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NOTICES: Governance and self-regulation; comment request,
Published: 2004-07-19
At the request of the Futures Industry Association, the
Commodity Futures Trading Commission (``Commission'') is extending the
time for interested parties to respond to the Commission's Request for
Comments on the Governance of SelfRegulatory Organizations, originally
published in the Federal Register on June 9, 2004.
NOTICES: Global Markets Advisory Committee,
Published: 2004-07-14
The Commodity Futures Trading Commission has determined to
renew the charter of its Global Markets Advisory Committee. As required
by Sections 9(a)(2) and 14(a)(2)(A) of the Federal Advisory Committee
Act, 5 U.S.C. app. 2, Sec. Sec. 9(a)(2) and 14(a)(2)(A), and 41 CFR
1016.1007 and 1016.129, the Commission has consulted with the
Committee
RULES: Regional office information, Section 4d(2) references, and registration exemption; technical corrections,
Published: 2004-07-09
The Commodity Futures Trading Commission (``Commission'') is
amending its regulations to make a series of technical corrections, as
follows: To delete references to the Western Regional Office, which was
closed in 2003; to update addresses for other regional offices; to
correct references to section 4d(2) of the Commodity Exchange Act to
read
NOTICES: Agricultural Advisory Committee,
Published: 2004-07-02
This is to give notice, pursuant to section 10(a) of the Federal
Advisory Committee, Act, 5 U.S.C. App. 2 section 10(a), that the
Commodity Futures Trading Commission's Agricultural Advisory Committee
will conduct a public meeting on Wednesday July 21, 2004. The meeting
will take place in the first floor hearing room of the Commission's
PROPOSED RULES: Execution of transactions and core principle 9 guidance,
Published: 2004-07-01
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing a number of amendments to its rules concerning
trading off the centralized market, including the addition of guidance
on contract market block trading rules. The Commission is proposing
these rule amendments and requesting comment as part of its continuing
efforts
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-06-22
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-06-22
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden.
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-06-22
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Meetings; Sunshine Act,
Published: 2004-06-18
Time and Date: 11 a.m., Friday, July 9, 2004.
Place: 1155 21st St., NW., Washington, DC 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0414001 Filed 61604; 2:58 pm]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2004-06-18
Time and Date: 11 a.m., Friday, July 16, 2004.
Place: 1155 21st St., NW., Washington, DC 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0414002 Filed 61604; 2:58 pm]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2004-06-18
Time and Date: 11 a.m., Friday, July 23, 2004.
Place: 1155 21st St., NW., Washington, DC 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0414003 Filed 61604; 2:58 pm]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2004-06-18
Time and Date: 11 a.m., Friday, July 30, 2004.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
[[Page 34142]]
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of Commission.
[FR Doc. 0414004 Filed 61604; 2:58 pm]
NOTICES: Meetings; Sunshine Act,
Published: 2004-06-18
Time and Date: 11 a.m., Friday, July 2, 2004.
Place: 1155 21st., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0414000 Filed 61604; 2:58 pm]
BILLING CODE 635101M
PROPOSED RULES: Speculative position limits,
Published: 2004-06-17
The Chicago Board of Trade (CBT), the Kansas City Board of
Trade (KCBT), and the Minneapolis Grain Exchange (MGE) have submitted
separate petitions to the Commodity Futures Trading Commission
(Commission) seeking repeal or amendment of the speculative position
limits set out in Commission regulation 150.2 (Federal speculative
position limits). In
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-06-16
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden.
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-06-09
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Governance and self-regulation; comment request,
Published: 2004-06-09
This Request for Comments continues the Commodity Futures
Trading Commission's (``CFTC or Commission'') ongoing review of self
regulatory organizations (``SROs''). The request discusses recent
changes in the U.S. futures industry and the Commission's governance
requirements prior to and after passage of the Commodity Futures
Modernization Act
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-06-03
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden.
NOTICES: Designated self-regulatory organization system; futures market self-regulation; comment request,
Published: 2004-06-02
The Commodity Futures Trading Commission (``Commission'') is
reopening the comment period for interested parties to comment on
proposed amendments to a 1984 agreement (``Joint Audit Agreement'') allocating certain audit and other financial surveillance
responsibilities among designated selfregulatory organizations
(``DSROs''). The proposed
NOTICES: Global Markets Advisory Committee,
Published: 2004-05-19
This is to give notice, pursuant to section 10(a) of the Federal
Advisory Committee Act, 5 U.S.C. App. 2, section 10(a), that the
Commodity Futures Trading Commission's Global Markets Advisory Committee will conduct a
[[Page 28884]]
public meeting on Wednesday, June 2, 2004. The meeting will take place
in the first floor hearing room of the
NOTICES: Meetings; Sunshine Act,
Published: 2004-05-17
Agency HOLDING THE MEETING: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, June 4, 2004.
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
Matters To Be Considered:
Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc.
NOTICES: Meetings; Sunshine Act,
Published: 2004-05-17
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, June 11, 2004.
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
Matter to be Considered:
Surveillance Matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc.
NOTICES: Meetings; Sunshine Act,
Published: 2004-05-17
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, June 18, 2004.
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
Matters To Be Considered:
Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc.
NOTICES: Meetings; Sunshine Act,
Published: 2004-05-17
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, June 25, 2004.
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
Matters To Be Considered:
Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc.
PROPOSED RULES: Large trader reports; reporting levels and recordkeeping,
Published: 2004-05-12
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing several amendments to its large trader reporting rules.
First, the Commission is proposing to amend part 15 of its rules to
introduce additional contracts and to raise the reporting levels at
which futures commission merchants, clearing members and foreign
brokers must file
