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Agency: Securities and Exchange Commission

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76. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock

NOTICES: New York Stock Exchange, Inc.,

November 28, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 6, 2001, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission''), the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

77. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No.

NOTICES: Pacific Exchange, Inc.,

November 26, 2001.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 6, 2001, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

78. Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

NOTICES: Public utility holding company filings,

November 28, 2001.

Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

79. Mutual of America Life Insurance Company, et al.

NOTICES: Order applications; Mutual of America Life Insurance Co. et al.,

Applicants: Mutual of America Life Insurance Company (``Mutual of America''), Mutual of America Separate Account No. 2 (the ``Annuity Account'') and Mutual of America Separate Account No. 3 (the ``VUL Account,'' and together with the Annuity Account, ``Mutual Accounts''). Summary of Application: Applicants seek an order approving the terms of a
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

80. Self Regulatory Organizations; International Securities Exchange LLC; Order Granting Approval to Proposed Rule Change

NOTICES: International Securities Exchange LLC,

November 21, 2001.

I. Introduction

On November 20, 2000, the International Securities Exchange LLC (``ISE'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to make certain

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

81. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the

NOTICES: International Securities Exchange LLC,

November 20, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 19, 2001, the International Securities Exchange LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

82. Self-Regulatory Organizations; the New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change To

NOTICES: New York Stock Exchange, Inc.,

November 21, 2001.

On August 21, 2001, the New York Stock Exchange, Inc. (``NYSE'' ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to administer NYSE Rule 91.10,

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

83. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the

NOTICES: International Securities Exchange LLC,

November 21, 2001.

Pursuant to section 19 (b)(1) of the Securities Exchange Act of 1934
[[Page 59826]]
(``Act''),\1\ and rule 19b4 \2\ thereunder, notice is hereby given that on November 16, 2001, the International Securities Exchange LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

84. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National

NOTICES: National Association of Securities Dealers, Inc.,

November 23, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 31, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') through its subsidiary The Nasdaq Stock Market, Inc. (``Nasdaq'')

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

85. Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the National Association of

NOTICES: National Association of Securities Dealers, Inc.,

November 26, 2001.

On September 25, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

86. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change

NOTICES: Philadelphia Stock Exchange, Inc.,

November 21, 2001.

On July 19, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to adopt an Equity Floor

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

87. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the

NOTICES: Philadelphia Stock Exchange, Inc.,

November 21, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 30, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

88. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No.

NOTICES: Philadelphia Stock Exchange, Inc.,

November 19, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 59833]]
(``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that on October 18, 2001, the Philadelphia Stock Exchange, Inc. (``Exchange'' or ``Phlx'') filed with the Securities and Exchange Commission (``SEC'' or

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

89. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and

NOTICES: Philadelphia Stock Exchange, Inc.,

November 21, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on October 30, 2001, the Philadelphia Stock
[[Page 59835]]
Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

90. Issuer Delisting; Notice of Application To Withdraw From Listing and Registration on the American Stock Exchange LLC

NOTICES: Spinnaker Industries, Inc.,

November 23, 2001.

Spinnaker Industries, Inc., a Delaware corporation (``Issuer''), has filed an application with the Securities and Exchange Commission (``Commission''), pursuant to section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) hereunder,\2\ to withdraw its Common Stock, no par value, and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

91. Sunshine Act Meeting

NOTICES: Meetings; Sunshine Act,

Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94409, that the Securities and Exchange Commission will hold the following meeting during the week of December 3, 2001: a closed meeting will be held on Monday, December 3, 2001, at 2 p.m.

Commissioner Hunt, as duty officer, determined that no

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

92. Integrity Life Insurance Company, et al.

NOTICES: Exemption applications—; Integrity Life Insurance Co. et al.,

Applicants: Integrity Life Insurance Company (``Integrity''), National Integrity Life Insurance Company (``National Integrity,'' together with Integrity, the ``Companies''), Separate Account I of Integrity Life Insurance Company, Separate Account I of National Integrity Life Insurance Company (together with Separate Account I of Integrity Life

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

93. Joint Industry Plan; Order Granting Approval of Amendment No. 12 to the Joint Self-Regulatory Organization Plan

NOTICES: National Association of Securities Dealers, Inc., et al.,

November 19, 2001.

I. Introduction

On August 29, 2001, the Cincinnati Stock Exchange Inc. (``CSE'') on behalf of itself and the National Association of Securities Dealers, Inc. (``NASD''), the Boston Stock Exchange, Inc. (``BSE''), the Chicago Stock Exchange, Inc. (``Chx''), the Pacific Exchange, Inc. (``PCX''), and the Philadelphia Stock

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

95. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American

NOTICES: American Stock Exchange LLC,

November 16, 2001

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 16, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

96. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific

NOTICES: Pacific Exchange, Inc.,

November 19, 2001.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 30, 2001, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

97. Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to

NOTICES: Pacific Exchange, Inc.,

November 19, 2001.

On June 18, 2001, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change requiring all PCX member organization

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

98. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and

NOTICES: Philadelphia Stock Exchange, Inc.,

November 19, 2001.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 4, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

99. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No.

NOTICES: Philadelphia Stock Exchange, Inc.,

November 19, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given that an October 22, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

100. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the

NOTICES: Philadelphia Stock Exchange, Inc.,

November 19, 2001.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 5, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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