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Agency: Securities and Exchange Commission

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The Federal Register

Pages: 1

1. Submission for OMB Review; Comment Request

NOTICES: Submission for OMB review; comment request,

Upon Written Request; Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549

Extension:

Regulation S, OMB Control No. 32350357, SEC File No. 270315

Rule 13e3 and Schedule 13E3, OMB Control No. 32350007, SEC File No. 2701

Form 12b25, OMB Control No. 32350058,SEC File No.

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; Order Approving Proposed Rule Change and Notice of Filing and Order Granting

NOTICES: American Stock Exchange LLC,

November 16, 2001.

I. Introduction

On May 4, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') submitted to the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 \1\ and rule 19b4 thereunder,\2\ a proposed rule change to restrict the entry of

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago

NOTICES: Chicago Board Options Exchange, Inc.,

November 19, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice hereby is given that on October 30, 2001, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting

NOTICES: National Association of Securities Dealers, Inc.; correction,

November 8, 2001.

Correction

In notice document 0128587 beginning on page 57496 in the issue of Thursday, November 15, 2001, make the following correction:

On page 57496, in the third column, the Release No. should be as set forth above.
[FR Doc. C128587 Filed 112301; 8:45

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change To

NOTICES: Options Clearing Corp.; correction,

Correction

In notice document 0128489 beginning on page 57143 in the issue of Wednesday, November 14, 2001, make the following correction:

On page 57143, in the second column, the Release No. should be as set forth above.
[FR Doc. C128489 Filed 112301; 8:45 am] BILLING CODE

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific

NOTICES: Pacific Exchange, Inc.,

November 19, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on October 29, 2001, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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