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RULES: Commodity trading advisor; client definition,
Published: 2006-02-24
The Commodity Futures Trading Commission (Commission) is
amending Regulation 1.3(bb) by adding to that regulation a definition
of the term ``client,'' as it relates to commodity trading advisors
(CTAs). This amendment clarifies inconsistencies in the Commission's
regulations concerning the advisees of CTAs, and it reflects the
Commission's
NOTICES: Meetings; Sunshine Act,
Published: 2006-02-22
Agency Holding the Meeting: Commodity Futures Trading Commission. Sunshine Act Meeting
Time and Date: 11 a.m., Friday, March 24, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed
Matter to be Considered:
Surveillance Matters.
RULES: Commodity pool annual financial reports; electronic filing requirement,
Published: 2006-02-22
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is amending Commission rules to require that commodity pool
annual financial reports submitted by commodity pool operators
(``CPOs'') to the National Futures Association (``NFA'') be filed and
affirmed electronically, in compliance with NFA's electronic filing
procedures. NFA
NOTICES: Meetings; Sunshine Act,
Published: 2006-02-22
AGENCY holding the meeting: Commodity Futures Trading Commission. Sunshine Act Meetings
time and date: 11 a.m., Friday, March 10, 2006.
place: 1155 21st. St., NW., Washington, DC, 9th Floor Commission Conference Room.
status: Closed.
matters to be considered:
Surveillance Matters.
for further information contact: Jean A. Webb, (202) 4185100.
Jean
NOTICES: Meetings; Sunshine Act,
Published: 2006-02-22
Agency Holding the Meeting: Commodity Futures Trading Commission. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, March 3, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to Be Considered:
Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2006-02-22
Agency Holding the Meeting: Commodity Futures Trading Commission. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, March 17, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to Be Considered:
Surveillance Matters.
NOTICES: Meetings; Sunshine Act,
Published: 2006-02-22
agency holding the meeting: Commodity Futures Trading Commission. Sunshine Act Meetings
time and date: 11 a.m., Friday, March 31, 2006.
place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
status: Closed.
matters to be considered:
Surveillance Matters.
for further information contact: Jean A. Webb, (202) 4185100.
Jean
RULES: Futures commission merchants and specified foreign currency forward and inventory capital charges; alternative market risk and credit risk capital charges; Correction,
Published: 2006-02-21
Correction
In rule document 06982 beginning on page 5587 in the issue of Thursday, February 2, 2006, make the following correction:
On page 5587, in the second column, in footnote 4, in the eighth
and ninth lines, ``http://www.cftc.gov/foia/comment05/foi05 006 mment05/foi05 006
1.htm.''
[FR Doc. C6982 Filed 21706; 8:45 am]
BILLING CODE 150501D
NOTICES: Exchange floor brokers and floor traders deemed to be eligible contract participants—; New York Mercantile Exchange, Inc.,
Published: 2006-02-09
On February 4, 2003, in response to a petition from the New
York Mercantile Exchange, Inc. (``NYMEX'' or ``Exchange'') the
Commodity Futures Trading Commission (``Commission''), issued an order
\1\ pursuant to section 1a(12)(C) of the Commodity Exchange Act (``Act'').
[[Page 6756]]
The order provided that, subject to certain conditions, Exchange
NOTICES: Tokyo Commodity Exchange,
Published: 2006-02-09
The Commodity Futures Trading Commission (Commission or CFTC)
is granting an exemption to firms designated by the Tokyo Commodity
Exchange (TOCOM) from the application of certain of the Commission's
foreign futures and option rules based on substituted compliance with
certain comparable regulatory and selfregulatory requirements of a
foreign
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2006-02-08
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
RULES: Futures commission merchants and specified foreign currency forward and inventory capital charges; alternative market risk and credit risk capital charges,
Published: 2006-02-02
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is amending Commission regulations that impose minimum
financial and related reporting requirements upon each person
registered as a futures commission merchant (``FCM''). The amended
regulations address the capital computations of FCMs that are
registered with the Securities
NOTICES: Meetings; Sunshine Act,
Published: 2006-01-17
Time and Date: 11 a.m., Friday, February 3, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
Contact Person for More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 06418 Filed 11206; 11:56 am]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2006-01-17
Time and Date: 11 a.m., Friday, February 10, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 06419 Filed 11206; 11:56 am]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2006-01-17
Time and Date: 11 a.m., Friday, February 17, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 06420 Filed 11206; 11:56 am]
BILLING CODE
NOTICES: Meetings; Sunshine Act,
Published: 2006-01-17
Time and Date: 11 a.m., Friday, February 24, 2006.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance matters.
Contact Person For More Information: Jean A. Webb, 2024185100. Jean A. Webb,
Secretary of the Commission.
[FR Doc. 06421 Filed 11206; 11:56 am]
BILLING CODE
RULES: Trading facilities; exempt markets, derivatives transaction execution facilities and designated contract markets, etc.; technical and clarifying amendments,
Published: 2006-01-12
On August 10, 2001, the Commodity Futures Trading Commission
(``Commission'') published final rules implementing the provisions of
the Commodity Futures Modernization Act of 2000 (``CFMA'') relating to
trading facilities.\1\ These amendments are intended to clarify and
codify acceptable practices under the rules for trading facilities,
based on
PROPOSED RULES: Commodity pool operators annual reports; electronic filing requirement; Correction,
Published: 2006-01-09
Correction
In proposed rule document 0523965 beginning on page 74240 in the
issue of Thursday, December 15, 2005, make the following corrections:
1. On page 74241, in the first column, in the first paragraph, in
the ninth line, ``report; (iii) to'' should read ``report; and (iii) to''.
2. On the same page, in the same column, in the
