26. HSBC Holdings plc, et al.; Notice of Application
NOTICES: Exemption applications—; HSBC Holdings plc et al.,
December 17, 2001.
27. Self-Regulatory Organizations; Emerging Markets Clearing Corporation; Notice of Filing of Proposed Rule Change
NOTICES: Emerging Markets Clearing Corp.,
December 14, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934,\1\ notice is hereby given that on October 29, 2001, the Emerging Markets Clearing Corporation (``EMCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below,
28. Self-Regulatory Organizations; Government Securities Clearing Corporation; Notice of Filing of Proposed Rule Change
NOTICES: Government Securities Clearing Corp.,
December 14, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934,\1\ notice is hereby given that on October 11, 2001, the Government Securities Clearing Corporation (``GSCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III
29. Self-Regulatory Organizations; MBS Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to
NOTICES: MBS Clearing Corp.,
December 14, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934,\1\ notice is hereby given that on October 11, 2001, the MBS Securities Clearing Corporation (``MBSCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below,
30. Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating
NOTICES: Options Clearing Corp.,
December 12, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on October 24, 2001, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below,
31. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Cincinnati
NOTICES: Cincinnati Stock Exchange, Inc.,
December 11, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2001, the Cincinnati Stock Exchange, Inc. (``CSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or
32. Self-Regulatory Organizations: Order Approving Proposed Rule Change by the National Association of Securities Dealers,
NOTICES: National Association of Securities Dealers, Inc.; correction,
December 5, 2001.
Correction
In notice document 0130650 beginning on page 64327 in the issue of Wednesday, December 12, 2001, make the following correction:
On page 64327, in the first column, the Release No. should be as set forth above.
[FR Doc. C130650 Filed 121801; 8:45
33. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the
NOTICES: Philadelphia Stock Exchange, Inc.,
December 12, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 4, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
34. Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to the
NOTICES: Depository Trust Co.,
December 10, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on July 24, 2001, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which
35. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to
NOTICES: Pacific Exchange, Inc.,
December 10, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder, \2\ notice is hereby given that on December 7, 2001, the Pacific Exchange, Inc. (``PCX'' of ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
36. Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate
NOTICES: Stock Clearing Corp. of Philadelphia,
December 10, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on January 23, 2001, the Stock Clearing Corporation of Philadelphia (``SCCP'') filed with the Securities and Exchange Commission (``Commission'') and on June 25, 2001, and November 27, 2001, amended
37. Blue Cross and Blue Shield of Kansas, Inc.; Notice of Application
NOTICES: Exemption applications—; Blue Cross and Blue Shield of Kansas, Inc.,
December 11, 2001.
38. Accounting Policies; Cautionary Advice Regarding Disclosure
NOTICES: Accounting policies; cautionary advice regarding disclosure,
The Securities and Exchange Commission is issuing a statement
regarding the selection and disclosure by public companies of critical
accounting policies and practices.
39. Sunshine Act Meeting
NOTICES: See Agency for Healthcare Research and Quality; See Centers for Disease Control and Prevention; See Food and Drug Administration; See National Institutes of Health; Meetings; Sunshine Act,
Federal Register Citation of Previous Announcement: [66 FR 63422, December 6, 2001].
Status: Open Meeting.
Place: 450 Fifth Street, NW., Washington, DC.
Date and time of Previously Announced Meeting: Thursday, December 13, 2001 at 10 a.m.
Change in the Meeting: Cancellation of Meeting/Additional Meetings.
Status: Open Meeting.
Place: 450 Fifth Street, NW., Washington, DC.
Date and time of Previously Announced Meeting: Thursday, December 13, 2001 at 10 a.m.
Change in the Meeting: Cancellation of Meeting/Additional Meetings.
The open meeting schedule for Thursday,
40. Sunshine Act Meeting
NOTICES: See Agency for Healthcare Research and Quality; See Centers for Disease Control and Prevention; See Food and Drug Administration; See National Institutes of Health; Meetings; Sunshine Act,
Federal Register Citation of Previous Announcement: 66 FR 63422, December 6, 2001.
Status: Closed meeting.
Place: 450 Fifth Street, NW., Washington, DC
Date and Time of Previously Announced Meeting: Thursday, December 13, 2001 at 10:00 a.m.
Change in the Meeting: Time Change.
The closed meeting scheduled for Thursday, December
41. Self-Regulatory Organizations; Order Approving a Proposed Rule Change by the New York Stock Exchange, Inc.,
NOTICES: New York Stock Exchange, Inc.,
December 7, 2001.
