NOTICES: International Securities Exchange LLC,
Published: 2000-12-27
December 18, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\, and Rule 19b4, thereunder,\2\ notice is hereby given
that on December 7, 2000, the International Securities Exchange LLC
(``Exchange'' or the ``ISE'') filed with the Securities and Exchange
Commission (``Commission'') the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-12-27
December 20, 2000.
I. Introduction
On October 20, 2000, the National Association of Securities
Dealers, Inc. (``NASD'') through its wholly owned subsidiary, the
Nasdaq Stock Market, Inc. (``Nasdaq'') filed with the Securities and
Exchange Commission (``SEC'' or ``Commission''), pursuant to Section
19(b)(1) of the Securities
NOTICES: International Securities Exchange LLC,
Published: 2000-12-26
December 15, 2000.
I. Introduction
On September 12, 2000, the International Securities Exchange LLC
(``ISE'' or ``Exchange'') submitted to the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend ISE
NOTICES: New York Stock Exchange, Inc.,
Published: 2000-12-26
December 18, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2000, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the
NOTICES: Submission for OMB review; comment request,
Published: 2000-12-22
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, D.C. 20549.
Extension: Rule 154; SEC File No. 270438; OMB Control No. 3235 0495.
Notice is hereby given that, under the Paperwork Reduction Act of
1995 (44 U.S.C. 35013520), the Securities and Exchange
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2000-12-22
December 14, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 7, 2000, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-12-22
December 13, 2000.
I. Introduction
On June 14, 2000, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through it wholly owned subsidiary,
NASD Regulation, Inc. (``NASD Regulation''), submitted to the
Securities and Exchange Commission (``SEC'' or ``Commission''),
pursuant to Section 19(b)(1) of the Securities
NOTICES: Pacific Exchange, Inc.,
Published: 2000-12-22
December 12, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on July 7, 2000, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'')
filed with the Securities and Exchange Commission (``SEC'' or
``Commission'') the proposed rule
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-12-22
December 13, 2000.
On July 31, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend Rule
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-12-22
December 13, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-12-22
December 13, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on June 19, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-12-20
December 13, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 6, 2000, the National Association of Securities Dealers,
Inc., through its whollyowned subsidiary The Nasdaq Stock Market, Inc.
(``Nasdaq'') filed with the
NOTICES: Submission for OMB review; comment request,
Published: 2000-12-19
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, D.C. 20549.
Extension:
Rule 30d2, SEC File No. 270437, OMB Control No. 32350494.
Notice is hereby given that, under the Paperwork Reduction Act of
1995 (44 U.S.C. 35013520), the Securities and Exchange
NOTICES: Exemption applications—; Vanguard Index Funds et al.,
Published: 2000-12-19
In the Matter of; Vanguard Index Funds, The Vanguard Group,
Inc., Vanguard Marketing Corporation, P.O. Box 2600, Valley Forge,
PA 19482, (81212094), Order under section 6(c) of the Investment
Company Act of 1940 granting exemptions from sections 2(a)(32),
18(f)(1), 18(i), 22(d) and 24(d) of the Act and Rule 22c1 under the
Act and under
NOTICES: International Securities Exchange, LLC,
Published: 2000-12-18
December 11, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 15, 2000, the International Securities Exchange LLC (the
``Exchange'' or the ``ISE'') filed with the Securities and Exchange
Commission (``Commission'') the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-12-18
December 11, 2000.
I. Introduction
On October 25, 2000, the National Association of Securities
Dealers, Inc. (``NASD'' or ``Association''), through its wholly owned
subsidiary, NASD Regulation, Inc. (``NASD Regulation''), filed with the
Securities and Exchange Commission (``Commission'' or ``SEC''),
pursuant to Section 19(b)(1)
NOTICES: National Securities Clearing Corp.,
Published: 2000-12-18
December 11, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on October 10, 2000, the
National Securities Clearing Corporation (``NSCC'') filed with the
Securities and Exchange Commission the proposed rule change as
described in Items I, II, and III below,
NOTICES: New York Stock Exchange, Inc.,
Published: 2000-12-18
December 7, 2000.
I. Introduction
On August 4, 1998, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') submitted to the Securities and Exchange Commission
(``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\
thereunder, a proposed rule change. In its
NOTICES: New York Stock Exchange, Inc.,
Published: 2000-12-18
December 11, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and rule 19b4 \2\ thereunder, notice hereby is given
that on November 29, 2000, the New York Stock Exchange, Inc. (``NYSE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule
NOTICES: Depository Trust Co.,
Published: 2000-12-15
November 30, 2000.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act''), notice is hereby given that on August 4, 2000, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below, which
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2000-12-15
December 8, 2000.
I. Introduction
On June 13, 2000, the National Association of Securities Dealers,
Inc. (``NASD''), through its wholly owned subsidiary, NASD Dispute
Resolution, Inc. (``NASD Dispute Resolution''), filed with the
Securities and Exchange Commission (``Commission'') a proposed rule
change pursuant to Section
NOTICES: New York Stock Exchange, Inc.,
Published: 2000-12-15
December 8, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 7, 2000, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-12-15
December 7, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 16, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2000-12-15
December 8, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that
on November 30, 2000, the Philadelphia Stock Exchange, Inc (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the
NOTICES: Ramco Energy plc,
Published: 2000-12-15
December 11, 2000.
Ramco Energy plc, a company organized under the laws of Scotland
(``Company''), has filed an application with the Securities and
Exchange Commission (``Commission''), pursuant to Section 12(d) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d)
thereunder,\2\ to withdraw its American