NOTICES: Submission for OMB review; comment request,
Published: 2000-12-05
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services, Washington, D.C. 20549.
Extension: Rule 11Aa32, SEC File No. 270439, OMB Control No.
32350500; Rule 15c34, SEC File No. 270441, OMB Control No. 3235
0497; Rule 15c31(c)(13), SEC File No. 270443, OMB Control No.
NOTICES: Depository Trust Co.,
Published: 2000-12-05
November 28, 2000.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act''), notice is hereby given that on June 1, 2000, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which
NOTICES: Depository Trust Co.,
Published: 2000-12-05
November 29, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\, notice is hereby given that on, November 2, 2000, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below,
NOTICES: Depository Trust Co.,
Published: 2000-12-05
November 28, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on October 31, 2000, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below,
NOTICES: Emerging Markets Clearing Corp.,
Published: 2000-12-05
November 28, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ notice is hereby given that on August 22, 2000, the
Emerging Markets Clearing Corporation (``EMCC'') filed with the
Securities and Exchange Commission ``Commission'') the proposed rule
change as described in Items I, II, and
NOTICES: Government Securities Clearing Corp.,
Published: 2000-12-05
November 29, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ hereby given that on November 14, 2000, the Government
Securities Clearing Corporation (``GSCC'') field with the Securities
and Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which items
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-12-05
November 29, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\, notice is hereby given that, on November 20, 2000, the
National Association of Securities Dealers, Inc. (``NASD'') through its
whollyowned subsidiary, NASD Regulation, Inc. (``NASD Regulation'')
filed with the Securities and
NOTICES: Options Clearing Corp.,
Published: 2000-12-05
November 28, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that, on June 20, 2000, The
Options Clearing Corporation (``OCC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below,
NOTICES: Options Clearing Corp.,
Published: 2000-12-05
November 28, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on, September 8, 2000, The
Options Clearing Corporation (``OCC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-12-05
November 27, 2000.
On July 25, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend Rules
NOTICES: Public utility holding company filings,
Published: 2000-12-05
November 27, 2000.
Notice is hereby given that the following filing(s) has/have been
made with the Commission pursuant to provisions of the Act and rules
promulgated under the Act. All interested persons are referred to the
application(s) and/or declaration(s) for complete statements of the
proposed transaction(s) summarized below. The
NOTICES: Public utility holding company filings,
Published: 2000-12-05
November 28, 2000
A notice issued in this matter on November 22, 2000 (HCAR No.
27281), concerning a proposal by Northeast Utilities (NU), a registered
holding company, and its utility subsidiaries to issue shortterm debt.
NU intended to, and by this amended notice does, include its nonutility
subsidiaries in its request for authority to issue