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Agency: Securities and Exchange Commission

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1501. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by American Stock

NOTICES: American Stock Exchange LLC,

December 20, 2001.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934,\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 10, 2001, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1502. Self-Regulatory Organizations; Notice of Filing of Amendment No. 2 to Proposed Rule Change by the Chicago Board

NOTICES: Chicago Board Options Exchange, Inc.,

January 2, 2002.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 19b4 thereunder,\2\ notice is hereby given that on November 19, 2001, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') Amendment No. 2

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1503. Filings Under the Public Utility Holding Company Act of 1935, as Amended (``Act'')

NOTICES: Public utility holding company filings,

January 2, 2002.

Notice is hereby given that the following filing(s) has/have been made with the Commission pursuant to provisions of the Act and rules promulgated under the Act. All interested persons are referred to the application(s) and/or declaration(s) for complete statements of the proposed transaction(s) summarized below. The

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1504.

NOTICES: See Substance Abuse and Mental Health Services Administration; Meetings; Sunshine Act,

: Securities and Exchange Commission

1505. In the Matter of WSF Corporation; Order of Suspension of Trading

NOTICES: Suspension of trading—; WSF Corp.,

January 3, 2002.

It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of WSF Corporation (``WSF''), a Delaware corporation headquartered in Honolulu, Hawaii. Questions have been raised about the adequacy and accuracy of publicly disseminated information because

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1506. Self Regulatory Organizations; International Securities Exchange LLC; Order Granting Accelerated Approval to a

NOTICES: International Securities Exchange LLC,

I. Introduction and Description of the Proposal

On November 19, 2001, the International Securities Exchange LLC (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1507. Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

NOTICES: Deregistration applications—; Somerset Exchange Fund et al.,

December 28, 2001.

The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of December 2001. A copy of each application may be obtained for a fee at the SEC's Public Reference Branch, 450 Fifth St., NW., Washington, DC 205490102 (tel. 2029428090). An order granting each

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1508. Options Price Reporting Authority; Notice of Filing of Amendment to OPRA Plan To Exclude Foreign Currency Options From

NOTICES: Foreign currency options; exclusion from calculation of capacity allocation provided in OPRA plan; amendment,

December 28, 2001.

Pursuant to Rule 11Aa32 under the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on December 10, 2001, the Options Price Reporting Authority (``OPRA''),\2\ submitted to the Securities and Exchange Commission (``Commission'') an amendment to the Plan for Reporting of Consolidated Options Last Sale

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1509. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Municipal

NOTICES: Municipal Securities Rulemaking Board,

December 27, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 13, 2001, the Municipal Securities Rulemaking Board (``Board'' or ``MSRB'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') a

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1510. Self-Regulatory Organizations; Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1

NOTICES: National Association of Securities Dealers, Inc.,

December 28, 2001.

I. Introduction

On October 31, 2001, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association''), through its subsidiary, the Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1511. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments

NOTICES: Philadelphia Stock Exchange, Inc.,

December 21, 2001.

On October 22, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to establish a remote

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1512. Securities Industry Association 1401 Eye Street, NW., Washington DC 20005-2225; Order Extending Broker-Dealer

NOTICES: Broker-dealer exemption from sending financial information to customers—; Securities Industry Assoc.; correction,

Correction

In notice document 0131918 beginning on page 67341 in the issue of Friday, December 28, 2001 make the following correction:

On page 67341, in the second column, the subject line is corrected to read as set forth above.
[FR Doc. C131918 Filed 1302; 8:45 am] BILLING

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1513. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago

NOTICES: Chicago Board Options Exchange, Inc.,

December 26, 2001.

Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on December 6, 2001, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1514. Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia

NOTICES: Philadelphia Stock Exchange, Inc.,

December 27, 2001.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on December 19, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1515. Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment

NOTICES: Philadelphia Stock Exchange, Inc.,

December 21, 2001.

On October 22, 2001, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to establish a

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1516. Commission Guidance on the Scope of Section 28(e) of the Exchange Act

RULES: Safe harbors to money managers who use commission dollars to obtain research and brokerage services; interpretative guidance,

We are publishing interpretive guidance on the application of Section 28(e) of the Securities Exchange Act of 1934 (``Exchange Act''). This section provides a safe harbor to money managers who use the commission dollars of their advised accounts to obtain research and brokerage services. The guidance we are publishing today clarifies that the term
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

1517. Extension; Comment Request

NOTICES: Proposed collection; comment request,

Upon Written Request, Copy Available From: Securities and Exchange Commission, Office of Filings and Information Services, 450 Fifth Street, NW, Washington, DC 20549.

Extension: Form N14, SEC File No. 270297, OMB Control No. 3235 0336.

Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.),

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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