Agency: Commodity Futures Trading Commission
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc 06-9869] 1.
The Commodity Futures Trading Commission (``the Commission'' is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed
Published: 2006-12-27 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9798] 2. Notice of Sunshine Act Meetings
Published: 2006-12-20 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9799] 3. Notice of Sunshine Act Meetings
Time and Date: 11 a.m., Friday, January 19, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Eileen A. Donovan, 2024185100. Catherine D. Daniels,
Assistant Secretary of the Commission.
[FR Doc. 069799 Filed 121806;
Published: 2006-12-20 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9800] 4. Notice of Sunshine Act Meetings
Time and Date: 11 a.m., Friday, January 12, 2007.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Eileen A. Donovan, 2024185100. Catherine D. Daniels,
Assistant Secretary of the Commission.
[FR Doc. 069800 Filed 121806;
Published: 2006-12-20 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9801] 5. Notice of Sunshine Act Meetings
Published: 2006-12-20 COMMODITY FUTURES TRADING : Commodity Futures Trading Commission
[FR Doc E6-19533] 6. Financial Reporting Requirements for Introducing Brokers
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending Commission regulations to require introducing brokers (``IBs'') submitting CFTC financial Forms 1FRIB that are certified by independent public accountants to file such financial reports electronically with the National Futures Association (``NFA''). The amendments
Published: 2006-11-22 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9284] 7. Sunshine Act Meeting Notice
Published: 2006-11-17 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9285] 8. Sunshine Act Meeting Notice
Published: 2006-11-17 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9286] 9. Sunshine act Meeting Notice
Published: 2006-11-17 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9287] 10. Sunshine Act Meeting Notice
Published: 2006-11-17 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-9288] 11. Sunshine Act Meetings Notice
Published: 2006-11-17 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E6-18513] 12.
The Commodity Futures Trading Commission is issuing a Statement of Policy that affirms the use of the noaction process to permit foreign boards of trade to provide direct access to their electronic trading systems to U.S. members or authorized participants, and provides additional guidance and procedural enhancements.\1\ \1\ Commission Rule
Published: 2006-11-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E6-18270] 13. Membership in a Registered Futures Association
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend its regulations in order to require, subject to the existing exception for certain notice registered securities brokers or dealers (``BDs''), that all persons registered with the Commission as futures commission merchants (``FCMs'') must become and remain
Published: 2006-11-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-8893] 14. Notice of Meeting; Sunshine Act
Agency Holding the Meeting: Commodity Futures Trading Commission. Sunshine Act Meetings
Time and Date: 2 p.m., Thursday, October 26, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
[[Page 62253]]
Published: 2006-10-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-8753] 15. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, November 3, 2006.
Place: 1155 21st., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Published: 2006-10-17 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-8754] 16. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, November 17, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement matters.
Contact Person for More Information: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 068754 Filed 101306; 2:04
Published: 2006-10-17 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-8755] 17. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, November 24, 2006.
Place: 1155 21st., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person for More Information: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 068755 Filed 101306; 2:04
Published: 2006-10-17 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E6-16947] 18.
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend Commission regulations to require that notices of exemption or exclusion under Part 4 of the Commission's regulations submitted to National Futures Association (``NFA'') be filed electronically.
The Commission previously has authorized NFA to receive and
Published: 2006-10-13 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-8542] 19.
The Commodity Futures Trading commission has submitted information collection 30380017, Market Surveys, to OMB for review and clearance under the Paperwork Reduction Act of 1995 (Pub. L. 10413). The information collected pursuant to these rules is in the public interest and is necessary for market surveillance.
Published: 2006-10-10 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-8533] 20.Notice of Sunshine Act Meeting
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 10:30 a.m., Wednesday, October 25, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Conference Room. Status: Closed.
Matters to be Considered: Rule Enforcement Review.
Published: 2006-10-05 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E6-16035] 21. Limitations on Withdrawals of Equity Capital
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend its regulations to provide that the Commission may, by written order, temporarily prohibit a futures commission merchant (``FCM'') from carrying out equity withdrawal transactions that would reduce excess adjusted net capital by 30 percent or more. The
Published: 2006-09-29 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-7739] 22. Financial Reporting Requirements for Introducing Brokers
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend Commission regulations to require introducing brokers (``IBs'') submitting CFTC financial Forms 1FRIB that are certified by independent public accountants to file such financial reports electronically with the National Futures Association (``NFA''). The
Published: 2006-09-19 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-7822] 23. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, October 6, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
For Further Information Contact: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 067822 Filed 91506; 3:33
Published: 2006-09-19 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-7823] 24. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, October 13, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
For Further Information Contact: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 067823 Filed 91506; 3:35 pm]
Published: 2006-09-19 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc 06-7824] 25. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, October 20, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Enforcement matters.
For Further Information Contact: Eileen A. Donovan, 2024185100. Eileen A. Donovan,
Acting Secretary of the Commission.
[FR Doc. 067824 Filed 91506; 3:37
Published: 2006-09-19 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
Years: 20002001200220032004200520062007200820092010201120122013