77. AGENCY HOLDING THE MEETING: Commodity Futures Trading Commission.
NOTICES: Meetings; Sunshine Act,
78. Agency Holding the Meeting: Commodity Futures Trading Commission.
NOTICES: Meetings; Sunshine Act,
Time and Date: 11 a.m., Friday, April 15, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
[[Page 13179]]
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
[[Page 13179]]
79. Agency Holding the Meeting: Commodity Futures Trading Commission.
NOTICES: Meetings; Sunshine Act,
80. AGENCY HOLDING THE MEETING: Commodity Futures Trading Commission.
NOTICES: Meetings; Sunshine Act,
81. Revision of Federal Speculative Position Limits
PROPOSED RULES: Federal speculative position limits,
The Commodity Futures Trading Commission (Commission)
periodically reviews its policies and rules pertaining to the
regulatory framework for speculative position limits, including the
speculative position limits set out in Commission regulation 150.2
(Federal speculative position limits). In this regard, the Commission
has reviewed the existing
82. Sunshine Act Meetings
NOTICES: Meetings; Sunshine Act,
Time and Date: 11 a.m., Friday, March 25, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 053282 Filed 21605; 11:00 am]
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Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 053282 Filed 21605; 11:00 am]
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83. Sunshine Act Meetings
NOTICES: Meetings; Sunshine Act,
Time and Date: 11 a.m., Friday, March 18, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
84. Sunshine Act Meetings
NOTICES: Meetings; Sunshine Act,
Time and Date: 11 a.m., Friday, March 11, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 053284 Filed 21605; 11:00 am]
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Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
For Further Information Contact: Jean A. Webb, 2024185100.
Jean A. Webb,
Secretary of the Commission.
[FR Doc. 053284 Filed 21605; 11:00 am]
BILLING CODE
85. Sunshine Act Meetings
NOTICES: Meetings; Sunshine Act,
Time and Date: 11 a.m., Friday, March 4, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
[[Page 8348]]
Contact Person for Further Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 053285 Filed 21605; 11:00 am]
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
[[Page 8348]]
Contact Person for Further Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 053285 Filed 21605; 11:00 am]
86. Distribution of ``Risk Disclosure Statement'' by Futures Commission Merchants and Introducing Brokers
RULES: Futures commission merchants and introducing brokers; risk disclosure statement; distribution; Correction,
Correction
In rule document 051906 beginning on page 5923 the issue of Friday, February 4, 2005, make the following correction:
On page 5924, in the third column, in amendatory paragraph 3, the
third line should read as follows, ``Authority: 7 U.S.C. 6b, 6c, 6g, 6j and 12a, unless otherwise noted.''
[FR Doc. C51906 Filed 21105; 8:45 am]
87. In the Matter of the New York Mercantile Exchange, Inc. Petition To Extend Interpretation Pursuant to Section
NOTICES: Exchange floor brokers and floor traders deemed to be eligible contract participants—; New York Mercantile Exchange, Inc.,
On February 4, 2003, in response to a petition from the New
York Mercantile Exchange, Inc. (``NYMEX'' or ``Exchange'') the
Commodity Futures Trading Commission (``Commission''), issued an order
\1\ pursuant to Section 1a(12)(C) of the Commodity Exchange Act
(``Act''). The order provides that, subject to certain conditions,
Exchange floor brokers
88. Distribution of ``Risk Disclosure Statement'' by Futures Commission Merchants and Introducing Brokers
RULES: Futures commission merchants and introducing brokers; risk disclosure statement; distribution,
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is amending Rule 1.55 to provide that noninstitutional
customers may indicate with a single signature, in addition to the
acknowledgment of receipt of various disclosures and the making of
certain elections, the consent referenced in Rules 155.3(b)(2) and
155.4(b)(2) and
89. Investment of Customer Funds and Record of Investments
PROPOSED RULES: Investment of customer funds and related recordkeeping requirements,
The Commodity Futures Trading Commission (``Commission'') is
proposing to amend its regulations regarding investment of customer
funds and related recordkeeping requirements. The proposed amendments
address standards for investing in instruments with embedded
derivatives, requirements for adjustable rate securities (including
auction rate
90. AGENCY: Commodity Futures Trading Commission.
NOTICES: Financial and segregation interpretation no. 10; proposed withdrawal,
Section 4d(a)(2) of the Commodity Exchange Act (``CEA'') and
related Commission regulations (hereinafter collectively referred to as
``segregation requirements'') require that, among other things, all
funds deposited with a futures commission merchant (``FCM'') to
purchase, margin, guarantee, or secure futures or commodity options
transactions and
91. Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
92. Sunshine Act Meeting
NOTICES: Meetings; Sunshine Act,
93. Sunshine Act Meeting
NOTICES: Meetings; Sunshine Act,
94. Sunshine Act; Meeting
NOTICES: Meetings; Sunshine Act,
95. Sunshine Act Meeting
NOTICES: Meetings; Sunshine Act,
Time and Date: 11 a.m., Friday, February 18, 2005.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 051117 Filed 11405; 11:48 am]
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Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Jean A. Webb, (202) 4185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 051117 Filed 11405; 11:48 am]
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96. Agency Information Collection Activities Under OMB Review
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
97. Delegation of Authority to Director of the Division of Clearing and Intermediary Oversight; Correction
RULES: Clearing and Intermediary Oversight Division et al.; correction,
This document contains technical amendments to the final rule
amendments that were published on October 7, 2002 (67 FR 62350). This
rule relates to delegations of authority from the Commodity Futures
Trading Commission (Commission) to its staff.
98. Performance of Certain Functions by National Futures Association With Respect to Those Foreign Firms Acting in the
NOTICES: Foreign firms acting in capacity of futures commission merchants; National Futures Association performance,
The Commodity Futures Trading Commission (``Commission'') is
authorizing the National Futures Association (``NFA'') to confirm
exemptive relief to certain firms acting in the capacity of a futures
commission merchant (``FCM'') that are subject to regulation by a
foreign futures authority or that are members of a foreign self
regulatory organization
99. Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration
RULES: National Futures Association; review of disciplinary, membership denial, registration, and member responsibility actions decisions; amendments,
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') hereby amends its rules relating to the scope of Commission
review of National Futures Association (``NFA'') decisions in
disciplinary, membership denial, registration and member responsibility
actions. First, the Commission makes a technical amendment to add the
NFA's Hearing
Common CFR Searches
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 50 CFR Part 679 47 CFR Part 73 26 CFR Part 1 40 CFR Part 180 33 CFR Part 117 50 CFR Part 17 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 300 6 CFR Part 5 40 CFR Part 271 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 10 CFR Part 50 44 CFR Part 64 49 CFR Part 571 39 CFR Part 3020