NOTICES: Pacific Exchange, Inc.,
Published: 2001-01-09
December 28, 2000.
I. Introduction
On October 29, 1999, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') submitted to the Securities and Exchange Commission
(``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend some of its
NOTICES: Interchange Financial Services Corp.,
Published: 2001-01-09
January 3, 2001.
Interchange Financial Services Corporation, a New Jersey
corporation (``Company''), has filed an application with the Securities
and Exchange Commission (``Commission''), pursuant to section 12(d) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d)
thereunder,\2\ to withdraw its Common Stock,
NOTICES: Meetings; Sunshine Act,
Published: 2001-01-09
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94409, that the Securities and
Exchange Commission will hold the following meetings during the week of January 8, 2001.
An open meeting will be held on Wednesday, January 10, 2001, at
2:30 p.m. in Room 1C30, the William O. Douglas Room, and a
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2001-01-09
January 2, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 18, 2000, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') field with the Securities and Exchange Commission
(``Commission'') the proposed new rule as described
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2001-01-09
January 2, 2001.
I. Introduction
On September 14, 2000, the Chicago Stock Exchange, Inc. (``CHX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change relating to
NOTICES: Government Securities Clearing Corp.,
Published: 2001-01-09
January 2, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on April 17, 2000, the
Government Securities Clearing Corporation (``GSCC'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
change, as described in Items I, II, and
NOTICES: Submission for OMB review; comment request,
Published: 2001-01-05
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549
Extension: Rule 12g32, OMB Control No. 32350119, SEC File No. 270
104; Rule 7a15 thru 7a37, OMB Control No. 32350132, SEC File No.
270115; Rule 13e1, OMB Control No. 32350305, SEC File No. 270255
NOTICES: Deregistration applications—; Winter Harbor Fund et al.,
Published: 2001-01-05
December 28, 2000.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
December 2000. A copy of each application may be obtained for a fee at
the SEC's Public Reference Branch, 450 Fifth St., NW., Washington, DC
205490102 (tel. 2029428090). An order granting each
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2001-01-05
December 28, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 18, 2000, the Chicago Stock Exchange, Incorporated (``CHX''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2001-01-05
December 28, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4\2\ thereunder, notice hereby is given that
on December 18, 2000, the Chicago Stock Exchange, Incorporated (``CHX''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-01-05
December 28, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 8, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule
NOTICES: Stock Clearing Corp. of Philadelphia,
Published: 2001-01-05
December 28, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on December 6, 2000, the
Stock Clearing Corporation of Philadelphia (``SCCP'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
change as described in Items I and
NOTICES: Public utility holding company filings,
Published: 2001-01-05
December 29, 2000.
Notice is hereby given that the following filing has been made with
the Commission pursuant to provisions of the Act and rules promulgated
under the Act. All interested persons are referred to the application
for a complete statement of the proposed transaction summarized below.
The application and any amendments are
NOTICES: Clearing agency registration applications—; Morgan Guaranty Trust Co.,
Published: 2001-01-04
December 28, 2000.
I. Introduction
On September 21, 2000, Morgan Guaranty Trust Company of New York,
Brussels office (``MGTBrussels''), as operator of the Euroclear
System,\1\ and Euroclear Bank, S.A., (``Euroclear Bank'') filed with
the Securities and Exchange Commission (``Commission'') an application
on Form CA1 \2\ to
NOTICES: Boston Stock Exchange, Inc.,
Published: 2001-01-04
December 22, 2000.
I. Introduction
On September 21, 2000, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change that would
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-01-04
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 14, 2000, the National Association of Securities Dealers,
Inc. (``NASD''), through its whollyowned subsidiary, The Nasdaq Stock
Market, Inc. (``Nasdaq'') filed with the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-01-04
December 22, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2000, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its whollyowned subsidiary
the Nasdaq Stock Market, Inc. (``Nasdaq''),
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-01-04
December 22, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 5, 2000, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its wholly owned subsidiary
The Nasdaq Stock Market, Inc. (``Nasdaq''),
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2001-01-04
December 21, 2000.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 20, 1999, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its whollyowned
subsidiary, NASD Regulation, Inc. (``NASD Regulation''),
NOTICES: New York Stock Exchange, Inc.,
Published: 2001-01-04
December 22, 2000.
I. Introduction
On May 1, 2000, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') submitted to the Securities and Exchange Commission
(``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change implementing NYSe
NOTICES: New York Stock Exchange, Inc.,
Published: 2001-01-04
December 22, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on July 18, 2000, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2001-01-04
December 27, 2000.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 18, 2000, the Philadelphia Stock Exchange, Inc. (``Phlx'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the
NOTICES: Exemption applications—; Nike Securities L.P. et al.,
Published: 2001-01-04
Summary of Application: Applicants seek an order to permit certain unit
investment trusts (``UITs'') to deposit trust assets in the custody of foreign banks and securities depositories.
Applicants: Nike Securities L.P. (the ``Sponsor'') and FT Series (the ``Trust'').
Filing Dates: The application was filed on October 28, 1998 and
NOTICES: Exemption applications—; Securities Management & Research, Inc., et al.,
Published: 2001-01-03
Summary of the Application: The requested order would permit
certain registered management investment companies to invest uninvested
cash in an affiliated money market fund in excess of the limits in sections 12(d)(1)(A) and (B) of the Act.
Applicants: Securities management and Research, Inc. (the
``Adviser''), American National Investment
