RSS Feed RSS Feed

Agency: Securities and Exchange Commission

Browse: Departments   Dates   Agencies  

The Federal Register

Pages: 1

1. Sunshine Act Meeting

NOTICES: Meetings; Sunshine Act,

Federal Register Citation of Previous Announcement: [65 FR 77054, December 8, 2000]

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Options Price Reporting Authority; Order Approving an Amendment to the Options Price Reporting Authority Plan to

NOTICES: Consolidated options last sale reports and quotation information plan; participation fee payable by new parties,

December 8, 2000.

I. Introduction

On September 12, 2000, the Options Price Reporting Authority (``OPRA'') submitted to the Securities and Exchange Commission (``SEC'' of ``Commission''), pursuant to Rule 11Aa32 under the Securities Exchange Act of 1934 (``Act''),\1\ an amendment to the OPRA Plan for Reporting of Consolidated Options Last Sale

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of A

NOTICES: Depository Trust Co.,

November 30, 2000.

Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 1934 (``Act''), notice is hereby given that on August 4, 2000, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; Order Approving Proposed Rule Change by the National Association of Securities Dealers,

NOTICES: National Association of Securities Dealers, Inc.,

December 8, 2000.

I. Introduction

On June 13, 2000, the National Association of Securities Dealers, Inc. (``NASD''), through its wholly owned subsidiary, NASD Dispute Resolution, Inc. (``NASD Dispute Resolution''), filed with the Securities and Exchange Commission (``Commission'') a proposed rule change pursuant to Section

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York

NOTICES: New York Stock Exchange, Inc.,

December 8, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 7, 2000, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the

NOTICES: Philadelphia Stock Exchange, Inc.,

December 7, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 16, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the

NOTICES: Philadelphia Stock Exchange, Inc.,

December 8, 2000.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2000, the Philadelphia Stock Exchange, Inc (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

8. Issuer Delisting; Notice of Application to Withdraw from Listing and Registration; (Ramco Energy plc, American

NOTICES: Ramco Energy plc,

December 11, 2000.

Ramco Energy plc, a company organized under the laws of Scotland (``Company''), has filed an application with the Securities and Exchange Commission (``Commission''), pursuant to Section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its American

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

9. Issuer Delisting; Notice of Application To Withdraw From Listing and Registration; (Resource Bankshares Corporation,

NOTICES: Resource Bankshares Corp.,

December 11, 2000.

Resource Bankshares Corporation, a Virginia corporation (``Company''), has filed an application with the Securities and Exchange Commission (``Commission''), pursuant to Section 12(d) of the Securities Exchange Act of
[[Page 78518]]
1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its Common

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

©2004,2005,2006 theFederalRegister.com