NOTICES: Pacific Exchange, Inc , et al.,
Published: 2000-11-28
November 16, 2000.
I. Introduction
On September 20, 2000, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') submitted to the Securities and Exchange Commission
(``SEC'' or ``Commission'') in accordance with section 11A of the
Securities Exchange Act of 1934 (``Act'')\1\ and Rule 11Aa32
thereunder,\2\ a proposed amendment to the Options
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-11-28
November 16, 2000.
I. Introduction
On September 20, 2000, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') submitted to the Securities and Exchange
Commission (``SEC'' or ``Commission'') in accordance with section 11A
of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 11Aa32
thereunder,\2\ a proposed amendment to the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-11-28
November 17, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 25, 2000, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its wholly owned
subsidiary, NASD Regulation, Inc. (``NASD Regulation'')
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-11-28
November 17, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 31, 2000, the National Association of Securities Dealers, Inc.
(``NASD''), through its wholly owned subsidiary, NASD Regulation, Inc.
(``NASD Regulation'') filed
NOTICES: National Securities Clearing Corp.,
Published: 2000-11-28
November 20, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on August 28, 2000, the
National Securities Clearing Corporation (``NSCC'') filed with the
Securities and Exchange Commission (``Commission'') and on September
25, 2000, amended the proposed rule
NOTICES: Philadelphia Stock Exchange, Inc.; correction,
Published: 2000-11-28
Correction
In notice document 0028224 beginning on page 66275 in the issue of
Friday, November 3, 2000, the docket number is corrected to read as set forth above.
[FR Doc. C028224 Filed 112700; 8:45 am]
BILLING CODE 150501D
NOTICES: Neuberger Berman Equity Funds, et al.,
Published: 2000-11-28
Summary of Application: Applicants request an order to permit the
series of certain registered openend management investment companies
to acquire all of the assets and stated liabilities of the series of
certain other registered openend management investment companies.
Because of certain affiliations, applicants may not rely on rule 17a8
under
