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Agency: Securities and Exchange Commission

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1. Request for Public Comment

NOTICES: Submission for OMB review; comment request,

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, D.C. 20549.

Extension: Rule 11Aa32, SEC File No. 270439, OMB Control No. 32350500; Rule 15c34, SEC File No. 270441, OMB Control No. 3235 0497; Rule 15c31(c)(13), SEC File No. 270443, OMB Control No.

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: Depository Trust Co.,

November 28, 2000.

Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (``Act''), notice is hereby given that on June 1, 2000, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: Depository Trust Co.,

November 29, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\, notice is hereby given that on, November 2, 2000, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below,

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed

NOTICES: Depository Trust Co.,

November 28, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on October 31, 2000, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below,

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Emerging Markets Clearing Corporation; Notice of Filing and Immediate Effectiveness of

NOTICES: Emerging Markets Clearing Corp.,

November 28, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ notice is hereby given that on August 22, 2000, the Emerging Markets Clearing Corporation (``EMCC'') filed with the Securities and Exchange Commission ``Commission'') the proposed rule change as described in Items I, II, and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; Government Securities Clearing Corporation; Notice of Filing and Immediate

NOTICES: Government Securities Clearing Corp.,

November 29, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ hereby given that on November 14, 2000, the Government Securities Clearing Corporation (``GSCC'') field with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which items

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7.

NOTICES: National Association of Securities Dealers, Inc.,

: Securities and Exchange Commission

8. Self-Regulatory Organizations; The National Association of Securities Dealers, Inc.; Notice of Filing and Immediate

NOTICES: National Association of Securities Dealers, Inc.,

November 29, 2000.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\, notice is hereby given that, on November 20, 2000, the National Association of Securities Dealers, Inc. (``NASD'') through its whollyowned subsidiary, NASD Regulation, Inc. (``NASD Regulation'') filed with the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

9. Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of

NOTICES: Options Clearing Corp.,

November 28, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that, on June 20, 2000, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below,

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

10. Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of

NOTICES: Options Clearing Corp.,

November 28, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on, September 8, 2000, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

11. Self-Regulatory Organizations; Order Approving a Proposed Rule Change by the Philadelphia Stock Exchange, Inc.,

NOTICES: Philadelphia Stock Exchange, Inc.,

November 27, 2000.

On July 25, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend Rules

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

12. Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

NOTICES: Public utility holding company filings,

November 27, 2000.

Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

13. Amended Notice; A Filing Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

NOTICES: Public utility holding company filings,

November 28, 2000

A notice issued in this matter on November 22, 2000 (HCAR No. 27281), concerning a proposal by Northeast Utilities (NU), a registered holding company, and its utility subsidiaries to issue shortterm debt. NU intended to, and by this amended notice does, include its nonutility subsidiaries in its request for authority to issue

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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