NOTICES: New York Stock Exchange, Inc.,
Published: 2001-12-12
December 6, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
and (``Act''),\1\ Rule 19b4 thereunder,\2\ notice is hereby given that
on October 18, 2001, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-12-12
December 5, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act of 1934''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby
given that on November 29, 2001, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'')
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2001-12-11
December 4, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 24, 1999, the Chicago Stock Exchange, Inc. (``CHX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule
NOTICES: New York Stock Exchange, Inc.,
Published: 2001-12-11
December 3, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of
1934,\1\ (``Act'') and Rule 19b4 thereunder,\2\ notice is hereby given
that on December 3, 2001,\3\ the New York Stock Exchange, Inc.
(``NYSE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-12-11
December 4, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 6, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule
NOTICES: Quicksilver Resources Inc.,
Published: 2001-12-10
December 4, 2001.
Quicksilver Resources Inc., a Delaware Corporation (``Issuer''),
has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to section 12(d) of the Securities Exchange
Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw
its Common Stock, $.001 par value
NOTICES: Shares substitution applications—; First Variable Life Insurance Co. et al.,
Published: 2001-12-10
December 4, 2001.
Agency: Securities and Exchange Commission (``SEC or ``Commission'').
Summary of Application: Applicants seek an order pursuant to
Section 26(c) of the Investment Company Act of 1940 (``1940 Act''),
approving the substitution of shares of certain Portfolios of Variable
Investors Series Trust (``VIST'') for shares of certain
NOTICES: Pro forma financial information use in earnings releases; cautionary advice,
Published: 2001-12-10
The Securities and Exchange Commission is issuing a statement
regarding the use by public companies of ``pro forma'' financial
information in earnings releases.
NOTICES: Exemption applications—; Touchstone Variable Series Trust et al.,
Published: 2001-12-07
Applicants: Touchstone Variable Series Trust and Touchstone Advisors, Inc. (collectively, ``Applicants'').
Summary of Application: Applicants seek an order of exemption from
the provisions of Sections 9(a), 13(a), 15(a) and 15(b) of the 1940 Act
and Rules 6e2(b)(15) and 6e3(T)(b)(15) thereunder to the extent
necessary to permit shares of
NOTICES: New York Stock Exchange, Inc.,
Published: 2001-12-07
November 29, 2001.
On August 29, 2001, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend NYSE Rule 103A
NOTICES: Public utility holding company filings,
Published: 2001-12-07
November 30, 2001.
Notice is hereby given that the following filing(s) has/have been
made with the Commission pursuant to provisions of the Act and rules
promulgated under the Act. All interested persons are referred to the
application(s) and/or declaration(s) for complete statements of the
proposed transaction(s) summarized below. The
NOTICES: Proposed collection; comment request,
Published: 2001-12-06
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549
Tell Us How We're Doing!'': SEC File No. 270406, OMB Control No. 32350463
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Deregistration applications—; Vanguard Preferred Stock Fund et al.,
Published: 2001-12-06
November 30, 2001.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
November, 2001. A copy of each application may be obtained for a fee at
the SEC's Public Reference Branch, 450 Fifth St., NW., Washington, DC
205490102 (tel. 2029428090). An order granting
NOTICES: Meetings; Sunshine Act,
Published: 2001-12-06
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94409, that the Securities and
Exchange Commission will hold the following meetings during the week of December 10, 2001:
a closed meeting will be held on Tuesday, December 11 at 10:00 a.m.,
and an open meeting will be held on Thursday, December
NOTICES: International Securities Exchange LLC,
Published: 2001-12-06
November 30, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 19, 2001, the International Securities Exchange LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2001-12-05
November 28, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``the Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby is
given that on August 6, 2001, the Chicago Stock Exchange, Incorporated
(``CHX'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC'')
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2001-12-05
November 29, 2001.
On April 23, 2001, the Chicago Stock Exchange, Incorporated
(``CHX'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4
thereunder,\2\ a proposed rule change that would amend CHX
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-12-05
November 27, 2001.
On March 21, 2001, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its wholly owned
subsidiary, NASD Regulation, Inc. (``NASD Regulation'') filed with the
Securities and Exchange Commission (``SEC'' or ``Commission''),
pursuant to section 19(b)(1) of the Securities
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-12-05
November 28, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 14, 2001, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association'') through its subsidiary, The Nasdaq
Stock Market, Inc. (``Nasdaq''),
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-12-05
November 28, 2001.
I. Introduction
On March 12, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a
proposed rule change related
NOTICES: American Stock Exchange LLC,
Published: 2001-12-04
November 27, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on October 23, 2001, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed
NOTICES: American Stock Exchange LLC,
Published: 2001-12-04
November 27, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 8, 2001, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2001-12-04
November 26, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 29, 2000, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed
NOTICES: New York Stock Exchange, Inc.,
Published: 2001-12-04
November 21, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 22, 2001, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule