NOTICES: International Securities Exchange, Inc.,
Published: 2002-12-16
December 9, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 20, 2002, the International Securities Exchange, Inc.
(``ISE'') filed with the Securities and Exchange Commission the
proposed rule change as described in Items I, II, and III
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-16
December 4, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 31, 2002, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its subsidiary The Nasdaq
Stock Market, Inc. (``Nasdaq'') filed with the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-16
December 9, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(''Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on August 16, 2002, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-16
December 9, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 5, 2002, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: National Securities Clearing Corp.,
Published: 2002-12-16
December 6, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on October 3, 2002, the
National Securities Clearing Corporation (``NSCC'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
change as described in Items I, II, and III below, which
NOTICES: New York Stock Exchange, Inc.,
Published: 2002-12-16
December 6, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 20, 2002, the New York Stock Exchange, Inc. (``NYSE'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II,
NOTICES: Meetings; Sunshine Act,
Published: 2002-12-16
Federal Register citation of previous announcement: 67 FR 72711,
December 6, 2002.
NOTICES: Proposed collection; comment request,
Published: 2002-12-13
Upon written request, copy available from: Securities and
Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension
Form N54A, SEC File No. 270182, OMB Control No. 32350237; Form N
54C, SEC File No. 270184, OMB Control No. 32350236; Form N6F, SEC File No. 270185, OMB Control No. 32350238.
Notice is
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-13
December 6, 2002.
On September 12, 2002, the National Association of Securities
Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock
Market. Inc. (``Nasdaq''), filed with the Securities and Exchange
Commission (``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
NOTICES: Pacific Exchange, Inc.,
Published: 2002-12-13
December 4, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that
on August 7, 2002, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'')
filed with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in items I,
NOTICES: Drivetime Automotive Group, Inc.,
Published: 2002-12-13
December 6, 2002.
Drivetime Automotive Group, Inc. (formerly known as Ugly Duckling
Corporation), a Delaware corporation (``Issuer''), has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to section 12(d) of the Securities Exchange
Act of 1934 (``Act'') \1\ and rule 12d22(d) thereunder,\2\ to withdraw
NOTICES: Telesoft Corp.,
Published: 2002-12-13
December 6, 2002.
Telesolf Corp., an Arizona corporation, (``Issuer''), has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to section 12(d) of the Securities Exchange
Act of 1934 (``Act'') \1\ and rule 12d22(d) thereunder,\2\ to withdraw
its Common Stock, no par value (``Security''), from listing and
NOTICES: Public utility holding company filings,
Published: 2002-12-12
December 6, 2002.
Notice is hereby given that the following filing(s) has/have been
made with the Commission pursuant to provisions of the Act and rules
promulgated under the Act. All interested persons are referred to the
application(s) and/or declaration(s) for complete statements of the
proposed transaction(s) summarized below. The
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-11
December 4, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 29, 2002, the National Association of Securities Dealers,
Inc. (``NASD'') through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq'') filed with the Securities and
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-11
December 4, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 5, 2002, the National Association of Securities Dealers,
Inc. (``NASD''), and on November 8, 2002, the New York Stock Exchange,
Inc. (``NYSE'' or ``Exchange''), filed with the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2002-12-10
December 4, 2002.
On October 15, 1999, the National Association of Securities
Dealers, Inc. (``NASD'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposed rule change that would govern trading in
NOTICES: New York Stock Exchange, Inc.,
Published: 2002-12-10
December 4, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 1, 2002, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Proposed collection; comment request,
Published: 2002-12-06
Upon written request, copies available from: Securities and
Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
[[Page 72706]]
Extension: Rule 34b1; File No. 270305; OMB Control No. 32350346.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the
NOTICES: Exemption applications—; Maxim Series Fund, Inc., et al.,
Published: 2002-12-06
Summary of Application: Applicants seek an order to permit certain
registered investment companies to (a) pay an affiliated lending agent,
and the lending agent to accept, fees based on a share of the revenues
generated from securities lending transactions, and (b) lend portfolio securities to affiliated brokerdealers.
Applicants: Maxim
NOTICES: Stratigos Fund, L.L.C., et al.,
Published: 2002-12-06
Summary of Application: Applicants request an order to permit a
limited liability company to transfer its assets to a registered
closedend investment company in exchange for interests in the closed end investment company.
Applicants: Stratigos Fund, L.L.C. (``Stratigos''), Balius Fund,
L.L.C. (``Balius'') and CIBC Oppenheimer Advisers,
NOTICES: Meetings; Sunshine Act,
Published: 2002-12-06
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94409, that the Securities and
Exchange Commission will hold the following meetings during the week of December 9, 2002:
A Closed Meeting will be held on Tuesday, December 10, 2002, at 10
a.m., and an Open Meeting will be held on Wednesday,
NOTICES: Cincinnati Stock Exchange, Inc.,
Published: 2002-12-06
November 27, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\
[[Page 72712]]
notice is hereby given that on November 21, 2002, the Cincinnati Stock
Exchange, Inc. (``CSE'' or ``Exchange'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule
NOTICES: Depository Trust Co.,
Published: 2002-12-06
November 27, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on June 13, 2002, The
Depository Trust Company (``DTC'') filed with the Securities and
Exchange Commission (``Commission'') the proposed rule change (File No.
SRDTC200208) as described in Items I, II, III below, which
NOTICES: International Securities Exchange, Inc.,
Published: 2002-12-06
December 2, 2002.
On October 3, 2002, the International Securities Exchange, Inc.
(``ISE'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to waive certain fees on a pilot basis. The
proposed
