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Agency: Commodity Futures Trading Commission

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The Federal Register
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Pages: 12345

1. Electronic Filing of Disclosure Documents

PROPOSED RULES: Electronic Filing of Disclosure Documents,

The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its regulations applicable to the filing of Disclosure Documents by commodity pool operators (CPOs) and commodity trading advisors (CTAs) with the National Futures Association (NFA). In response to a petition from NFA, the CFTC is proposing that CPOs and CTAs be
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

4. Sunshine Act Meetings

NOTICES: Meetings; Sunshine Act,

Time and Date: 11 a.m., Friday December 12, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E827996 Filed 112008; 4:15 pm]
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

5. Sunshine Act Meetings

NOTICES: Meetings; Sunshine Act,

Time and Date: 2 p.m., Wednesday December 17, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E827998 Filed 112008; 4:15 pm]
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

6. Sunshine Act Meetings

NOTICES: Meetings; Sunshine Act,

Time and Date: 11 a.m., Friday December 5, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E827999 Filed 112008; 4:15 pm]
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

7. Rules Relating to Reparation Proceedings

RULES: Rules Relating to Reparation Proceedings,

The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending its regulations to clarify that postjudgment interest shall run on reparation awards in voluntary decisional proceedings and to provide that in all reparation proceedings resulting in a judgment for complainant postjudgment interest shall run whether or not expressly
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

8. Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0052, Establishing Procedures for

NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,

In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and the expected costs and burden; it
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

9. Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0051, Part 39 Derivatives Clearing

NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,

In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden; it
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

10. Agency Information Collection Activities Under OMB Review

NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,

In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden; it
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

11. Agency Information Collection Activities Under OMB Review

NOTICES: Agency Information Collection Activities; Proposals, Submissions, and Approvals,

In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden; it
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

12. Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

PROPOSED RULES: Regulation 1.38 and Guidance on Core Principle 9; Extension of Comment Period,

On September 18, 2008, the Commission published in the Federal Register a notice of proposed rulemaking to amend its rules, guidance and acceptable practices concerning trading off the centralized market, including the addition of guidance on contract market block trading rules and exchanges of futures for commodities or derivatives positions.
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

13. Agency Information Collection Activities: Rules Relating to Regulation of Domestic Exchange-Traded Options

NOTICES: Rules Relating to Regulation of Domestic Exchange-Traded Options,

The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

14. Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing

NOTICES: Trading and Clearing of Certain Products Related to iShares COMEX Gold Trust Shares and iShares Silver Trust Shares,

The Commodity Futures Trading Commission (``CFTC'' or the ``Commission'') is proposing to exempt the trading and clearing of certain contracts called ``options'' and other contracts called ``security futures'' on each of iShares[reg] COMEX Gold Trust Shares (``Gold Products'') and iShares[reg] Silver Trust Shares (``Silver Products'')
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

15. Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's

RULES: Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined to be Included in a Customer's Net Equity; Correction,

This interpretation by the Commodity Futures Trading Commission (``Commission'') is issued to clarify the appropriate treatment under the commodity broker provisions of the Bankruptcy Code and Part 190 of the Commission's Regulations of claims arising from contracts (``clearedonly contracts'') that, although not executed or traded on a Designated
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

16. Proceedings Before the Commodity Futures Trading Commission

RULES: Proceedings before the Commodity Futures Trading Commission,

The Commodity Futures Trading Commission (``Commission'') is amending its Rules of Practice and Rules Relating to Reparation Proceedings, respectively, to standardize service and filing by electronic means. The amendments also revise rules regarding formatting requirements of reparations documents filed with the Proceedings Clerk.
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

19. Sunshine Act Meetings

NOTICES: Meetings; Sunshine Act,

Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday November 21, 2008.
[[Page 63447]]
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

20. Sunshine Act Meetings

NOTICES: Meetings; Sunshine Act,

Agency Holding The Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday November 28, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S.
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

21. Sunshine Act Meetings

NOTICES: Meetings; Sunshine Act,

Agency Holding The Meeting: Commodity Futures Trading Commission. Time And Date: 11 a.m., Friday November 14, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S.
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

22. Joint Audit Committee Operating Agreement

NOTICES: Joint Audit Committee Operating Agreement,

The Commodity Futures Trading Commission (``Commission'') is reopening the comment period for interested parties to comment on the Joint Audit Committee Operating agreement which was submitted to the Commission for approval pursuant to Commission Regulation 1.52.
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

23. Foreign Futures and Options Transactions

RULES: Foreign Futures and Options Transactions,

The Commodity Futures Trading Commission (Commission or CFTC) is granting an exemption to firms designated by the Tokyo Financial Exchange, Inc. (TFX) from the application of certain of the Commission's foreign futures and option regulations based upon substituted compliance with certain comparable regulatory and self regulatory requirements of a
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

24. Sunshine Act Meetings

NOTICES: Meetings; Sunshine Act,

Time and Date: 11 a.m. Thursday, October 9, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: DCIO Rule Enforcement Review Meeting. Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E823957 Filed 10608;
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

25. Adjustment of Civil Monetary Penalties for Inflation

RULES: Adjustment of Civil Monetary Penalties for Inflation,

The Commodity Futures Trading Commission (Commission) is amending its rule which governs the maximum amount of civil monetary penalties, to adjust for inflation. This rule sets forth the maximum, inflationadjusted dollar amount for civil monetary penalties (CMPs) assessable for violations of the Commodity Exchange Act (Act) and Commission rules
COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission

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