NOTICES: Chicago Stock Exchange, Inc.,
Published: 2001-12-05
November 28, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``the Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby is
given that on August 6, 2001, the Chicago Stock Exchange, Incorporated
(``CHX'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC'')
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2001-12-05
November 29, 2001.
On April 23, 2001, the Chicago Stock Exchange, Incorporated
(``CHX'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4
thereunder,\2\ a proposed rule change that would amend CHX
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-12-05
November 27, 2001.
On March 21, 2001, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its wholly owned
subsidiary, NASD Regulation, Inc. (``NASD Regulation'') filed with the
Securities and Exchange Commission (``SEC'' or ``Commission''),
pursuant to section 19(b)(1) of the Securities
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-12-05
November 28, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2001, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association'') through its subsidiary, The Nasdaq
Stock Market, Inc. (``Nasdaq''),
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-12-05
November 28, 2001.
I. Introduction
On March 12, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a
proposed rule change related