Agency: Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013[FR Doc 02-29540] 176.
November 13, 2002.
On July 15, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 19b4 thereunder,\2\ a proposed rule change relating to the enforcement of trading
Published: 2002-11-21 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29541] 177.
November 14, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 26, 2002, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2002-11-21 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29484] 178. Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549.
Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') has submitted to the Office of
Published: 2002-11-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29483] 179.
November 13, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 25, 2002, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and
Published: 2002-11-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29403] 180.
November 13, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on September 3, 2002, the New York Stock Exchange, Inc. filed with the Securities and Exchange Commission the proposed rule change as described in items I, II and III below, which items
Published: 2002-11-20 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29311] 181.
November 12, 2002.
On September 24, 2002, pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ the Municipal Securities Rulemaking Board (``Board'' or ``MSRB'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') a proposed rule change (File No. SRMSRB 200210).
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29242] 182.
November 8, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on August 19, 2002, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29314] 183.
November 12, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 18, 2002, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29316] 184.
November 12, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 18, 2002, the National Association of Securities Dealers, Inc. (``NASD'' or ``Association'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29244] 185.
November 8, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 29, 2001, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29313] 186.
November 12, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 30, 2002, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange''), filed with the Securities and Exchange Commission (``Commission'' or ``SEC'') the proposed rule change as
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29241] 187.
November 8, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 4, 2002, the Pacific Exchange, Inc. (``PCX'' or ``Exchange''), through its wholly owned subsidiary, PCX Equities, Inc. (``PCXE''), filed with the Securities and Exchange
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29245] 188.
November 8, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on September 27, 2002, the Pacific Exchange, Inc. (``PCX'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II and III
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29246] 189.
November 8, 2002.
Notice is hereby given that the Securities and Exchange Commission (``SEC or ``Commission'') has issued an Order, pursuant to sections 17(d) \1\ and 11A(a)(3)(B) \2\ of the Securities Exchange Act of 1934 (``Act''), approving an amendment to the plan for allocating regulatory responsibility filed pursuant to Rule 17d2 of the
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29240] 190.
November 12, 2002.
[Release No. 3446815; File No. SRCBOE200223)]
On April 30, 2002, the Chicago Board Options Exchange, Inc. (``CBOE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29315] 191.
November 12, 2002.
I. Introduction
On June 11, 2002, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') submitted to the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a proposed rule change
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29243] 192.
November 12, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 16, 2002, the International Stock Exchange, Inc. (``ISE'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change
Published: 2002-11-19 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29310] 193. Sunshine Act Meetings
Federal Register Citation of Previous Announcement: (67 FR 68702, November 12, 2002).
Status: Closed meeting.
Place: 450 Fifth Street, NW., Washington, DC.
Announcement of Meetings: Additional meetings.
The Securities and Exchange Commission held a closed meeting on Tuesday, November 12, 2002. The subject matter of that meeting was a regulatory
Published: 2002-11-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29239] 194. 800America.com, Inc.; Order of Suspension of Trading
November 13, 2002.
It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of 800America.com, Inc. (``800America''), because of questions regarding: The accuracy of assertions by 800America, and by others, in press releases and/or in 800America's public filings,
Published: 2002-11-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29169] 195.
November 7, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and rule 19b4 thereunder,\2\ notice is hereby given that on June 14, 2002, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2002-11-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-29170] 196.
November 8, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and rule 19b4 thereunder,\2\ notice is hereby given that on June 27, 2002, the Pacific Exchange, Inc. (``PCX'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in
Published: 2002-11-18 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-28989] 197.
November 7, 2002.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (''Act''),\1\ notice is hereby given that on October 7, 2002, the Government Securities Clearing Corporation (``GSCC'') and the MBS Clearing Corporation (''MBSCC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule changes
Published: 2002-11-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-28993] 198.
November 7, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 25, 2002, the National Association of Securities Dealers, Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc. (``Nasdaq''), filed with the Securities and
Published: 2002-11-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-28992] 199.
November 7, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of
1934, (``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby
given that on October 21, 2002, the New York Stock Exchange, Inc.
(``NYSE'' or ``the Exchange'') filed with the Securities and Exchange [[Page 69281]]
Commission (``Commission'') the proposed rule
Published: 2002-11-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc 02-28994] 200.
November 7, 2002.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on October 22, 2002, the New York Stock Exchange, Inc. (``NYSE'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in
Published: 2002-11-15 SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
Years: 20002001200220032004200520062007200820092010201120122013