NOTICES: Public Utility Holding Company Act of 1935 filings,
Published: 2003-12-03
November 26, 2003.
Notice is hereby given that the following filing(s) has/have been
made with the Commission pursuant to provisions of the Act and rules
promulgated under the Act. All interested persons are referred to the
application(s) and/or declaration(s) for complete statements of the
proposed transaction(s) summarized below. The
NOTICES: American Stock Exchange LLC,
Published: 2003-12-03
November 24, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4\2\ thereunder, notice is hereby given that
on November 13, 2003, the American Stock Exchange LLC (``Exchange'' or
``Amex'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in
NOTICES: Chicago Board Options Exchange, Inc.,
Published: 2003-12-03
November 25, 2003.
I. Introduction
On July 11, 2003, the Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the
[[Page 67709]]
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\
and Rule 19b4 thereunder,\2\ a proposed rule change to
NOTICES: Fixed Income Clearing Corp.,
Published: 2003-12-03
November 26, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 [[Page 67710]]
(``Act''),\1\ notice is hereby given that on August 5, 2003, Fixed
Income Clearing Corporation (``FICC''),\2\ filed with the Securities
and Exchange Commission (``Commission'') the proposed rule change as
described in Items I, II, and III below,
NOTICES: International Securities Exchange, Inc.,
Published: 2003-12-03
November 25, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 18, 2003, the International Securities Exchange, Inc.
(``ISE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the proposed rule
NOTICES: Nasdaq Liffe Markets, LLC,
Published: 2003-12-03
November 25, 2003.
Pursuant to Section 19(b)(7) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b7 under the Act,\2\ notice is hereby given
that on November 10, 2003, NQLX, LLC (``NQLX'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
change described in Items I, II, and III below, which
NOTICES: National Securities Clearing Corp.,
Published: 2003-12-03
November 26, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ notice is hereby given that on October 16, 2003, the
National Securities Clearing Corporation (``NSCC'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
change as described in Items I, II, and III below,
NOTICES: National Securities Clearing Corp.,
Published: 2003-12-03
November 21, 2003.
On January 17, 2003, National Securities Clearing Corporation
(``NSCC'') submitted to the Securities and Exchange Commission
(``Commission'') a proposed rule change pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'')\1\ to allow NSCC to
provide information services for investment products. The
NOTICES: National Stock Exchange,
Published: 2003-12-03
November 25, 2003.
I. Introduction
On September 12, 2003, the Cincinnati Stock Exchange, now known as
National Stock Exchange (``Exchange''), filed with the Securities and
Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to
NOTICES: New York Stock Exchange, Inc.,
Published: 2003-12-03
November 25, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on October 20, 2003, the New York Stock Exchange, Inc. (``NYSE'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described
NOTICES: Options Clearing Corp.,
Published: 2003-12-03
November 21, 2003.
On September 30, 2002, The Options Clearing Corporation (``OCC'')
submitted to the Securities and Exchange Commission (``Commission'') a
proposed rule change pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'')\1\ that would allow OCC to provide
clearance and settlement services for physicallysettled
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2003-12-03
November 25, 2003.
I. Introduction
On July 14, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'')\1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend Phlx Rule 849,
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2003-12-03
November 26, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 17, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: Big City Radio, Inc.,
Published: 2003-12-03
November 26, 2003.
Big City Radio, Inc., a Delaware corporation (``Issuer''), has
filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to Section 12(d) of the Securities Exchange
Act of 1934 (``Act'')\1\ and Rule 12d22(d) thereunder,\2\ to withdraw
its Class A Common Stock, $.01 par value (``Security''),
NOTICES: Thai Capital Fund Inc.,
Published: 2003-12-03
November 26, 2003.
The Thai Capital Fund Inc., a Maryland corporation (``Issuer''),
has filed an application with the Securities and Exchange Commission
(``Commission''), pursuant to Section 12(d) of the Securities Exchange
Act of 1934 (``Act'')\1\ and Rule 12d22(d) thereunder,\2\ to withdraw
its common stock, $.01 par value, (``Security''),