Agency: Commodity Futures Trading Commission
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc E9-31058] 1.
The Commodity Futures Trading Commission (``Commission'') is amending its regulations that prescribe minimum adjusted net capital requirements for futures commission merchants (``FCMs'') and introducing brokers (``IBs''). The amendments: increase the required minimum dollar amount of adjusted net capital that an IB must maintain from $30,000 to
Published: 2009-12-31 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-31032] 2. Electronic Filing of Financial Reports and Notices
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending certain of its regulations in connection with electronic filing of financial reports and related notices. The amendments broaden the language in the Commission's regulations applicable to electronic filings of financial reports to clarify that, to the extent a
Published: 2009-12-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-30893] 3.
The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (PRA), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of
Published: 2009-12-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-30842] 4. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, January 29, 2010.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-12-28 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-30845] 5. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., January 22, 2010.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084. Sauntia S. Warfield,
Assistant
Published: 2009-12-28 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-30848] 6. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 2 p.m., Wednesday January 20, 2010.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Enforcement Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-12-28 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-30850] 7. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11:00 a.m., Friday, January 15, 2010.
[[Page 68588]]
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Published: 2009-12-28 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-30851] 8. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 11 a.m., Friday, January 8, 2010.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Surveillance Matters.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S. Warfield,
Published: 2009-12-28 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-30840] 9. Sunshine Act Meetings
Agency Holding the Meeting: Commodity Futures Trading Commission. Time and Date: 2 p.m., Monday, January 25, 2010.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters to be Considered: Rule Enforcement Review Meeting.
Contact Person for More Information: Sauntia S. Warfield, 2024185084.
Sauntia S.
Published: 2009-12-28 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-29730] 10. Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy
The Commodity Futures Trading Commission (the ``Commission'') proposes amending its regulations (17 CFR Chapter 1, hereinafter, the ``Regulations'') regarding the operation of a commodity broker in bankruptcy, in order to permit the trustee in such bankruptcy to operate, with the written permission of the Commission, the business of such commodity
Published: 2009-12-16 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-28846] 11. Agency Information Collection Activities Under OMB Review
In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 et seq.), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment. The ICR describes the nature of the information collection and its expected costs and burden; it
Published: 2009-12-02 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-28840] 12. Sunshine Act Meetings
Time and Date: 11 a.m., December 18, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
Published: 2009-12-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-28841] 13. Sunshine Act Meetings
Time and Date: 2 p.m., Wednesday, December 16, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Enforcement Matters.
Published: 2009-12-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-28842] 14. Sunshine Act Meetings
Time and Date: 11 a.m., Friday December 11, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
[[Page 62753]]
Published: 2009-12-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-28843] 15. Sunshine Act Meetings
Time and Date: 11 a.m., Friday December 4, 2009.
Place: 1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.
Status: Closed.
Matters To Be Considered: Surveillance Matters.
Published: 2009-12-01 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-27287] 16.
The Commodity Futures Trading Commission (Commission) is requesting comment on whether to exempt certain overthecounter (OTC) swaps from certain of the requirements otherwise imposed by Commission Regulation 35.2. Specifically, the Kansas City Board of Trade (KCBT), a designated contract market, and the Kansas City Board of Trade Clearing
Published: 2009-11-13 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-26789] 17.
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending its regulations governing the periodic account statements that commodity pool operators (``CPOs'') are required to provide to commodity pool participants and the annual financial reports that CPOs are required to provide to commodity pool participants and file with
Published: 2009-11-09 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-26331] 18. Sunshine Act Meeting Notice
Published: 2009-10-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-26333] 19. Sunshine Act Meeting Notice
Published: 2009-10-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-26326] 20. Meetings; Sunshine Act
Published: 2009-10-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-26329] 21. Sunshine Act Meetings
Published: 2009-10-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-26330] 22. Meetings; Sunshine Act
Published: 2009-10-30 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-25238] 23.
The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is undertaking a review to determine whether the PJM \1\ WH \2\ Real Time Peak Daily (``PDP'') contract; PJM WH Real Time Peak (``PJM'') contract; PJM WH Real Time OffPeak (``OPJ'') contract; PJM WH Day Ahead LMP \3\ Peak Daily (``PDA'') contract; and PJM WH Real Time OffPeak
Published: 2009-10-26 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-24480] 24. Electronic Filing of Financial Reports and Notices
The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend certain of its regulations in connection with electronic filing of financial reports and other notices (``Proposal''). The Proposal would broaden the language in the Commission's regulations applicable to electronic filings of financial reports to clarify
Published: 2009-10-13 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
[FR Doc E9-24385] 25.
The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is undertaking a review to determine whether the Waha Financial Basis contract (``WAH''), offered for trading on the IntercontinentalExchange, Inc. (``ICE''), an exempt commercial market (``ECM'') under Sections 2(h)(3)(5) of the Commodity Exchange Act (``CEA'' or the ``Act''),
Published: 2009-10-09 COMMODITY FUTURES TRADING COMMISSION : Commodity Futures Trading Commission
Years: 20002001200220032004200520062007200820092010201120122013