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Agency: Securities and Exchange Commission

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1. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the

NOTICES: International Securities Exchange LLC,

November 21, 2001.

Pursuant to section 19 (b)(1) of the Securities Exchange Act of 1934
[[Page 59826]]
(``Act''),\1\ and rule 19b4 \2\ thereunder, notice is hereby given that on November 16, 2001, the International Securities Exchange LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National

NOTICES: National Association of Securities Dealers, Inc.,

November 23, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 31, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') through its subsidiary The Nasdaq Stock Market, Inc. (``Nasdaq'')

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the National Association of

NOTICES: National Association of Securities Dealers, Inc.,

November 26, 2001.

On September 25, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change

NOTICES: Philadelphia Stock Exchange, Inc.,

November 21, 2001.

On July 19, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to adopt an Equity Floor

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the

NOTICES: Philadelphia Stock Exchange, Inc.,

November 21, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 30, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No.

NOTICES: Philadelphia Stock Exchange, Inc.,

November 19, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 59833]]
(``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on October 18, 2001, the Philadelphia Stock Exchange, Inc. (``Exchange'' or ``Phlx'') filed with the Securities and Exchange Commission (``SEC'' or

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and

NOTICES: Philadelphia Stock Exchange, Inc.,

November 21, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on October 30, 2001, the Philadelphia Stock
[[Page 59835]]
Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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