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[FR Doc 02-32913] 1. Nicholas-Applegate Capital Management et al.; Notice of Application

Summary of Application: Applicants requests an order to permit certain registered openend management investment companies or series thereof that are advised by NicholasApplegate Capital Management (each, a ``Fund'') to invest in a company organized in the Republic of Mauritius (``Mauritius Company'') that will invest in Indian securities.

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32914] 2. ReliaStar Life Insurance Company of New York, et al.

Applicants: ReliaStar Life Insurance Company of New York (``RLNY''), Separate Account NYB of ReliaStar Life Insurance Company of New York (the ``Account'') and Directed Services, Inc. (``DSI'') (together, the ``Applicants'').
Summary of the Application: Applicants seek an order of the Commission, pursuant to Section 6(c) of the Act, exempting them

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

[FR Doc 02-32920] 3.

December 20, 2002.

On February 14, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend Amex Rule 22 to change the

Published: 2002-12-30 SECURITIES AND EXHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32924] 4.

December 19, 2002

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2002, the American Stock Exchange LLC (``Amex'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32923] 5.

December 23, 2002.

On August 21, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to its AutoQuote

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32916] 6.

December 20, 2002

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2002, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32917] 7.

December 20, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 16, 2002, the International Securities Exchange, Inc. (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32915] 8.

December 19, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2002 the National Association of Securities Dealers, Inc. (``NASD'') filed a proposed rule change with the Securities and Exchange Commission (``SEC'' or ``Commission'').

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

[FR Doc 02-32919] 9.

December 20, 2002.

On August 19, 2002, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32921] 10.

December 23, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 1, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32918] 11.

December 20, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2002, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32922] 12.

December 23, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2002, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as

Published: 2002-12-30 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32793] 13.

December 20, 2002.

I. Introduction

On February 11, 2002, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32643] 14.

December 18, 2002.

Pursuant to Section 11A of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 11Aa32 thereunder,\2\ notice is hereby given that
[[Page 79172]]
on September 24, 2002, October 1, 2002, October 9, 2002, November 6, 2002, and November 26, 2002, the International Stock Exchange, Inc. (``ISE''), the Pacific Exchange, Inc.

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32794] 15.

December 20, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on October 29, 2002, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32641] 16.

December 20, 2002.

On September 23, 1983, pursuant to Section 17A of the Securities Exchange Act of 1934 (Exchange Act) \1\ and Rule 17Ab21,\2\ the Securities and Exchange Commission (Commission) registered
[[Page 79173]]
the Philadelphia Depository Trust Company (Philadep) as a clearing agency.\3\ Philadep is a whollyowned subsidiary of the

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32739] 17.

December 18, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on November 20, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32795] 18.

December 20, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on October 15, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32796] 19.

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 16, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32736] 20.

December 18, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on May 13, 2002, the Boston Stock Exchange, Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32638] 21.

December 19, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice if hereby given that on October 9, 2002, the Chicago Board Options Exchange, Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission'') the proposed

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32732] 22.

December 18, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 20, 2002, the Chicago Board Options Exchange (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32737] 23.

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32798] 24.

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') submitted to the Securities and Exchange Commission (``Commission'') the proposed rule change as

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

[FR Doc 02-32639] 25.

December 19, 2002.

Correction

In Release No. 3446467 (``Prior Release''), issued on September 6, 2002, beginning on page 58088 in the Federal Register issue of Friday, September 13, 2002, the amended fingerprinting plan of the Chicago Board Options Exchange, Inc. (``CBOE'') was noticed incorrectly. The corrected text of the amended CBOE

Published: 2002-12-27 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

 

Years: 2000200120022003200420052006200720082009

Pages: 12345>»