NOTICES: New York Stock Exchange, Inc.,
Published: 2001-12-04
November 28, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 6, 2001, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange''), filed with the Securities and Exchange Commission
(``Commission''), the proposed rule
NOTICES: Pacific Exchange, Inc.,
Published: 2001-12-04
November 26, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 6, 2001, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule
NOTICES: Public utility holding company filings,
Published: 2001-12-04
November 28, 2001.
Notice is hereby given that the following filing(s) has/have been
made with the Commission pursuant to provisions of the Act and rules
promulgated under the Act. All interested persons are referred to the
application(s) and/or declaration(s) for complete statements of the
proposed transaction(s) summarized below. The
NOTICES: Order applications; Mutual of America Life Insurance Co. et al.,
Published: 2001-12-03
Applicants: Mutual of America Life Insurance Company (``Mutual of
America''), Mutual of America Separate Account No. 2 (the ``Annuity
Account'') and Mutual of America Separate Account No. 3 (the ``VUL
Account,'' and together with the Annuity Account, ``Mutual Accounts'').
Summary of Application: Applicants seek an order approving the terms of
a
NOTICES: International Securities Exchange LLC,
Published: 2001-12-03
November 21, 2001.
I. Introduction
On November 20, 2000, the International Securities Exchange LLC
(``ISE'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to make certain
NOTICES: International Securities Exchange LLC,
Published: 2001-12-03
November 20, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 19, 2001, the International Securities Exchange LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed
NOTICES: New York Stock Exchange, Inc.,
Published: 2001-12-03
November 21, 2001.
On August 21, 2001, the New York Stock Exchange, Inc. (``NYSE''
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to administer NYSE Rule 91.10,
NOTICES: International Securities Exchange LLC,
Published: 2001-11-30
November 21, 2001.
Pursuant to section 19 (b)(1) of the Securities Exchange Act of 1934
[[Page 59826]]
(``Act''),\1\ and rule 19b4 \2\ thereunder, notice is hereby given
that on November 16, 2001, the International Securities Exchange LLC
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-11-30
November 23, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 31, 2001, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association'') through its subsidiary The Nasdaq
Stock Market, Inc. (``Nasdaq'')
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-11-30
November 26, 2001.
On September 25, 2001, the National Association of Securities
Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary,
The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities
and Exchange Commission (``Commission''), pursuant to section 19(b)(1)
of the Securities Exchange Act of 1934
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-11-30
November 21, 2001.
On July 19, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to adopt an Equity Floor
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-11-30
November 21, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 30, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-11-30
November 19, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 59833]]
(``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on October 18, 2001, the Philadelphia Stock Exchange, Inc.
(``Exchange'' or ``Phlx'') filed with the Securities and Exchange
Commission (``SEC'' or
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-11-30
November 21, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on October 30, 2001, the Philadelphia Stock
[[Page 59835]]
Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and
Exchange Commission (``SEC'' or
NOTICES: Spinnaker Industries, Inc.,
Published: 2001-11-29
November 23, 2001.
Spinnaker Industries, Inc., a Delaware corporation (``Issuer''),
has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to section 12(d) of the Securities Exchange
Act of 1934 (``Act'') \1\ and Rule 12d22(d) hereunder,\2\ to withdraw
its Common Stock, no par value, and
NOTICES: Meetings; Sunshine Act,
Published: 2001-11-29
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94409, that the Securities and
Exchange Commission will hold the following meeting during the week of
December 3, 2001: a closed meeting will be held on Monday, December 3, 2001, at 2 p.m.
Commissioner Hunt, as duty officer, determined that no
NOTICES: Exemption applications—; Integrity Life Insurance Co. et al.,
Published: 2001-11-27
Applicants: Integrity Life Insurance Company (``Integrity''),
National Integrity Life Insurance Company (``National Integrity,''
together with Integrity, the ``Companies''), Separate Account I of
Integrity Life Insurance Company, Separate Account I of National
Integrity Life Insurance Company (together with Separate Account I of
Integrity Life
NOTICES: National Association of Securities Dealers, Inc., et al.,
Published: 2001-11-27
November 19, 2001.
I. Introduction
On August 29, 2001, the Cincinnati Stock Exchange Inc. (``CSE'') on
behalf of itself and the National Association of Securities Dealers,
Inc. (``NASD''), the Boston Stock Exchange, Inc. (``BSE''), the Chicago
Stock Exchange, Inc. (``Chx''), the Pacific Exchange, Inc. (``PCX''),
and the Philadelphia Stock
NOTICES: American Stock Exchange LLC,
Published: 2001-11-27
November 16, 2001
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 16, 2001, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change
NOTICES: Pacific Exchange, Inc.,
Published: 2001-11-27
November 19, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 30, 2001, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Pacific Exchange, Inc.,
Published: 2001-11-27
November 19, 2001.
On June 18, 2001, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change requiring all PCX member organization
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-11-27
November 19, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'' or ``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice
is hereby given that on October 4, 2001, the Philadelphia Stock
Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and
Exchange Commission (``SEC'' or
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-11-27
November 19, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that an October 22, 2001, the Philadelphia Stock Exchange, Inc.
(``Phlx'' or ``Exchange'') filed with the Securities and Exchange
Commission (the ``Commission'') the proposed
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-11-27
November 19, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 5, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule