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[FR Doc E9-26751] 1. Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') is soliciting comments on the
Published: 2009-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-26752] 2. Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Form N8B2; SEC File No. 270186; OMB Control No. 32350186.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2009-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-26753] 3. Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213.
Extension:
Rule 17Ad13; SEC File No. 270263; OMB Control No. 32350275.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2009-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-26894] 4. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold its annual forum on small business capital formation on November 19, 2009 beginning at 9 a.m.
The forum will include roundtables focusing on the state of small business capital
Published: 2009-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-26660] 5.
October 30, 2009.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
October, 2009. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at
Published: 2009-11-05
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission This Staff Accounting Bulletin (SAB) revises or rescinds
portions of the interpretive guidance included in the section of the
Staff Accounting Bulletin Series titled ``Topic 12: Oil and Gas
Producing Activities'' (Topic 12) and revises a technical reference in
``Topic 3: Senior Securities'' (Topic 3). This update is intended to
make the relevant Published: 2009-11-04
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 154, SEC File No. 270438, OMB Control No. 32350495.
Notice is hereby given that, under the Paperwork Reduction Act of
1995 (44 U.S.C. 35013520), the Securities and Exchange Published: 2009-11-04
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Monday, November 9, 2009 at 10 a.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Published: 2009-11-04
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
The Securities and Exchange Commission (the Commission) is
adopting revisions to the Electronic Data Gathering, Analysis, and
Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR
system made in EDGAR Release 9.17. The revisions were made primarily to
enforce additional XBRL validation requirements to improve the quality
of XBRL Published: 2009-10-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 12b1; SEC File No. 270188; OMB Control No. 32350212. [[Page 56247]] Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Published: 2009-10-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Form 1E, Regulation E; SEC File No. 270221; OMB Control No. 32350232. Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Published: 2009-10-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17f6; SEC File No. 270392; OMB Control No. 32350447.
Notice is hereby given that, under the Paperwork Reduction Act of
1995 (44 U.S.C. 35013520), the Securities and Exchange Published: 2009-10-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold a Closed Meeting on Tuesday, November 3, 2009 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Published: 2009-10-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94409, that the Securities
and Exchange Commission will hold an Open Meeting on November 2, 2009,
at 10 a.m., in Room 10800, to hear oral argument on an appeal by Guy P.
Riordan from an initial decision of an administrative law judge. The
law Published: 2009-10-30
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission This document corrects the file number in the preamble to a
proposed rule regarding credit ratings disclosure published in the
Federal Register of Thursday, October 15, 2009 (74 FR 53086). The file
number should read as set forth above.
Published: 2009-10-27
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission This document corrects the file number in the preamble to a
concept release on possible rescission of rule 436(g) under the
Securities Act of 1933 published in the Federal Register of Thursday,
October 15, 2009 (74 FR 53114). The file number should read as set
forth above. Published: 2009-10-27
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the Published: 2009-10-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17i3, SEC File No. 270529, OMB Control No. 32350593.
Notice is hereby given that pursuant to the Paperwork Reduction
Act of 1995 \1\ the Securities and Exchange Commission Published: 2009-10-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 \1\ the Securities and Exchange Commission (``Commission'') has
submitted to the Office of Management and Budget Published: 2009-10-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17i4, SEC File No. 270530, OMB Control No. 32350594.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 \1\ the Securities and Exchange Commission Published: 2009-10-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 17i6; SEC File No. 270532; OMB Control No. 32350588.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 \1\ the Securities and Exchange Commission Published: 2009-10-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Rule 31a2; SEC File No. 270174; OMB Control No. 32350179. [[Page 54863]] Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 35013520), the Published: 2009-10-23
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission We are proposing changes to the proxy rules under the
Securities Exchange Act of 1934 to improve the notice and access model
for furnishing proxy materials to shareholders. Specifically, we are
proposing revisions to our rules to provide additional flexibility
regarding the format of the Notice of Internet Availability of Proxy
Materials that is Published: 2009-10-21
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon written request, copy available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the Published: 2009-10-21
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission
Upon written request, copies available from: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC 205490213. Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Published: 2009-10-21
SECURITIES AND EXCHANGE COMMISSION :
Securities and Exchange Commission [FR Doc
E9-26525] 6.
Staff Accounting Bulletin No. 113
[FR Doc
E9-26514] 7.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
E9-26721] 8.
Sunshine Act Meeting
[FR Doc
E9-26150] 9.
Adoption of Updated EDGAR Filer Manual
[FR Doc
E9-26175] 10.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
E9-26176] 11.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
E9-26177] 12.
Submission for OMB Review; Comment Request
Extension:
[FR Doc
E9-26256] 13.
Sunshine Act Meeting
[FR Doc
E9-26257] 14.
Sunshine Act Meeting
[FR Doc
E9-25813] 15.
Credit Ratings Disclosure
[FR Doc
E9-25811] 16.
[FR Doc
E9-25482] 17.
Proposed Collection; Comment Request
[FR Doc
E9-25483] 18.
Proposed Collection; Comment Request
Extension:
[FR Doc
E9-25484] 19.
Proposed Collection; Comment Request
[FR Doc
E9-25485] 20.
Proposed Collection; Comment Request
Extension:
[FR Doc
E9-25486] 21.
Proposed Collection; Comment Request
Extension:
[FR Doc
E9-25487] 22.
Proposed Collection; Comment Request
Extension:
[FR Doc
E9-25232] 23.
Amendments to Rules Requiring Internet Availability of Proxy Materials
[FR Doc
E9-25206] 24.
Proposed Collection; Comment Request
[FR Doc
E9-25207] 25.
Submission for OMB Review; Comment Request