200020012002200320042005200620072008
Pages:
12345
PROPOSED RULES: Electronic Filing of Disclosure Documents,
Published: 2008-11-26
The Commodity Futures Trading Commission (Commission or CFTC)
is proposing to amend its regulations applicable to the filing of
Disclosure Documents by commodity pool operators (CPOs) and commodity
trading advisors (CTAs) with the National Futures Association (NFA). In
response to a petition from NFA, the CFTC is proposing that CPOs and
CTAs be
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-24
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-24
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-24
Time and Date: 11 a.m., Friday December 12, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E827996 Filed 112008; 4:15 pm]
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-24
Time and Date: 2 p.m., Wednesday December 17, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E827998 Filed 112008; 4:15 pm]
NOTICES: Meetings; Sunshine Act,
Published: 2008-11-24
Time and Date: 11 a.m., Friday December 5, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E827999 Filed 112008; 4:15 pm]
RULES: Rules Relating to Reparation Proceedings,
Published: 2008-11-20
The Commodity Futures Trading Commission (``Commission'' or
``CFTC'') is amending its regulations to clarify that postjudgment
interest shall run on reparation awards in voluntary decisional
proceedings and to provide that in all reparation proceedings resulting
in a judgment for complainant postjudgment interest shall run whether
or not expressly
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-18
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and the expected costs and burden; it
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-18
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-18
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,
Published: 2008-11-18
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501
et seq.), this notice announces that the Information Collection Request
(ICR) abstracted below has been forwarded to the Office of Management
and Budget (OMB) for review and comment. The ICR describes the nature
of the information collection and its expected costs and burden; it
PROPOSED RULES: Regulation 1.38 and Guidance on Core Principle 9; Extension of Comment Period,
Published: 2008-11-14
On September 18, 2008, the Commission published in the Federal
Register a notice of proposed rulemaking to amend its rules, guidance
and acceptable practices concerning trading off the centralized market,
including the addition of guidance on contract market block trading
rules and exchanges of futures for commodities or derivatives
positions.
NOTICES: Rules Relating to Regulation of Domestic Exchange-Traded Options,
Published: 2008-11-12
The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act of 1995
(PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish
notice in the Federal Register concerning each proposed collection of
NOTICES: Trading and Clearing of Certain Products Related to iShares COMEX Gold Trust Shares and iShares Silver Trust Shares,
Published: 2008-11-12
The Commodity Futures Trading Commission (``CFTC'' or the
``Commission'') is proposing to exempt the trading and clearing of
certain contracts called ``options'' and other contracts called
``security futures'' on each of iShares[reg] COMEX Gold Trust Shares
(``Gold Products'') and iShares[reg] Silver Trust Shares (``Silver
Products'')
RULES: Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined to be Included in a Customer's Net Equity; Correction,
Published: 2008-11-04
This interpretation by the Commodity Futures Trading
Commission (``Commission'') is issued to clarify the appropriate
treatment under the commodity broker provisions of the Bankruptcy Code
and Part 190 of the Commission's Regulations of claims arising from
contracts (``clearedonly contracts'') that, although not executed or
traded on a Designated
RULES: Proceedings before the Commodity Futures Trading Commission,
Published: 2008-10-24
The Commodity Futures Trading Commission (``Commission'') is
amending its Rules of Practice and Rules Relating to Reparation
Proceedings, respectively, to standardize service and filing by
electronic means. The amendments also revise rules regarding formatting
requirements of reparations documents filed with the Proceedings Clerk.
NOTICES: Meetings; Sunshine Act,
Published: 2008-10-24
NOTICES: Meetings; Sunshine Act,
Published: 2008-10-24
NOTICES: Meetings; Sunshine Act,
Published: 2008-10-24
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday November 21, 2008.
[[Page 63447]]
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
NOTICES: Meetings; Sunshine Act,
Published: 2008-10-24
Agency Holding The Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday November 28, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S.
NOTICES: Meetings; Sunshine Act,
Published: 2008-10-24
Agency Holding The Meeting: Commodity Futures Trading Commission. Time And Date: 11 a.m., Friday November 14, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S.
NOTICES: Joint Audit Committee Operating Agreement,
Published: 2008-10-21
The Commodity Futures Trading Commission (``Commission'') is
reopening the comment period for interested parties to comment on the
Joint Audit Committee Operating agreement which was submitted to the
Commission for approval pursuant to Commission Regulation 1.52.
RULES: Foreign Futures and Options Transactions,
Published: 2008-10-14
The Commodity Futures Trading Commission (Commission or CFTC)
is granting an exemption to firms designated by the Tokyo Financial
Exchange, Inc. (TFX) from the application of certain of the
Commission's foreign futures and option regulations based upon
substituted compliance with certain comparable regulatory and self
regulatory requirements of a
NOTICES: Meetings; Sunshine Act,
Published: 2008-10-08
Time and Date: 11 a.m. Thursday, October 9, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: DCIO Rule Enforcement Review Meeting.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E823957 Filed 10608;
RULES: Adjustment of Civil Monetary Penalties for Inflation,
Published: 2008-10-03
The Commodity Futures Trading Commission (Commission) is
amending its rule which governs the maximum amount of civil monetary
penalties, to adjust for inflation. This rule sets forth the maximum,
inflationadjusted dollar amount for civil monetary penalties (CMPs)
assessable for violations of the Commodity Exchange Act (Act) and
Commission rules
