NOTICES: Exemption applications—; The Vanguard Group, Inc., et al.,
Published: 2003-12-08
Summary of Application: Applicants request an order to amend the
Original VIPERs Order. The requested order would permit additional
registered investment companies, and their series, to rely on the
Original VIPERs Order, and modify certain terms and conditions of the Original VIPERs Order.
\1\ Vanguard Index Funds, et al., Investment
NOTICES: American Stock Exchange LLC,
Published: 2003-12-08
December 1, 2003.
I. Introduction
On June 23, 2003, the American Stock Exchange LLC (``Amex'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to amend sections 101, 110, 120,
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2003-12-08
December 1, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\
[[Page 68435]]
notice is hereby given that on August 1, 2003, the Chicago Stock
Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
NOTICES: Chicago Stock Exchange, Inc.,
Published: 2003-12-08
December 1, 2003.
I. Introduction
On July 28, 2003, the Chicago Stock Exchange, Inc. (``CHX'' or
``Exchange''), filed with the Securities and Exchange Commission
(``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4
thereunder,\2\ a proposed rule change to amend certain
NOTICES: New York Stock Exchange, Inc.,
Published: 2003-12-08
December 1, 2003.
On August 29, 2002, the New York Stock Exchange, Inc. (``NYSE'')
filed with the Securities and Exchange Commission (``SEC'' or
``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a
proposed rule change to introduce into its rules ``Crossing Session
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-08
December 1, 2003.
I. Introduction
On July 14, 2003, the Pacific Exchange, Inc. (``PCX'' or
``Exchange''), through its wholly owned subsidiary, PCX Equities, Inc.
(``PCXE''), filed with the Securities and Exchange Commission
(``Commission''), pursuant to section 19(b)(1) of the Securities [[Page 68441]]
Exchange Act of 1934 (``Act''),\1\ and Rule
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2003-12-08
November 26, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 19, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx''
or ``Exchange'') filed with the Securities and Exchange Commission
(``SEC'' or ``Commission'') the proposed rule