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Agency: Securities and Exchange Commission

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1. The Vanguard Group, Inc., et al.; Notice of Application

NOTICES: Exemption applications—; The Vanguard Group, Inc., et al.,

Summary of Application: Applicants request an order to amend the Original VIPERs Order. The requested order would permit additional registered investment companies, and their series, to rely on the Original VIPERs Order, and modify certain terms and conditions of the Original VIPERs Order.
\1\ Vanguard Index Funds, et al., Investment

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the American Stock Exchange LLC and

NOTICES: American Stock Exchange LLC,

December 1, 2003.

I. Introduction

On June 23, 2003, the American Stock Exchange LLC (``Amex'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend sections 101, 110, 120,

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago

NOTICES: Chicago Stock Exchange, Inc.,

December 1, 2003.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b4 thereunder,\2\
[[Page 68435]]
notice is hereby given that on August 1, 2003, the Chicago Stock Exchange, Incorporated (``CHX'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. Self-Regulatory Organizations; Order Granting Partial Approval of Proposed Rule Change and Notice of Filing and Order

NOTICES: Chicago Stock Exchange, Inc.,

December 1, 2003.

I. Introduction

On July 28, 2003, the Chicago Stock Exchange, Inc. (``CHX'' or ``Exchange''), filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ a proposed rule change to amend certain

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

5. Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the New York Stock Exchange, Inc.

NOTICES: New York Stock Exchange, Inc.,

December 1, 2003.

On August 29, 2002, the New York Stock Exchange, Inc. (``NYSE'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4 thereunder,\2\ a proposed rule change to introduce into its rules ``Crossing Session

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

6. Self-Regulatory Organizations; Order Granting Partial Approval of a Proposed Rule Change and Notice of Filing and

NOTICES: Pacific Exchange, Inc.,

December 1, 2003.

I. Introduction

On July 14, 2003, the Pacific Exchange, Inc. (``PCX'' or ``Exchange''), through its wholly owned subsidiary, PCX Equities, Inc. (``PCXE''), filed with the Securities and Exchange Commission (``Commission''), pursuant to section 19(b)(1) of the Securities [[Page 68441]]
Exchange Act of 1934 (``Act''),\1\ and Rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

7. Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the

NOTICES: Philadelphia Stock Exchange, Inc.,

November 26, 2003.

Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that on November 19, 2003, the Philadelphia Stock Exchange, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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