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Agency: Securities and Exchange Commission

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1. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American

NOTICES: American Stock Exchange LLC,

November 6, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on October 23, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the

NOTICES: National Association of Securities Dealers, Inc.,

November 8, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 7, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''),

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No.

NOTICES: Pacific Exchange, Inc.,

November 6, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on October 29, 2001, the Pacific Exchange, Inc. (``Exchange'' or ``PCX'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

NOTICES: Public utility holding company filings,

November 9, 2001.

Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are refered to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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