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[FR Doc E9-27443] 1. Sunshine Act Meeting

Federal Register Citation of Previous Announcement: [74 FR 57718, November 9, 2009].
Status: Closed meeting.
Place: 100 F Street, NE.,Washington, DC.
Date and Time of Previously Announced Meeting: November 12, 2009 at 2 p.m.

Change in the Meeting: Additional Item.

The following matter will also be considered during the 2 p.m. closed meeting

Published: 2009-11-16 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-27537] 2. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, November 19, 2009 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-11-16 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

[FR Doc E9-26884] 3. Proposed Collection; Comment Request

Upon written request, copies available from: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 17i5, SEC File No. 270531, OMB Control No. 32350590.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 \1\ the Securities and Exchange Commission

Published: 2009-11-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26885] 4. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 17i8, SEC File No. 270533, OMB Control No. 32350591.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995\1\ the Securities and Exchange Commission

Published: 2009-11-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-27026] 5. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, November 12, 2009 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-11-09 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26751] 6. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') is soliciting comments on the

Published: 2009-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26752] 7. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form N8B2; SEC File No. 270186; OMB Control No. 32350186.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26753] 8. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 17Ad13; SEC File No. 270263; OMB Control No. 32350275.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and

Published: 2009-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

[FR Doc E9-26894] 9. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold its annual forum on small business capital formation on November 19, 2009 beginning at 9 a.m.

The forum will include roundtables focusing on the state of small business capital

Published: 2009-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26660] 10.

October 30, 2009.

The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of October, 2009. A copy of each application may be obtained via the Commission's Web site by searching for the file number, or an applicant using the Company name box, at

Published: 2009-11-05 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26721] 11. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Monday, November 9, 2009 at 10 a.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-11-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26525] 12. Staff Accounting Bulletin No. 113

This Staff Accounting Bulletin (SAB) revises or rescinds portions of the interpretive guidance included in the section of the Staff Accounting Bulletin Series titled ``Topic 12: Oil and Gas Producing Activities'' (Topic 12) and revises a technical reference in ``Topic 3: Senior Securities'' (Topic 3). This update is intended to make the relevant

Published: 2009-11-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26514] 13. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 154, SEC File No. 270438, OMB Control No. 32350495.

Notice is hereby given that, under the Paperwork Reduction Act of 1995 (44 U.S.C. 35013520), the Securities and Exchange

Published: 2009-11-04 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26150] 14. Adoption of Updated EDGAR Filer Manual

The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system made in EDGAR Release 9.17. The revisions were made primarily to enforce additional XBRL validation requirements to improve the quality of XBRL

Published: 2009-10-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26175] 15. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 12b1; SEC File No. 270188; OMB Control No. 32350212. [[Page 56247]]

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the

Published: 2009-10-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26176] 16. Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Form 1E, Regulation E; SEC File No. 270221; OMB Control No. 32350232.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the

Published: 2009-10-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26177] 17. Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 17f6; SEC File No. 270392; OMB Control No. 32350447.

Notice is hereby given that, under the Paperwork Reduction Act of 1995 (44 U.S.C. 35013520), the Securities and Exchange

Published: 2009-10-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26256] 18. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Tuesday, November 3, 2009 at 2 p.m.

Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the

Published: 2009-10-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-26257] 19. Sunshine Act Meeting

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold an Open Meeting on November 2, 2009, at 10 a.m., in Room 10800, to hear oral argument on an appeal by Guy P. Riordan from an initial decision of an administrative law judge. The law

Published: 2009-10-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25811] 20.

This document corrects the file number in the preamble to a concept release on possible rescission of rule 436(g) under the Securities Act of 1933 published in the Federal Register of Thursday, October 15, 2009 (74 FR 53114). The file number should read as set forth above.

Published: 2009-10-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25813] 21. Credit Ratings Disclosure

This document corrects the file number in the preamble to a proposed rule regarding credit ratings disclosure published in the Federal Register of Thursday, October 15, 2009 (74 FR 53086). The file number should read as set forth above.

Published: 2009-10-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25482] 22. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') is soliciting comments on the

Published: 2009-10-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25483] 23. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 17i3, SEC File No. 270529, OMB Control No. 32350593.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 \1\ the Securities and Exchange Commission

Published: 2009-10-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25484] 24. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 \1\ the Securities and Exchange Commission (``Commission'') has submitted to the Office of Management and Budget

Published: 2009-10-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc E9-25485] 25. Proposed Collection; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.

Extension:

Rule 17i4, SEC File No. 270530, OMB Control No. 32350594.

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 \1\ the Securities and Exchange Commission

Published: 2009-10-23 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 2000200120022003200420052006200720082009

Pages: 12345>»