NOTICES: American Stock Exchange LLC,
Published: 2002-12-30
December 19, 2002
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 19, 2002, the American Stock Exchange LLC (``Amex'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II, and
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-30
December 23, 2002.
On August 21, 2002, the Chicago Board Options Exchange, Inc.
(``CBOE'' or ``Exchange''), filed with the Securities and Exchange
Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposed rule change relating to its AutoQuote
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2002-12-30
December 20, 2002
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on December 11, 2002, the Chicago Stock Exchange, Incorporated
(``CHX'' or ``Exchange'') filed with the Securities and Exchange
Commission (the ``Commission'') the proposed rule change
NOTICES: International Securities Exchange, Inc.,
Published: 2002-12-30
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 16, 2002, the International Securities Exchange, Inc.
(``Exchange'' or ``ISE'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the proposed rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-30
December 19, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2002 the National Association of Securities Dealers,
Inc. (``NASD'') filed a proposed rule change with the Securities and
Exchange Commission (``SEC'' or ``Commission'').
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-30
December 20, 2002.
On August 19, 2002, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'')\1\ and Rule 19b4
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-30
December 23, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 1, 2002, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: New York Stock Exchange, Inc.,
Published: 2002-12-30
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 19, 2002, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: New York Stock Exchange, Inc.,
Published: 2002-12-30
December 23, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 20, 2002, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Exemption applications—; Nicholas-Applegate Capital Management et al.,
Published: 2002-12-30
Summary of Application: Applicants requests an order to permit certain
registered openend management investment companies or series thereof
that are advised by NicholasApplegate Capital Management (each, a
``Fund'') to invest in a company organized in the Republic of Mauritius
(``Mauritius Company'') that will invest in Indian securities.
NOTICES: ReliaStar Life Insurance Co. of New York et al.,
Published: 2002-12-30
Applicants: ReliaStar Life Insurance Company of New York (``RLNY''),
Separate Account NYB of ReliaStar Life Insurance Company of New York
(the ``Account'') and Directed Services, Inc. (``DSI'') (together, the ``Applicants'').
Summary of the Application: Applicants seek an order of the Commission,
pursuant to Section 6(c) of the Act, exempting them
NOTICES: American Stock Exchange LLC,
Published: 2002-12-30
December 20, 2002.
On February 14, 2001, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend Amex Rule 22 to change the
NOTICES: American Stock Exchange LLC,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 16, 2002, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change as
NOTICES: Boston Stock Exchange, Inc.,
Published: 2002-12-27
December 18, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on May 13, 2002, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-27
December 19, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice if hereby
given that on October 9, 2002, the Chicago Board Options Exchange,
Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and
Exchange Commission (``Commission'') the proposed
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-27
December 18, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 20, 2002, the Chicago Board Options Exchange (``CBOE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 1, 2002, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 9, 2002, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') submitted to the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Chicago Board Options Exchange, Inc.; correction,
Published: 2002-12-27
December 19, 2002.
Correction
In Release No. 3446467 (``Prior Release''), issued on September 6,
2002, beginning on page 58088 in the Federal Register issue of Friday,
September 13, 2002, the amended fingerprinting plan of the Chicago
Board Options Exchange, Inc. (``CBOE'') was noticed incorrectly. The
corrected text of the amended CBOE
NOTICES: International Securities Exchange LLC,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 21, 2002, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-27
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 15, 2002, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2002, the National Association of Securities Dealers,
Inc. (``NASD''), filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-27
December 19, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19B4 thereunder,\2\ notice is hereby given that
on December 6, 2002, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-27
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2002, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq
Stock Market, Inc. (``Nasdaq''), filed with the
NOTICES: New York Stock Exchange, Inc.,
Published: 2002-12-27
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 4, 2002 the New York Stock Exchange, Inc. (``Exchange'' or
``NYSE'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') a proposed rule change (SRNYSE200259) as