On October 15, 2001, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change establishing the
42. Nationwide Life Insurance Company, et al.; Notice
NOTICES: Shares substitution applications—; Nationwide Life Insurance Co. et al.,
Applicants: Nationwide Life Insurance Company (``Nationwide''); Nationwide Variable Account4 (the ``Separate Account''); and Salomon Smith Barney (``SSB'') (all collectively, the ``Applicants'').
Summary of the Application: Applicants seek an order pursuant to section 26(c) of the 1940 Act to permit the substitution of shares of the Smith
43. United Investors Life Insurance Company, et al.
NOTICES: United Investors Life Insurance Co. et al.,
Applicants: United Investors Life Insurance Company (``United Investors''), Titanium Annuity Variable Account of United Investors Life Insurance Company (``Annuity Account''), and Titanium Universal Life Variable Account of United Investors Life Insurance Company (``Life Account''), (all collectively, the ``Applicants'').
Summary of
44. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers,
NOTICES: National Association of Securities Dealers, Inc.,
December 6, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ notice is hereby given that on August 7, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and
45. Jackson National Life Insurance Company, et al.; Notice of Application
NOTICES: Exemption applications—; Jackson National Life Insurance Co. et al.,
[[Page 64314]]
provisions of sections 2(a)(32) and 27(i)(2)(A) of the Act and rule 22c1 thereunder to permit the recapture of contract enhancements applied to purchase payments made under certain flexible premium, deferred variable annuity contracts.
provisions of sections 2(a)(32) and 27(i)(2)(A) of the Act and rule 22c1 thereunder to permit the recapture of contract enhancements applied to purchase payments made under certain flexible premium, deferred variable annuity contracts.
Applicants: Jackson National Life Insurance Company (``Jackson National''), Jackson National
46. First Allmerica Financial Life Insurance Co., et al.; Notice of Application
NOTICES: Shares substitution applications—; First Allamerica Financial Life Insurance Co. et al.,
Applicants: First Allmerica Financial Life Insurance Company (``First Allmerica''), Fulcrum Separate Account of First Allmerica Financial Life Insurance Company (the ``First Allmerica Separate Account''), Allmerica Financial Life Insurance and Annuity Company (``Allmerica Financial Life''), Fulcrum Separate Account of Allmerica Financial Life
47. Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Amendment to OPRA Plan to Make
NOTICES: Consolidated Options Last Sale Reports and Quotation Information; Reporting Plan; technical corrections,
December 5, 2001.
Pursuant to Rule 11Aa32 under the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on October 24, 2001, the Options Price Reporting Authority (``OPRA''),\2\ submitted to the Securities and Exchange Commission (``Commission'') an amendment to the Plan for Reporting of Consolidated Options Last Sale
48. Self-Regulatory Organizations; Order Approving Proposed Rule Change by the American Stock Exchange LLC Increasing
NOTICES: American Stock Exchange LLC,
December 5, 2001.
I. Introduction
On March 19, 2001, the American Stock Exchange LLC (``Exchange'' or ``Amex'') submitted to the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change increasing the number of
49. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the
NOTICES: International Securities Exchange LLC,
December 4. 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 16, 2001, the International Security Exchange LLC (the ``Exchange'' or the ``ISE'') filed with the Securities and Exchange Commission (``Commission'') the
50. Self-Regulatory Organizations; Order Approving Proposed Rule Change by the National Association of Securities Dealers,
NOTICES: National Association of Securities Dealers, Inc.,
December 5, 2001.
I. Introduction
On May 8, 2000, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, the Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the Securities
Common CFR Searches
14 CFR Part 39 40 CFR Part 52 14 CFR Part 71 33 CFR Part 165 47 CFR Part 73 26 CFR Part 1 50 CFR Part 679 40 CFR Part 180 50 CFR Part 17 33 CFR Part 117 44 CFR Part 67 50 CFR Part 648 14 CFR Part 97 40 CFR Part 63 6 CFR Part 5 33 CFR Part 100 50 CFR Part 622 50 CFR Part 660 26 CFR Part 301 44 CFR Part 65 39 CFR Part 111 40 CFR Part 271 40 CFR Part 300 47 CFR Part 64 40 CFR Parts 52 and 81 50 CFR Part 665 39 CFR Part 3020 50 CFR Part 229 44 CFR Part 64 49 CFR Part 571