1. Greenwich Street Employees Fund, L.P., et al.; Notice of Application
NOTICES: Exemption applications—; Greenwich Street Employees Fund, L.P. et al.,
December 21, 2001.
Pages: 1
2. One Fund, Inc., Ohio National Fund, Inc., Dow Target Variable Fund LLC, and Ohio National Investments, Inc.; Notice of
NOTICES: One Fund, Inc. et al.,
December 21, 2001.
3. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American
NOTICES: American Stock Exchange LLC,
December 20, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'') the proposed rule
4. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to
NOTICES: American Stock Exchange LLC,
December 20, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 22, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change
5. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the
NOTICES: National Association of Securities Dealers, Inc.,
December 20, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on June 9, 2000, NASD Regulation, Inc. (``NASD Regulation'') filed with the Securities and Exchange Commission (``SEC or ``Commission'') the proposed rule change as
6. Self-Regulatory Organizations; Notice of filing of Proposed Rule Change and Amendment No. 1 by the Pacific Exchange,
NOTICES: Pacific Exchange, Inc.,
December 21, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 10, 2001, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
7. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment
NOTICES: Philadelphia Stock Exchange, Inc.,
December 20, 2001.
I. Introduction
On November 16, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') submitted to the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ a proposed rule change regarding
8. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and
NOTICES: Philadelphia Stock Exchange, Inc.,
December 20, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 7, 2000, the Philadelphia Stock Exchange, Inc. (``PHLX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or
9. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the
NOTICES: Philadelphia Stock Exchange, Inc.,
December 21, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on December 18, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
10. Issuer Delisting; Notice of Application To Withdraw From Listing and Registration on the American Stock Exchange LLC
NOTICES: Plains Resources, Inc.,
December 21, 2001.
Plains Resources, Inc. a Delaware corporation (``Issuer''), has filed an application with the Securities and Exchange Commission (``Commission''), pursuant to section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 12d22(d) thereunder,\2\ to withdraw its Common Stock, $.10 par value
11. Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')
NOTICES: Public utility holding company filings,
December 21, 2001.
Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The
Common CFR Searches
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 47 CFR Part 73 26 CFR Part 1 50 CFR Part 679 40 CFR Part 180 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 6 CFR Part 5 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 271 40 CFR Part 300 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 39 CFR Part 3020 50 CFR Part 229 44 CFR Part 64 49 CFR Part 571