Agency: Commodity Futures Trading Commission
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[FR Doc E8-26815] 26.
The Commodity Futures Trading Commission (``CFTC'' or the ``Commission'') is proposing to exempt the trading and clearing of certain contracts called ``options'' and other contracts called ``security futures'' on each of iShares[reg] COMEX Gold Trust Shares (``Gold Products'') and iShares[reg] Silver Trust Shares (``Silver Products'')
Published: 2008-11-12 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-26199] 27.
This interpretation by the Commodity Futures Trading Commission (``Commission'') is issued to clarify the appropriate treatment under the commodity broker provisions of the Bankruptcy Code and Part 190 of the Commission's Regulations of claims arising from contracts (``clearedonly contracts'') that, although not executed or traded on a Designated
Published: 2008-11-04 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-25354] 28. Proceedings Before the Commodity Futures Trading Commission
The Commodity Futures Trading Commission (``Commission'') is amending its Rules of Practice and Rules Relating to Reparation Proceedings, respectively, to standardize service and filing by electronic means. The amendments also revise rules regarding formatting requirements of reparations documents filed with the Proceedings Clerk.
Published: 2008-10-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-25522] 29. Sunshine Act Meetings
Published: 2008-10-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-25523] 30. Sunshine Act Meetings
Published: 2008-10-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-25524] 31. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday November 21, 2008.
[[Page 63447]]
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Published: 2008-10-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-25525] 32. Sunshine Act Meetings
Agency Holding The Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday November 28, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S.
Published: 2008-10-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-25526] 33. Sunshine Act Meetings
Agency Holding The Meeting: Commodity Futures Trading Commission. Time And Date: 11 a.m., Friday November 14, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S.
Published: 2008-10-24 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-24990] 34. Joint Audit Committee Operating Agreement
The Commodity Futures Trading Commission (``Commission'') is reopening the comment period for interested parties to comment on the Joint Audit Committee Operating agreement which was submitted to the Commission for approval pursuant to Commission Regulation 1.52.
Published: 2008-10-21 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-24315] 35. Foreign Futures and Options Transactions
The Commodity Futures Trading Commission (Commission or CFTC) is granting an exemption to firms designated by the Tokyo Financial Exchange, Inc. (TFX) from the application of certain of the Commission's foreign futures and option regulations based upon substituted compliance with certain comparable regulatory and self regulatory requirements of a
Published: 2008-10-14 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23957] 36. Sunshine Act Meetings
Time and Date: 11 a.m. Thursday, October 9, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: DCIO Rule Enforcement Review Meeting.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E823957 Filed 10608;
Published: 2008-10-08 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23417] 37. Adjustment of Civil Monetary Penalties for Inflation
The Commodity Futures Trading Commission (Commission) is amending its rule which governs the maximum amount of civil monetary penalties, to adjust for inflation. This rule sets forth the maximum, inflationadjusted dollar amount for civil monetary penalties (CMPs) assessable for violations of the Commodity Exchange Act (Act) and Commission rules
Published: 2008-10-03 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23277] 38.
This interpretation by the Commodity Futures Trading Commission (``Commission'') is issued to clarify the appropriate treatment under the commodity broker provisions of the Bankruptcy Code and Part 190 of the Commission's Regulations of claims arising from contracts (``clearedonly contracts'') that, although not executed or traded on a Designated
Published: 2008-10-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23220] 39.
The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of
Published: 2008-10-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23418] 40. Sunshine Act Meetings
Time and Date: 11 a.m., Wednesday, October 29, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E823418 Filed 93008; 4:15 pm]
Published: 2008-10-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23419] 41. Sunshine Act Meetings
Time and Date: 11 a.m., Friday, October 24, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E823419 Filed 93008; 4:15 pm]
BILLING
Published: 2008-10-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23420] 42. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission Time and Date: 11 a.m., Friday, October 17, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Infor mation: Sauntia S. Warfield, 202418 5084.
Sauntia S. Warfield
Published: 2008-10-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23421] 43. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission Time and Date: 11 a.m., Friday, October 3, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2008-10-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-23425] 44. Sunshine Act Meetings
Time And Date: 11 a.m., Friday, October 31, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Staff Assistant.
[FR Doc. E823425 Filed 93008; 4:15 pm]
BILLING
Published: 2008-10-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-21857] 45. Exemption From Registration for Certain Firms With Regulation 30.10 Relief
The Commodity Futures Trading Commission (``Commission'') has amended the regulation concerning the registration of firms located outside the U.S. that are engaged in commodity interest activities with respect to trading on U.S. designated contract markets (``DCMs'') and U.S. derivatives transaction execution facilities (``DTEFs'').\1\ The amended
Published: 2008-09-18 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-21865] 46. Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is reproposing a number of amendments to its rules, guidance and acceptable practices, initially proposed on July 1, 2004,\1\ concerning trading off the centralized market, including the addition of guidance on contract market block trading rules and exchanges of futures for
Published: 2008-09-18 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-21287] 47.
The Commodity Futures Trading Commission (Commission or CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed
Published: 2008-09-12 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-21114] 48. Joint Audit Committee Operating Agreement
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is publishing for public comment an agreement submitted by the Joint Audit Committee (``JAC'') for approval pursuant to Commission Regulation 1.52.\1\ The JAC is a voluntary, cooperative organization comprised of representatives of the financial surveillance staff of designated
Published: 2008-09-11 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-21116] 49. Privacy Act of 1974; System of Records
The CFTC proposes to adopt a new routine use that would permit disclosure of CFTC records governed by the Privacy Act when reasonably necessary to respond and prevent, minimize, or remedy harm that may result from an agency data breach or compromise.
Published: 2008-09-11 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E8-21107] 50. Sunshine Act Meetings
Agency Holding The Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, September 19, 2008.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
Published: 2008-09-10 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
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