1. Financial Reporting Requirements for Introducing Brokers
RULES: Introducing brokers; financial reporting requirements,
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is amending Commission regulations to require introducing
brokers (``IBs'') submitting CFTC financial Forms 1FRIB that are
certified by independent public accountants to file such financial
reports electronically with the National Futures Association (``NFA'').
The amendments