NOTICES: American Stock Exchange LLC,
Published: 2002-12-27
December 18, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that
on November 20, 2002, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2002-12-27
December 20, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Exchange Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby
given that on October 15, 2002, the American Stock Exchange LLC
(``Amex'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: American Stock Exchange LLC,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 16, 2002, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change as
NOTICES: Boston Stock Exchange, Inc.,
Published: 2002-12-27
December 18, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on May 13, 2002, the Boston Stock Exchange, Inc. (``BSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-27
December 19, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice if hereby
given that on October 9, 2002, the Chicago Board Options Exchange,
Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and
Exchange Commission (``Commission'') the proposed
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-27
December 18, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 20, 2002, the Chicago Board Options Exchange (``CBOE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 1, 2002, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 9, 2002, the Chicago Board Options Exchange, Inc. (``CBOE''
or ``Exchange'') submitted to the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Chicago Board Options Exchange, Inc.; correction,
Published: 2002-12-27
December 19, 2002.
Correction
In Release No. 3446467 (``Prior Release''), issued on September 6,
2002, beginning on page 58088 in the Federal Register issue of Friday,
September 13, 2002, the amended fingerprinting plan of the Chicago
Board Options Exchange, Inc. (``CBOE'') was noticed incorrectly. The
corrected text of the amended CBOE
NOTICES: International Securities Exchange LLC,
Published: 2002-12-27
December 19, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 21, 2002, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-27
December 20, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 15, 2002, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change
NOTICES: Consolidated Tape Association and Quotation Plans; amendments,
Published: 2002-12-26
December 18, 2002.
Pursuant to Rule 11Aa32 \1\ under the Securities Exchange Act of
1934 (``Act''), notice is hereby given that on December 16, 2002, the
Consolidated Tape Association (``CTA'') Plan and Consolidated Quotation
(``CQ'') Plan Participants (``Participants'') \2\ filed with the
Securities and Exchange Commission (``SEC'' or
NOTICES: Philadelphia Stock Exchange, Inc., et al.,
Published: 2002-12-26
December 18, 2002.
Pursuant to section 11A of the Securities Exchange Act of 1934
(``Act'') \1\ and rule 11Aa32 thereunder,\2\ notice is hereby given
that on November 8, 2002, November 14, 2002, November 15, 2002,
November 26, 2002, and December 6, 2002, the Philadelphia Stock
Exchange, Inc. (``Phlx''), International Securities Exchange LLC
NOTICES: International Securities Exchange, Inc.,
Published: 2002-12-26
December 18, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on
[[Page 78835]]
September 24, 2002, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``SEC'' or
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-26
December 18, 2002.
On August 16, 2002, the New York Stock Exchange (``NYSE'' or
``Exchange''), and on November 4, 2002, the National Association of
Securities Dealers, Inc. (``NASD''), filed with the Securities and
Exchange Commission (``SEC'' or ``Commission'') proposed rule changes
pursuant to Section 19(b)(1) of the Securities Exchange Act
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-26
December 18, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and rule 19b4 thereunder,\2\ notice is hereby given that
on November 1, 2002, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, the Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: Pacific Exchange, Inc.,
Published: 2002-12-26
December 18, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and rule 19b4 thereunder,\2\ notice is hereby given that
on September 26, 2002, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'' or ``SEC'') the proposed rule change as
NOTICES: Public utility holding company filings,
Published: 2002-12-26
December 19, 2002.
Notice is hereby given that the following filing(s) has/have been
made with the Commission pursuant to provisions of the Act and rules
promulgated under the Act. All interested persons are referred to the
application(s) and/or declaration(s) for complete statements of the proposed
[[Page 78830]]
transaction(s) summarized
NOTICES: American Stock Exchange LLC,
Published: 2002-12-24
December 16, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 10, 2002, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Government Securities Clearing Corp. et al.,
Published: 2002-12-24
December 17, 2002.
I. Introduction
On October 7, 2002, the Government Securities Clearing Corporation
(``GSCC'') and MBS Clearing Corporation (``MBSCC'') filed with the
Securities and Exchange Commission (``Commission'') proposed rule
changes SRGSCC200209 and SRMBSCC200201 pursuant to Section
19(b)(1) of the Securities Exchange Act of 1934
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-24
December 16, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that
on December 16, 2002, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association'') through its subsidiary, The Nasdaq
Stock Market, Inc. (``Nasdaq''), submitted to
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-24
December 13, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 13, 2002, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq
Stock Market, Inc. (``Nasdaq'') filed with the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-24
December 16, 2002.
I. Introduction
On April 29, 2002, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, the Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-24
December 16, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 10, 2002, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq
Stock Market, Inc. (``Nasdaq''), filed with the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-24
December 13, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 15, 2002, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change