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RULES: Exemptions—; Australian Stock Exchange Ltd.,
Published: 2005-12-22
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is granting an exemption to firms designated by the
Australian Stock Exchange Limited from the application of certain of
the Commission's foreign futures and option rules based on substituted
compliance with certain comparable regulatory and selfregulatory
requirements of a
NOTICES: Governance and self-regulation,
Published: 2005-12-21
The Commission is extending the time for interested parties to
respond to the Commission's Request for Comments on SelfRegulation and
SelfRegulatory Organizations in the Futures Industry, published in the Federal Register on November 25, 2005.\1\
\1\ 70 FR 71090 (November 25, 2005).
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2005-12-20
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-20
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-16
Time and Date: 11 am, Friday, January 13, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0524182 Filed 121405; 11:09 am]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-16
Time and Date: 11 am, Friday, January 6, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0524183 Filed 121405; 11:09 am]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-16
Time and Date: 11 am, Friday, January 20, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0524184 Filed 121405; 11:09 am]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-16
Time and Date: 11 am, Friday, January 27, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0524185 Filed 121405; 11:09 am]
BILLING CODE
PROPOSED RULES: Market and large trader reporting; amendments,
Published: 2005-12-15
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing several amendments to its market and large trader
reporting rules. First, the Commission is proposing to establish a new
reporting level for futures and option contracts based on 3Year U.S.
Treasury Notes. Second, the Commission is proposing to clarify the
application of
PROPOSED RULES: Commodity pool operators annual reports; electronic filing requirement,
Published: 2005-12-15
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is proposing to amend Commission regulations to require that
commodity pool annual financial reports submitted by commodity pool
operators (``CPOs'') to the National Futures Association (``NFA'') be filed electronically.
Commodity pool annual reports filed with a registered
NOTICES: Meetings; Sunshine Act,
Published: 2005-12-02
Notice is hereby given that the Commodity Futures Trading
Commission (``Commission'') will hold a public roundtable meeting at
which invited participants will discuss global marketsrelated issues
in the financial services and commodity markets. Participants will be
announced at a later date.
NOTICES: Governance and self-regulation,
Published: 2005-11-25
This Request for Comments (``Request'') continues the
Commission's ongoing review of selfregulation and selfregulatory
organizations in the U.S. futures industry (``SRO Study''). The Request
seeks public comment on a range of SRO issues, including governance,
minimizing conflicts of interest within selfregulation, the
composition of SROs' boards
PROPOSED RULES: Futures commission merchants and specified foreign currency forward and inventory capital charges; alternative market risk and credit risk capital charges,
Published: 2005-11-23
The Commodity Futures Trading Commission (``Commission'') is
reopening the comment period for interested parties to comment on
proposed amendments to Parts 1, 145 and 147 of the Commission's
regulations.
NOTICES: Meetings; Sunshine Act,
Published: 2005-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2005-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2005-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2005-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2005-11-17
NOTICES: Meetings; Sunshine Act,
Published: 2005-10-24
Agency Holding the Meeting: Commodity Futures Trading Commission
Federal Register Citation of Previous Announcement: 70 FR 194.
Previously Announced Time and Date of the Meeting: 11 a.m., Wednesday, October 26, 2005.
Changes in the Meeting: The Rule Enforcement Review has been moved to Friday, October 28, 2005, at 11:45 a.m.
Contact Person For More
NOTICES: Meetings; Sunshine Act,
Published: 2005-10-18
Time and Date: 11 a.m., Friday, November 18, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to Be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0520879 Filed 101405; 9:44 am]
BILLING
NOTICES: Meetings; Sunshine Act,
Published: 2005-10-18
NOTICES: Meetings; Sunshine Act,
Published: 2005-10-18
NOTICES: Meetings; Sunshine Act,
Published: 2005-10-18
Time and Date: 11 a.m., Friday, November 4, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
Contact Person For More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 0520878 Filed 101405; 9:44 am]
BILLING
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2005-10-12
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
PROPOSED RULES: Futures commission merchants and specified foreign currency forward and inventory capital charges; alternative market risk and credit risk capital charges,
Published: 2005-10-11
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is issuing this release to propose amendments to Commission
rules that impose minimum financial and related reporting requirements
upon each person registered as a futures commission merchant (``FCM'').
Pursuant to rule amendments that became effective in August of 2004,
the
