76. AIG Life Insurance Company, et al.
NOTICES: Shares substitution applications—; AIG Life Insurance Co. et al.,
December 5, 2000.
77. American United Life Insurance Company, et al.
NOTICES: American United Life Insurance Co. et al.,
Applicants: American United Life Insurance Company (``AUL'') and AUL American Unit Trust (``AUL Account'') (collectively referred to herein as the ``Applicants'').
78. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by Chicago Board Options Exchange, Inc.
NOTICES: Chicago Board Options Exchange, Inc.,
November 30, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 8, 2000, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the
79. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange,
NOTICES: Chicago Board Options Exchange, Inc.,
November 29, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934,\1\ (``Act'') and Rule 19b4 thereunder,\2\ notice is hereby given that on November 13, 2000, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the
80. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National
NOTICES: National Association of Securities Dealers, Inc.,
December 1, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 30, 2000, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its whollyowned subsidiary, NASD Regulation, Inc. (``NASD Regulation'')
81. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York
NOTICES: New York Stock Exchange, Inc.,
November 30, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act),'' \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2000, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the
82. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by
NOTICES: New York Stock Exchange, Inc.,
December 1, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2000, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the
83. Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change
NOTICES: Options Clearing Corp.,
December 4, 2000.
On November 2, 1999, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change (File No. SROCC9915) and on August 11, 2000, amended the proposed rule change pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
84. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc.
NOTICES: Philadelphia Stock Exchange, Inc.,
November 30, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on October 11, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
85. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the
NOTICES: Philadelphia Stock Exchange, Inc.; correction,
November 22, 2000.
Correction
In notice document 0030667 beginning on page 75332 in the issue of Friday, December 1, 2000, the date is added to read as set forth above. [FR Doc. C030667 Filed 12800; 8:45 am] BILLING CODE 150501D
86. Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')
NOTICES: Public utility holding company filings,
December 4, 2000.
Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The
87. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No.1
NOTICES: Pacific Exchange, Inc.; correction,
Correction
In notice document 0029181 beginning on page 69109 in the issue of Wednesday, November 15, 2000, make the following correction:
On page 69110, in the first column, in the fifth full paragraph ``3. PCXE Rule 5Listings '' should read `` e. PCXE Rule 5Listings ''. [FR Doc. C029181
88. Self Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and
NOTICES: Philadelphia Stock Exchange, Inc.,
December 1, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 30, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the
89. Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')
NOTICES: Public utility holding company filings,
December 1, 2000.
Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The
90. Nations Fund Trust, et al.; Notice of Application
NOTICES: Exemption applications—; Nations Fund Trust et al.,
December 1, 2000.
91. Vision Group of Funds, et al.; Notice of Application
NOTICES: Vision Group of Funds et al.,
December 1, 2000.
92. Elfun Trusts, et al.; Notice of Application
NOTICES: Order applications—; Elfun Trusts et al.,
Summary of Application: Applicants request an order that would amend
prior orders (``Prior Orders'') \1\ to expand the class of persons
eligible to purchase shares of certain employees' securities companies
to include certain specified immediate family members and grandchildren
of eligible employees. In addition, the order would permit eligible
93. Sunshine Act Meetings
NOTICES: Meetings; Sunshine Act,
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94409, that the Securities and Exchange Commission will hold the following meetings during the week of December 11, 2000.
An open meeting will be held on Wednesday, December 13, 2000, at 10:00 a.m. in Room 1C30, the William O.
94. Net Tel International, Inc.; Order of Suspension of Trading
NOTICES: Suspension of trading—; Net Tel International, Inc.,
December 5, 2000.
It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Net Tel International, Inc. (``Net Tel'') because of questions regarding the accuracy of publicly disseminated information concerning, among other things, letters of intent to acquire
95. Self-Regulatory Organizations; The Cincinnati Stock Exchange, Incorporated; Order Granting Approval to Proposed Rule
NOTICES: Cincinnati Stock Exchange, Inc.,
December 1, 2000.
I. Introduction
On October 13, 2000, The Cincinnati Stock Exchange, Incorporated (``CSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed
96. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the
NOTICES: International Securities Exchange LLC,
December 4, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 15, 2000, the International Securities Exchange LLC (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``Commission'') the proposed
97. Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a
NOTICES: Options Clearing Corp.,
November 29, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\, notice is hereby given that on October 5, 2000, the Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below,
98. Regulation of Alternative Trading Systems; Extension of Temporary Stay of Effectiveness
RULES: Alternative trading systems; temporary stay of effectiveness,
The Securities and Exchange Commission extends the stay of
effectiveness of Rules 301(b)(5)(i)(D) and (E) and 301(b)(6)(i)(D) and
(E) until December 1, 2001. These provisions relate to alternative
trading systems that trade certain categories of debt securities. This
stay is necessary to provide sufficient time for a reporting system to
be
99. Advantus Series Fund, Inc., et al.
NOTICES: Exemption applications—; Advantus Series Fund, Inc., et al.,
Applicants: Advantus Series Fund, Inc. (``Advantus Fund''), an open
end, management investment company, and Advantus Capital Management,
Inc. (``Advantus Capital''), the investment adviser of Advantus Fund.
Summary of Application: Applicants seek an order granting exemptions
from the provisions of Sections 9(a), 13(a), 15(a), and 15(b) of the
1940
100. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change by the
NOTICES: American Stock Exchange LLC,
November 29, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ( ``Act'' ),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2000, the American Stock Exchange LLC ( ``Amex'' or ``Exchange'' ) field with the Securities and Exchange Commission ( ``Commission'' ) the proposed rule change as
Common CFR Searches
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 47 CFR Part 73 26 CFR Part 1 50 CFR Part 679 40 CFR Part 180 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 6 CFR Part 5 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 271 40 CFR Part 300 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 39 CFR Part 3020 50 CFR Part 229 44 CFR Part 64 49 CFR Part 571