a.m., Friday, October 1, 2004.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2004-09-20
Time and Date: 11 a.m., Friday, October 8, 2004.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room
Status: Closed.
Matters to be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2004-09-20
Time and Date: 11 a.m., Friday, October 15, 2004.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2004-09-20
Time and Date: 11 a.m., Friday, October 22, 2004.
Place: 1155 21st St., NW,. Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2004-09-20
Time and Date: 11 a.m., Friday, October 29, 2004.
Place: 1155 21st St., NW,. Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
[[Page 56202]]
RULES: Futures commission merchants and introducing brokers; minimum financial and related reporting requirements; Correction,
Published: 2004-09-17
This document corrects typographical errors in a final rule
that was published in the Federal Register on August 12, 2004. This
document also corrects the inadvertent omission of technical
corrections that were described in the preamble of the published
document but which were not included in the amendatory language of the
final rule.
NOTICES: Meetings; Sunshine Act,
Published: 2004-09-13
PROPOSED RULES: Derivatives transaction execution facility registration or contract market designation; application procedures,
Published: 2004-09-01
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing to revise the application and review procedures for
registration as a Derivatives Transaction Execution Facility (DTEF) or
designation as a Contract Market (DCM). Specifically, the Commission is
proposing to eliminate the presumption of automatic fasttrack review
of
RULES: Civil monetary penalties; inflation adjustment,
Published: 2004-08-31
The Commodity Futures Trading Commission (Commission) is
amending its rule which governs the maximum amount of civil monetary
penalties, to adjust for inflation. This rule sets forth the maximum,
inflationadjusted dollar amount for civil monetary penalties (CMPs)
assessable for violations of the Commodity Exchange Act (Act) and
Commission rules
RULES: Administrative wage garnishment,
Published: 2004-08-31
The Commodity Futures Trading Commission (Commission) is
amending its regulations which govern the collection of claims owed to
the United States arising from activities under the Commission's
jurisdiction. The amendment implements provisions of the Debt
Collection Improvement Act of 1996 (DCIA) that allow Federal agencies
to collect pastdue debts
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-08-31
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Meetings; Sunshine Act,
Published: 2004-08-18
Time and Date: 11 a.m., Friday, September 10, 2004.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0419039 Filed 81604; 2:00 pm]
BILLING
NOTICES: Meetings; Sunshine Act,
Published: 2004-08-18
NOTICES: Meetings; Sunshine Act,
Published: 2004-08-18
NOTICES: Meetings; Sunshine Act,
Published: 2004-08-18
RULES: Futures commission merchants and introducing brokers; minimum financial and related reporting requirements,
Published: 2004-08-12
The Commodity Futures Trading Commission (``Commission'') is
amending several of its regulations relating to the minimum financial
and related reporting requirements for futures commission merchants
(``FCMs'') and introducing brokers (``IBs''). The amended regulations
require an FCM, when calculating its minimum adjusted net capital
requirement,
RULES: Brokers who are members of foreign board of trade; registration exemptions,
Published: 2004-08-12
The Commodity Futures Trading Commission (Commission or CFTC)
is amending part 30 of the Commission's regulations to clarify the
circumstances under which a foreign futures and options broker (FFOB)
that is a member of a foreign board of trade must register or obtain an
exemption from registration. The Commission has amended Rule 30.4(a) to
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-08-05
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
PROPOSED RULES: Confidential information and commission records and information,
Published: 2004-07-28
The Commodity Futures Trading Commission is proposing to
revise its regulations to specify which portions of an application for
registration as a derivatives transaction execution facility (DTEF),
derivatives clearing organization (DCO), or designated contract market
(DCM) will be public. The Commission also proposes to implement a
procedure
NOTICES: Meetings; Sunshine Act,
Published: 2004-07-22
NOTICES: Meetings; Sunshine Act,
Published: 2004-07-22
NOTICES: Meetings; Sunshine Act,
Published: 2004-07-22
NOTICES: Meetings; Sunshine Act,
Published: 2004-07-22
RULES: Exempt commercial markets,
Published: 2004-07-20
The Commodity Futures Trading Commission (``Commission'') is
promulgating final rules relating to electronic trading facilities that
operate in reliance on the exemption in section 2(h)(3) of the
Commodity Exchange Act (``the Act''). First, the Commission is amending
Rule 36.3(b), which governs Commission access to information regarding
