Agency: Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc 01-28278] 151.
November 5, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\, notice is hereby given that on March 30, 2001, The Depository Trust Company (``DTC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items, I, II, and III below, which
Published: 2001-11-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28273] 152.
November 5, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 2, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, the Nasdaq Stock Market, Inc. (``Nasdaq''),
Published: 2001-11-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28275] 153.
November 5, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 31, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''),
Published: 2001-11-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28276] 154.
November 5, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 4, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary The Nasdaq Stock Market, Inc. (``Nasdaq''),
Published: 2001-11-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28274] 155.
November 5, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on March 9, 2001, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission'') and on August 24, 2001, amended the proposed rule change as described in
Published: 2001-11-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28352] 156.
November 6, 2001.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on October 22, 2001, The Options Clearing Corporation (``OCC'') filed with the Securities and exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below,
Published: 2001-11-13 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28078] 157. Heritage Capital Appreciation Trust, et al.; Notice of Application
Summary of Application: Applicants request an order to permit them to enter into an materially amend subadvisory agreements without shareholder approval.
Applicants: Heritage Capital Appreciation Trust (``Capital Appreciation Trust''), Heritage Cash Trust (``Cash Trust''), Heritage Income Trust (``Income Trust''), Heritage Growth and Income
Published: 2001-11-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28156] 158. Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94409, that the Securities and Exchange Commission will hold the following meeting during the week of November 12, 2001: A closed meeting will be held on Tuesday, November 13, 2001, at 10 a.m.
Commissioners, Counsel to the Commissioners, the
Published: 2001-11-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28155] 159. 2DoTrade, Inc.; Order of Suspension of Trading
November 6, 2001.
It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of 2DoTrade, Inc. (``2DoTrade'') because of questions regarding the accuracy of assertions by 2DoTrade and its officers, in press releases concerning, among other things: (1) The Company's
Published: 2001-11-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28081] 160.
November 1, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act (``Act'' or ``Exchange Act''),\1\ and Rule 194 thereunder,\2\ notice is hereby given that on October 30, 2001, the Chicago Stock Exchange, Inc. (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the
Published: 2001-11-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28082] 161.
November 1, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2001, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. ``Nasdaq''), filed with the
Published: 2001-11-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28080] 162.
November 2, 2001.
On August 21, 2001, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to eliminate the Exchange's
Published: 2001-11-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-28079] 163.
November 2, 2001.
Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The
Published: 2001-11-08 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc C1-26960] 164.
Correction
In rule document 0126960 beginning on page 54125 in the issue of Friday, October 26, 2001, make the following corrections:
Sec. 204.52 [Corrected]
1. On page 54132, in the second column, in Sec. 204.52(c) in the first line, paragraph ``(C)'' should read ``(c)''.
Sec. 204.53 [Corrected]
2. On the same page, in
Published: 2001-11-07 SECURITIES AND EXCHANGE : Securities and Exchange Commission
[FR Doc 01-27945] 165. Sterling Johnston Capital Management, L.P.; et al.; Notice of Application
Applicants: Sterling Johnston Capital Management, L.P. ``SJCM'' and Hirtle Callaghan Trust (``Trust'').
Relevant Advisers Act Sections: Exemption requested under section 206A of the Advisers Act from section 205 of the Advisers Act and Advisers Act rule 2051.
Summary of Application: Applicants request an order permitting SJCM and its
Published: 2001-11-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-27888] 166.
October 31, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice hereby is given that on October 12, 2001, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the
Published: 2001-11-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc C1-26896] 167.
Correction
In notice document 0126896 beginning on page 54045 in the issue of Thursday, October 25, 2001 make the following correction:
On page 54045, in the first column, the docket line is corrected to read as set forth above.
[FR Doc. C126896 Filed 11601; 8:45 am]
BILLING
Published: 2001-11-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc C1-27131] 168.
October 19, 2001.
Correction
In notice document 0127131 beginning on page 54562 in the issue of Monday, October 29, 2001, make the following correction:
On page 54562, the heading is corrected to include the date as set forth above.
[FR Doc. C127131 Filed 11601; 8:45 am]
Published: 2001-11-07 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-27788] 169. Russian Telecommunications Development Corporation; Notice of Application
October 31, 2001.
Published: 2001-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-27762] 170.
October 30, 2001.
On August 21, 2001, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend NYSE Rule 387
Published: 2001-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-27790] 171.
October 31, 2001.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on July 3, 2001, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2001-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-27789] 172.
October 31, 2001.
Identix Incorporated, a Delaware corporation (``Issuer''), has filed an application with the Securities and Exchange Commission (``Commission''), pursuant to section 12(d) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d22(d) thereunder,\2\ to withdraw its Common Stock, $.01
Published: 2001-11-06 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-27709] 173. Request for Public Comment
Upon Written Request, Copies Available from: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension:
Form N8F, Form S6OMB Control No. 32350157, SEC File No. 270136; OMB Control No. 32350184, SEC File No. 270181
Notice is hereby given that pursuant to the Paperwork Reduction Act of
Published: 2001-11-05 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-27711] 174. Proposed Collection; Comment Request
Upon Written Request Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extensions:
Rule 425, Schedule TOOMB Control No. 32350521, SEC File No. 270462; OMB Control No. 32350515, SEC File No. 270456
Notice is hereby given that pursuant to the Paperwork Reduction Act of
Published: 2001-11-05 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 01-27710] 175. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension:
Rule 10b18SEC File No. 270416, OMB Control No. 32350474
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and
Published: 2001-11-05 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013