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1. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The Chicago Stock Exchange, Incorporated,

NOTICES: Chicago Stock Exchange, Inc.,

November 28, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``the Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby is given that on August 6, 2001, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'')

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the Chicago Stock Exchange,

NOTICES: Chicago Stock Exchange, Inc.,

November 29, 2001.

On April 23, 2001, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed rule change that would amend CHX

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulataory Organizations; Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the

NOTICES: National Association of Securities Dealers, Inc.,

November 27, 2001.

On March 21, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its wholly owned subsidiary, NASD Regulation, Inc. (``NASD Regulation'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the Securities

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers,

NOTICES: National Association of Securities Dealers, Inc.,

November 28, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 14, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''),

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, by the

NOTICES: Philadelphia Stock Exchange, Inc.,

November 28, 2001.

I. Introduction

On March 12, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change related

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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