Agency: Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc 02-32913] 1. Nicholas-Applegate Capital Management et al.; Notice of Application
Summary of Application: Applicants requests an order to permit certain registered openend management investment companies or series thereof that are advised by NicholasApplegate Capital Management (each, a ``Fund'') to invest in a company organized in the Republic of Mauritius (``Mauritius Company'') that will invest in Indian securities.
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32914] 2. ReliaStar Life Insurance Company of New York, et al.
Applicants: ReliaStar Life Insurance Company of New York (``RLNY''),
Separate Account NYB of ReliaStar Life Insurance Company of New York
(the ``Account'') and Directed Services, Inc. (``DSI'') (together, the ``Applicants'').
Summary of the Application: Applicants seek an order of the Commission,
pursuant to Section 6(c) of the Act, exempting them
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32920] 3.
December 20, 2002.
On February 14, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend Amex Rule 22 to change the
Published: 2002-12-30 SECURITIES AND EXHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32924] 4.
December 19, 2002
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2002, the American Stock Exchange LLC (``Amex'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32923] 5.
December 23, 2002.
On August 21, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to its AutoQuote
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32916] 6.
December 20, 2002
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2002, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32917] 7.
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 16, 2002, the International Securities Exchange, Inc. (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32915] 8.
December 19, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2002 the National Association of Securities Dealers, Inc. (``NASD'') filed a proposed rule change with the Securities and Exchange Commission (``SEC'' or ``Commission'').
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32919] 9.
December 20, 2002.
On August 19, 2002, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32921] 10.
December 23, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 1, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32918] 11.
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2002, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32922] 12.
December 23, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2002, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as
Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32732] 13.
December 18, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 20, 2002, the Chicago Board Options Exchange (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32737] 14.
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32798] 15.
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') submitted to the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32639] 16.
December 19, 2002.
Correction
In Release No. 3446467 (``Prior Release''), issued on September 6, 2002, beginning on page 58088 in the Federal Register issue of Friday, September 13, 2002, the amended fingerprinting plan of the Chicago Board Options Exchange, Inc. (``CBOE'') was noticed incorrectly. The corrected text of the amended CBOE
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32640] 17.
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 21, 2002, the International Securities Exchange, Inc. (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32733] 18.
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 15, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32734] 19.
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2002, the National Association of Securities Dealers, Inc. (``NASD''), filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32735] 20.
December 19, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19B4 thereunder,\2\ notice is hereby given that on December 6, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32791] 21.
December 20, 2002.
The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of December, 2002. A copy of each application may be obtained for a fee at the SEC's Public Reference Branch, 450 Fifth St., NW., Washington, DC 205490102 (tel. 2029428090). An order granting
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32790] 22.
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2002, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32643] 23.
December 18, 2002.
Pursuant to Section 11A of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 11Aa32 thereunder,\2\ notice is hereby given that
[[Page 79172]]
on September 24, 2002, October 1, 2002, October 9, 2002, November 6,
2002, and November 26, 2002, the International Stock Exchange, Inc.
(``ISE''), the Pacific Exchange, Inc.
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32738] 24.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 4, 2002 the New York Stock Exchange, Inc. (``Exchange'' or ``NYSE'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') a proposed rule change (SRNYSE200259) as
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-32641] 25.
December 20, 2002.
On September 23, 1983, pursuant to Section 17A of the Securities
Exchange Act of 1934 (Exchange Act) \1\ and Rule 17Ab21,\2\ the Securities and Exchange Commission (Commission) registered
[[Page 79173]]
the Philadelphia Depository Trust Company (Philadep) as a clearing
agency.\3\ Philadep is a whollyowned subsidiary of the
Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013