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NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-05-12
The Commodity Futures Trading Commission (``the Commission'')
is announcing an opportunity for public comment on the proposed
collection of certain information by the agency. Under the Paperwork
Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies
are required to publish notice in the Federal Register concerning each
proposed
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-04-30
The Commodity Futures Trading Commission (``the Commission'')
is announcing an opportunity for public comment on the proposed
collection of certain information by the agency. Under the Paperwork
Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies
are required to publish notice in the Federal Register concerning each
proposed
NOTICES: Meetings; Sunshine Act,
Published: 2004-04-30
NOTICES: Designated self-regulatory organization system; futures market self-regulation; comment request; correction,
Published: 2004-04-26
Correction
In notice document 048235 beginning on page 19166 in the issue of Monday, April 12, 2004 make the following correction:
On page 19167, in the second column, remove the first two
paragraphs and insert them into footnote 9 of the first column, so that footnote 9 appears as follows:
\9\ Originally, Regulation 1.3(ff) defined a
NOTICES: Meetings; Sunshine Act,
Published: 2004-04-20
NOTICES: Meetings; Sunshine Act,
Published: 2004-04-20
NOTICES: Meetings; Sunshine Act,
Published: 2004-04-20
NOTICES: Meetings; Sunshine Act,
Published: 2004-04-20
NOTICES: Designated self-regulatory organization system; futures market self-regulation; comment request,
Published: 2004-04-12
The Commodity Exchange Act (the ``Act''),\1\ through Core
Principles added by the Commodity Futures Modernization Act of 2000
(``CFMA'') \2\ and otherwise, imposes upon trading facilities
(designated contract markets or ''DCMs'' and derivatives transaction
execution facilities or ``DTEFs''), upon registered futures
associations (``RFAs''),\3\ and
PROPOSED RULES: Foreign firms acting as futures commission merchants or introducing brokers; direct acceptance of orders from U.S. customers without registering with agency,
Published: 2004-04-06
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to amend Part 30 of the Commission's regulations
to clarify when foreign futures and options brokers who are members of
a foreign board of trade must register or obtain an exemption from
registration. The Commission proposes to modify Rule 30.4(a) by
clarifying that
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-04-06
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Meetings; Sunshine Act,
Published: 2004-04-06
Time and Date: 2 p.m., Tuesday, April 13, 2004.
Place: 1155 21st St., NW., Washington, DC, Commission Conference Room. Status: Closed.
Matters to Be Considered: The Commission will hold a closed Judicial
Meeting.
RULES: Intermediaries; registration in futures industry; correction,
Published: 2004-03-31
This document contains corrections to the final regulations,
which were published Thursday, June 6, 2002. The regulations relate to
the registration of intermediaries in the futures industry.
NOTICES: Exchange floor brokers and floor traders deemed to be eligible contract participants—; IntertcontinentalExchange, Inc.,
Published: 2004-03-22
The Commodity Futures Trading Commission (``Commission'') is
requesting comment regarding an Intercontinental Exchange, Inc.
(``Intercontinental'') petition requesting that the category of
eligible commercial entity (``ECE'') be expanded to include floor and
electronic broker firms that are members of the International Petroleum
Exchange (``IPE'')
NOTICES: Meetings; Sunshine Act,
Published: 2004-03-17
NOTICES: Meetings; Sunshine Act,
Published: 2004-03-17
NOTICES: Meetings; Sunshine Act,
Published: 2004-03-17
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
Matters to be Considered: Surveillance matters.
NOTICES: Meetings; Sunshine Act,
Published: 2004-03-17
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
matters to be considered: Surveillance matters.
NOTICES: Meetings; Sunshine Act,
Published: 2004-03-17
NOTICES: Approval and product review for fees,
Published: 2004-03-10
The Commission charges fees to designated contract markets and
registered derivatives transaction execution facilities to recover the
costs of its review of requests for approval of products. The
calculation of the fees to be charged for the upcoming year is based on
an average of actual program costs, as explained below. The new fee
schedule is
NOTICES: Contract markets and registered futures association; rule enforcement programs, reviews; fee schedule,
Published: 2004-03-10
The Commission charges fees to designated contract markets and
the National Futures Association (NFA) to recover the costs incurred by
the Commission in the operation of a program which provides a service
to these entities. The fees are charged for the Commission's conduct of
its program of oversight of selfregulatory rule enforcement programs
(17
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-03-01
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq.,
[[Page 9599]]
Federal agencies are required to publish notice in the Federal Register
concerning each proposed
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-02-23
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2004-02-23
The Commodity futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et.seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Meetings; Sunshine Act,
Published: 2004-02-20
Time and Date: 11 a.m., Friday, March 5, 2004.
Place: 1155 21st St., NW., Washington, DC, Room 1012.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
