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Agency: Securities and Exchange Commission

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1. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American

NOTICES: American Stock Exchange LLC,

December 19, 2002

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2002, the American Stock Exchange LLC (``Amex'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the Chicago Board Options Exchange,

NOTICES: Chicago Board Options Exchange, Inc.,

December 23, 2002.

On August 21, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change relating to its AutoQuote

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago

NOTICES: Chicago Stock Exchange, Inc.,

December 20, 2002

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 11, 2002, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International

NOTICES: International Securities Exchange, Inc.,

December 20, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 16, 2002, the International Securities Exchange, Inc. (``Exchange'' or ``ISE'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National

NOTICES: National Association of Securities Dealers, Inc.,

December 19, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 29, 2002 the National Association of Securities Dealers, Inc. (``NASD'') filed a proposed rule change with the Securities and Exchange Commission (``SEC'' or ``Commission'').

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the National Association of

NOTICES: National Association of Securities Dealers, Inc.,

December 20, 2002.

On August 19, 2002, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities

NOTICES: National Association of Securities Dealers, Inc.,

December 23, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 1, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

8. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York

NOTICES: New York Stock Exchange, Inc.,

December 20, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2002, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

9. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York

NOTICES: New York Stock Exchange, Inc.,

December 23, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 20, 2002, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

10. Nicholas-Applegate Capital Management et al.; Notice of Application

NOTICES: Exemption applications—; Nicholas-Applegate Capital Management et al.,

Summary of Application: Applicants requests an order to permit certain registered openend management investment companies or series thereof that are advised by NicholasApplegate Capital Management (each, a ``Fund'') to invest in a company organized in the Republic of Mauritius (``Mauritius Company'') that will invest in Indian securities.
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

11. ReliaStar Life Insurance Company of New York, et al.

NOTICES: ReliaStar Life Insurance Co. of New York et al.,

Applicants: ReliaStar Life Insurance Company of New York (``RLNY''), Separate Account NYB of ReliaStar Life Insurance Company of New York (the ``Account'') and Directed Services, Inc. (``DSI'') (together, the ``Applicants'').
Summary of the Application: Applicants seek an order of the Commission, pursuant to Section 6(c) of the Act, exempting them
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

12. Self-Regulatory Organizations; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto

NOTICES: American Stock Exchange LLC,

December 20, 2002.

On February 14, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend Amex Rule 22 to change the

SECURITIES AND EXHANGE COMMISSION : Securities and Exchange Commission

13. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American

NOTICES: American Stock Exchange LLC,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 16, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

14. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the

NOTICES: Boston Stock Exchange, Inc.,

December 18, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on May 13, 2002, the Boston Stock Exchange, Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

15. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc.

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice if hereby given that on October 9, 2002, the Chicago Board Options Exchange, Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission'') the proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

16. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago

NOTICES: Chicago Board Options Exchange, Inc.,

December 18, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 20, 2002, the Chicago Board Options Exchange (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

17. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc.

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

18. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') submitted to the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

19. Self-Regulatory Organizations; Approval of Chicago Board Options Exchange, Inc. Fingerprinting Plan

NOTICES: Chicago Board Options Exchange, Inc.; correction,

December 19, 2002.

Correction

In Release No. 3446467 (``Prior Release''), issued on September 6, 2002, beginning on page 58088 in the Federal Register issue of Friday, September 13, 2002, the amended fingerprinting plan of the Chicago Board Options Exchange, Inc. (``CBOE'') was noticed incorrectly. The corrected text of the amended CBOE

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

20. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the International Securities Exchange LLC

NOTICES: International Securities Exchange LLC,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 21, 2002, the International Securities Exchange, Inc. (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

21. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 by National Association of

NOTICES: National Association of Securities Dealers, Inc.,

December 20, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 15, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

22. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National

NOTICES: National Association of Securities Dealers, Inc.,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2002, the National Association of Securities Dealers, Inc. (``NASD''), filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

23. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers,

NOTICES: National Association of Securities Dealers, Inc.,

December 19, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19B4 thereunder,\2\ notice is hereby given that on December 6, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

24. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate

NOTICES: National Association of Securities Dealers, Inc.,

December 20, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2002, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

25. Self Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating

NOTICES: New York Stock Exchange, Inc.,

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 4, 2002 the New York Stock Exchange, Inc. (``Exchange'' or ``NYSE'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') a proposed rule change (SRNYSE200259) as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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