NOTICES: Proposed collection; comment request,
Published: 2000-11-17
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension: Rule 15c33, SEC File No. 27087, OMB Control No. 3235 0078.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange
NOTICES: Proposed collection; comment request,
Published: 2000-11-17
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549
Extension: Rule 17Ad2(c), (d), and (h), SEC File No. 270149, OMB Control No. 32350130
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the
NOTICES: Pacific Exchange, Inc.,
Published: 2000-11-17
November 9, 2000.
I. Introduction
On October 16, 2000, the Pacific Exchange, Inc. (``PCX'') submitted
\1\ to the Securities and Exchange Commission (``Commission'' or
``SEC'') a request to expand the maximum number of Nasdaq National
Market (``Nasdaq/NM'') securities eligible for trading \2\ pursuant to
the Joint Transaction Reporting Plan for
NOTICES: Clearing agency registration applications—; Global Joint Venture Matching ServicesUS, LLC,
Published: 2000-11-17
November 9, 2000.
I. Introduction
On September 21, 2000, the Global Joint Venture Matching Services
US, LLC (``GJVMS'') filed with the Securities and Exchange Commission
(``Commission'') an application on Form CA1 \1\ for exemption from
registration as a clearing agency pursuant to Section 17A of the
Securities Exchange Act of
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2000-11-17
November 3, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 31, 2000, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the
NOTICES: Depository Trust Co.,
Published: 2000-11-17
November 9, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on August 22, 2000, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-11-17
November 8, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 3, 2000, the National Association of Securities Dealers,
Inc. (``NASD''), through its wholly owned subsidiary, NASD Dispute
Resolution, Inc. (``NASD Dispute Resolution'')
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-11-17
November 9, 2000.
I. Introduction
On August 10, 2000, the National Association of Securities Dealers
Inc. (``NASD'' or ``Association''), through its wholly owned
subsidiary, the Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the
Securities and Exchange Commission (``Commission'' or ``SEC''),
pursuant to Section 19(b)(1) of
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-11-17
November 13, 2000.
On August 11, 2000, The National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its wholly owned
subsidiary, The Nasdaq Stock Marker, Inc. (``Nasdaq'') filed with the
Securities and Exchange Commission (``SEC'' or ``Commission'') pursuant
to Section 19(b)(1) of the Securities
NOTICES: New York Stock Exchange, Inc.,
Published: 2000-11-17
November 9, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 29, 2000, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the
