RULES: Alternative trading systems; temporary stay of effectiveness,
Published: 2000-12-07
The Securities and Exchange Commission extends the stay of
effectiveness of Rules 301(b)(5)(i)(D) and (E) and 301(b)(6)(i)(D) and
(E) until December 1, 2001. These provisions relate to alternative
trading systems that trade certain categories of debt securities. This
stay is necessary to provide sufficient time for a reporting system to
be
NOTICES: Exemption applications—; Advantus Series Fund, Inc., et al.,
Published: 2000-12-07
Applicants: Advantus Series Fund, Inc. (``Advantus Fund''), an open
end, management investment company, and Advantus Capital Management,
Inc. (``Advantus Capital''), the investment adviser of Advantus Fund.
Summary of Application: Applicants seek an order granting exemptions
from the provisions of Sections 9(a), 13(a), 15(a), and 15(b) of the
1940
NOTICES: American Stock Exchange LLC,
Published: 2000-12-07
November 29, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
( ``Act'' ),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on November 29, 2000, the American Stock Exchange LLC ( ``Amex''
or ``Exchange'' ) field with the Securities and Exchange Commission (
``Commission'' ) the proposed rule change as
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2000-12-07
November 29, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 8, 2000, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed
NOTICES: Depository Trust Co.,
Published: 2000-12-07
November 29, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of
1934,\1\ notice is hereby given that on November 20, 2000, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which Items
NOTICES: Pacific Exchange, Inc.,
Published: 2000-12-07
November 29, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 23, 2000, the Pacific Exchange, Inc. (``PCX'' or
``Exchange''), through its whollyowned subsidiary, PCX Equities, Inc.
(``PCXE''), filed with the Securities and
