NOTICES: Exemption applications—; TIP Funds, et al.,
Published: 2000-11-29
Applicants: TIP Funds (``TIP Funds''), Turner Investment Partners,
Inc. (``Turner''), Mercury Funds, Inc. (``Company''), Mercury Master
Trust (``Trust''), and Fund Asset Management, L.P. (``FAM'').
Summary of Application: Applicants request an order that would
permit the Company not to reconstitute its board of directors following
an
NOTICES: Advisory Committee on Market Information,
Published: 2000-11-29
The second meeting of the Securities and Exchange Commission
Advisory Committee on Market Information (``Committee'') will be held
on December 14, 2000, in the William O. Douglas Room, at the
Commission's main offices, 450 Fifth Street, N.W., Washington, DC.,
beginning at 1:00 p.m. The meeting will be open to the public, and the
NOTICES: American Stock Exchange LLC,
Published: 2000-11-29
November 17, 2000.
I. Introduction
On April 13, 2000, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend
NOTICES: American Stock Exchange LLC,
Published: 2000-11-29
November 17, 2000.
I. Introduction
On July 23, 1999, the American Stock Exchange LLC (``Amex'' or
``Exchange'') submitted to the Securities and Exchange Commission
(``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend Amex Rule
NOTICES: American Stock Exchange LLC,
Published: 2000-11-29
November 17, 2000.
On August 16, 2000, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder
\2\ a proposed rule change \3\ adopting
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2000-11-29
November 21, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 23, 2000, the Chicago Stock Exchange, Incorporated
(``Exchange'' or ``CHX'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2000-11-29
November 16, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November
[[Page 71165]]
6, 2000, the Chicago Stock Exchange, Incorporated (``CHX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2000-11-29
November 15, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder \2\
[[Page 71167]]
notice is hereby given that on November 1, 2000, the Chicago Stock
Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the
Securities and Exchange Commission (``Commission'')
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-11-29
November 21, 2000.
Introduction
On March 28, 2000, the National Association of Securities Dealers,
Inc. (``NASD or Association''), through its whollyowned subsidiary,
NASD Regulation, Inc. (``NASD Regulation''), submitted to the
Securities and Exchange Commission (``Commission'' or ``SEC''),
pursuant to Section 19(b)(1) of the Securities
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-11-29
November 24, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 17, 2000 and November 22, 2000, the National Association of
Securities Dealers, Inc. (``NASD'' or ``Association'') filed with the
Securities and Exchange
NOTICES: National Securities Clearing Corp.,
Published: 2000-11-29
November 21, 2000.
On April 7, 2000, the National Securities Clearing Corporation
(``NSCC'') filed with the Securities and Exchange Commission
(``Commission'') a proposed rule change (File No. SRNSCC0005)
pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and on April 19, 2000,
NOTICES: New York Stock Exchange, Inc.,
Published: 2000-11-29
November 20, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 16, 2000, the New York Stock Exchange, Inc. (``Exchange'' or
``NYSE'') filed with the Securities and Exchange Commission (``SEC'' or
``Commission'') the
NOTICES: Pacific Exchange, Inc.,
Published: 2000-11-29
November 16, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on March 20, 2000, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'' or
``SEC'') the proposed rule
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-11-29
November 15, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder, \2\ notice is hereby given
that on November 8, 2000, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-11-29
November 17, 2000.
On August 18, 2000, the Philadelphia Stock Exchange Inc. (``PHLX''
or ``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission''), a proposed rule change pursuant to Section
19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule
19b4 thereunder.\2\ The Exchange
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-11-29
November 17, 2000.
Pursuant to Section 10(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on November 7, 2000, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed
NOTICES: Public utility holding company filings,
Published: 2000-11-29
November 21, 2000.
Notice is hereby given that the following filing(s) has/have been
made with the Commission pursuant to provisions of the Act and rules
promulgated under the Act. All interested persons are referred to the
application(s) and/or declaration(s) for complete statements of the
proposed transaction(s) summarized below. The