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Agency: Securities and Exchange Commission

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1. Self-Regulatory Organizations; Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2

NOTICES: Chicago Stock Exchange, Inc.,

December 19, 2000.

I. Introduction

On November 6, 2000, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'' or ``SEC''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting

NOTICES: New York Stock Exchange, Inc.,

December 21, 2000.

I. Introduction

On June 10, 1999, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\, a proposed rule change establishing

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating

NOTICES: Philadelphia Stock Exchange, Inc.,

December 21, 2000.

I. Introduction

On September 18, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') submitted to the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. BCP III Affiliates Fund Limited Partnership and Baird Financial Corporation; Notice of Application

NOTICES: BCP III Affiliates Fund L.P. et al.,

Summary of Application: Applicants request an order to exempt certain limited partnerships or other investment vehicles formed for the benefit of key employees of Baird Financial Corporation (``BFC'') and its affiliates from certain provisions of the Act. Each partnership will be an employees' securities company within the meaning of section

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. First Defined Sector Fund, et al., Notice of Application

NOTICES: First Defined Sector Fund et al.,

Applicants: First Defined Sector Fund and First Trust Advisors, L.P.

Summary of Application: Applicants seek an order to the extent necessary to permit shares of any existing or future portfolio of First Defined Sector Fund (``Trust'') designed to fund insurance products and shares of any other investment company or series thereof now or in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Market Street Fund, Inc., et al.; Notice of Application

NOTICES: Market Street Fund, Inc., et al.,

Applicants: Market Street Fund, Inc. (the ``Fund''), Market Street Fund (the ``Trust''), Provident Mutual Life Insurance Company (``PMLIC''), Market Street Investment Management Company (``MSIM''), and Providentmutual Life and Annuity Company of America (``PLACA'').

Summary of Application: Applicants seek an order exempting certain

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the

NOTICES: New York Stock Exchange, Inc.,

December 19, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2000, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

8. Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to

NOTICES: Options Clearing Corp.,

December 20, 2000.

Pursuant to 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ notice is hereby given that on November 27, 2000, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

9. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, as Amended, by the Philadelphia Stock

NOTICES: Philadelphia Stock Exchange, Inc.,

December 20, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on July 13, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

10. Self-Regulatory Organizations; Order Granting Approval to Proposed Rule Change by the Philadelphia Stock Exchange,

NOTICES: Philadelphia Stock Exchange, Inc.,

December 19, 2000.

I. Introduction

On August 1, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\ thereunder, a proposal to grant the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

11. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc.

NOTICES: Philadelphia Stock Exchange, Inc.,

December 19, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on June 16, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

12. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc.

NOTICES: Philadelphia Stock Exchange, Inc.,

December 19, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 13, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

13. Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving and Notice of Filing and Order

NOTICES: Chicago Board Options Exchange, Inc.,

December 20, 2000.

I. Introduction

On October 23, 1998, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 1964 thereunder,\2\ a proposed rule change to

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

14. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc.

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 15, 2000, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

15. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago

NOTICES: Chicago Board Options Exchange, Inc.,

December 20, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 7, 2000, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'') the proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

16. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange,

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on November 28, 2000, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

17. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 1, 2000, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

18. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the International Securities Exchange, LLC

NOTICES: International Securities Exchange LLC,

December 19, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 15, 2000, the International Securities Exchange LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

19. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 by the National

NOTICES: National Association of Securities Dealers, Inc.; correction,

Correction

In notice document 0028653 beginning on page 67025 in the issue of Wednesday, November 8, 2000, make the following correction:

On page 67025, in the third column, in paragraph (1), beginning on the 13th line, remove the sentence that begins with ``However'' and add the following sentence in its place: ``[However,

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

20. Self-Regulatory Organizations; Extension of Comment Period for Proposed Rule Change and Amendment Nos. 1, 2 and 3 by

NOTICES: National Association of Securities Dealers, Inc.; correction,

December 20, 2000.

This proposed rule change was originally published with a 45day comment period.\1\ Because the original notice contained a typographical error in the proposed new rule language, the Commission has decided to extend the comment period until January 18, 2001. The correction to the original document is being published

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

21. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York

NOTICES: New York Stock Exchange, Inc.,

December 14, 2000.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\ thereunder, notice hereby is given that on December 13, 2000, the New York Stock Exchange, Inc. (``NYSE''or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

22. Electronic Filing by Investment Advisers; Amendments to Form ADV; Technical Amendments

RULES: Electronic filing system and Form ADV update,

The Commission is making technical revisions to Forms ADV, ADVW, ADVH ADVNR and related rules under the Investment Advisers Act of 1940 (``Advisers Act''). These revisions are administrative corrections to amendments adopted by the Commission in Electronic Filing by Investment Advisers; Amendments to Form ADV, Investment Advisers Act Release No.
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

23. Proposed Collection; Comment Request

NOTICES: Proposed collection; comment request,

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.

Extension: Industry Guides, SEC File No. 27069, OMB Control No. 32350069; Notice of Exempt RollUp Preliminary Communication, SEC File No. 270396, OMB Control No. 32350452.

Notice is hereby

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

24. Self-Regulatory Organizations; Order Approving a Proposed Rule Change by the American Stock Exchange LLC Relating to

NOTICES: American Stock Exchange LLC,

December 18, 2000.

On April 28, 1999, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ relating to Amex

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

25. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by American Stock Exchange LLC Relating to the

NOTICES: American Stock Exchange LLC,

December 18, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934,\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 9, 2000, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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