NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-31
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 9, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-31
December 23, 2003.
I. Introduction
On January 21, 2000, the National Association of Securities
Dealers, Inc. (``NASD'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposed rule change amending NASD
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-31
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 16, 2003, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission [[Page 75702]]
(``Commission'') the proposed rule change as
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2003-12-31
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 15, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') submitted to the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-31
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information, Washington, DC 20549.
Extension:
Rule 17Ad16, SEC File No. 270363, OMB Control No. 32350413.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and
NOTICES: Agency information collection activities; proposals, submissions, and approvals,
Published: 2003-12-31
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC 20549.
Extension: Rule 17Ad2(c), (d), and (h); SEC File No. 270149; OMB Control No. 32350130.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the
NOTICES: Consolidated Tape Association and Quotation Plans; amendments,
Published: 2003-12-31
December 23, 2003.
Pursuant to Rule 11Aa32 \1\ under the Securities Exchange Act of
1934 (``Act''), notice is hereby given that on November 28, 2003, the
Consolidated Tape Association (``CTA'') Plan and Consolidated Quotation
(``CQ'') Plan Participants (``Participants'') \2\ filed with the
Securities and Exchange Commission (``SEC'' or
NOTICES: Consolidated Tape Association and Quotation Plans; amendments,
Published: 2003-12-31
December 23, 2003.
Pursuant to Rule 11Aa32 \1\ under the Securities Exchange Act of
1934 (``Act''), notice is hereby given that on November 28, 2003, the
Consolidated Tape Association (``CTA'') Plan and Consolidated Quotation
(``CQ'') Plan Participants (``Participants'')\2\ filed with the
Securities and Exchange Commission (``SEC'' or
NOTICES: American Stock Exchange LLC,
Published: 2003-12-31
December 19, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 \2\ thereunder, notice is hereby given
that on December 5, 2003, the American Stock Exchange LLC (``Exchange''
or ``Amex'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2003-12-31
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on May 14, 2003, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: American Stock Exchange LLC,
Published: 2003-12-31
December 24, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 21, 2003, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2003-12-31
December 23, 2003.
I. Introduction
On June 20, 2003, the Chicago Board Options Exchange, Inc.
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to permit, under
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2003-12-31
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on June 16, 2003, the Chicago Stock Exchange, Incorporated
(``CHX'' or ``Exchange'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the proposed rule
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2003-12-31
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 26, 2003, the Chicago Stock Exchange, Inc. (``CHX'') filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I, II,
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-31
December 23, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 28, 2003, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-31
December 23, 2003.
I. Introduction
On March 18, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, the Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and Exchange Commission
(``Commission'') a proposed rule change to modify an existing pilot
program relating to the bid price test of
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-31
December 22, 2003.
On January 17, 2003, the National Association of Securities
Dealers, Inc. (``NASD''), filed with the Securities and Exchange
Commission (``Commission''), pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend NASD Rules 1011, 1014
and
NOTICES: American Stock Exchange LLC,
Published: 2003-12-30
December 18, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on April 4, 2003, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule change as
NOTICES: International Securities Exchange, Inc.,
Published: 2003-12-30
December 18, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(the ``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given
that on December 11, 2003, the International Securities Exchange, Inc.
(``Exchange'' or ``ISE'') filed with the Securities and Exchange [[Page 75297]]
Commission (``Commission'') the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-30
December 19, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 12, 2003, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-30
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 19, 2003, the National Association of Securities Dealers,
Inc. (``NASD'' or ``Association''), through its subsidiary, The Nasdaq
Stock Market, Inc. (``Nasdaq'') filed with the
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-30
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 11, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-30
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 19, 2003, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-30
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 12, 2003, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-30
December 22, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 12, 2003, the Pacific Exchange, Inc. (``PCX'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items
