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Agency: Securities and Exchange Commission

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26. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American

NOTICES: American Stock Exchange LLC,

December 18, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on November 20, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

27. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by American Stock

NOTICES: American Stock Exchange LLC,

December 20, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on October 15, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

28. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American

NOTICES: American Stock Exchange LLC,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 16, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

29. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the

NOTICES: Boston Stock Exchange, Inc.,

December 18, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on May 13, 2002, the Boston Stock Exchange, Inc. (``BSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

30. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc.

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice if hereby given that on October 9, 2002, the Chicago Board Options Exchange, Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission'') the proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

31. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago

NOTICES: Chicago Board Options Exchange, Inc.,

December 18, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 20, 2002, the Chicago Board Options Exchange (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

32. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc.

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

33. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago

NOTICES: Chicago Board Options Exchange, Inc.,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 9, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') submitted to the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

34. Self-Regulatory Organizations; Approval of Chicago Board Options Exchange, Inc. Fingerprinting Plan

NOTICES: Chicago Board Options Exchange, Inc.; correction,

December 19, 2002.

Correction

In Release No. 3446467 (``Prior Release''), issued on September 6, 2002, beginning on page 58088 in the Federal Register issue of Friday, September 13, 2002, the amended fingerprinting plan of the Chicago Board Options Exchange, Inc. (``CBOE'') was noticed incorrectly. The corrected text of the amended CBOE

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

35. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the International Securities Exchange LLC

NOTICES: International Securities Exchange LLC,

December 19, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 21, 2002, the International Securities Exchange, Inc. (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

36. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 by National Association of

NOTICES: National Association of Securities Dealers, Inc.,

December 20, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 15, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

37. Consolidated Tape Association; Notice of Filing and Summary Effectiveness of the Fourth Substantive Amendment to the

NOTICES: Consolidated Tape Association and Quotation Plans; amendments,

December 18, 2002.

Pursuant to Rule 11Aa32 \1\ under the Securities Exchange Act of 1934 (``Act''), notice is hereby given that on December 16, 2002, the Consolidated Tape Association (``CTA'') Plan and Consolidated Quotation (``CQ'') Plan Participants (``Participants'') \2\ filed with the Securities and Exchange Commission (``SEC'' or

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

38. Joint Industry Plan; Notice of Filing of Amendment to the Options Intermarket Linkage Plan To Provide a Process for

NOTICES: Philadelphia Stock Exchange, Inc., et al.,

December 18, 2002.

Pursuant to section 11A of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 11Aa32 thereunder,\2\ notice is hereby given that on November 8, 2002, November 14, 2002, November 15, 2002, November 26, 2002, and December 6, 2002, the Philadelphia Stock Exchange, Inc. (``Phlx''), International Securities Exchange LLC

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

39. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc.,

NOTICES: International Securities Exchange, Inc.,

December 18, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on
[[Page 78835]]
September 24, 2002, the International Securities Exchange, Inc. (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

40. Self-Regulatory Organizations; Notice of Extension of Comment Period for the Proposed Rule Changes by the National

NOTICES: National Association of Securities Dealers, Inc.,

December 18, 2002.

On August 16, 2002, the New York Stock Exchange (``NYSE'' or ``Exchange''), and on November 4, 2002, the National Association of Securities Dealers, Inc. (``NASD''), filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') proposed rule changes pursuant to Section 19(b)(1) of the Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

41. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities

NOTICES: National Association of Securities Dealers, Inc.,

December 18, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 19b4 thereunder,\2\ notice is hereby given that on November 1, 2002, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, the Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

42. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to

NOTICES: Pacific Exchange, Inc.,

December 18, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 19b4 thereunder,\2\ notice is hereby given that on September 26, 2002, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

43. Filings Under the Public Utility Holding Company Act of 1935, as Amended (Act)

NOTICES: Public utility holding company filings,

December 19, 2002.

Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed
[[Page 78830]]
transaction(s) summarized

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

44. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American

NOTICES: American Stock Exchange LLC,

December 16, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 10, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

45. Self-Regulatory Organizations; Government Securities Clearing Corporation and MBS Clearing Corporation; Order Granting

NOTICES: Government Securities Clearing Corp. et al.,

December 17, 2002.

I. Introduction

On October 7, 2002, the Government Securities Clearing Corporation (``GSCC'') and MBS Clearing Corporation (``MBSCC'') filed with the Securities and Exchange Commission (``Commission'') proposed rule changes SRGSCC200209 and SRMBSCC200201 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

46. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National

NOTICES: National Association of Securities Dealers, Inc.,

December 16, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on December 16, 2002, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), submitted to

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

47. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by

NOTICES: National Association of Securities Dealers, Inc.,

December 13, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2002, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq'') filed with the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

48. Self-Regulatory Organizations; Order Approving a Proposed Rule Change by the National Association of Securities

NOTICES: National Association of Securities Dealers, Inc.,

December 16, 2002.

I. Introduction

On April 29, 2002, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, the Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

49. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and

NOTICES: National Association of Securities Dealers, Inc.,

December 16, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 10, 2002, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

50. Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the National

NOTICES: National Association of Securities Dealers, Inc.,

December 13, 2002.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 15, 2002, the National Association of Securities Dealers, Inc. (``NASD'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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