NOTICES: National Association of Securities Dealers, Inc., et al.,
Published: 2003-12-15
December 4, 2003.
I. Introduction and Description
On August 8, 2003, the Cincinnati Stock Exchange, Inc. (``CSE'') on
behalf of itself and the National Association of Securities Dealers,
Inc. (``NASD''), the American Stock Exchange LLC (``Amex''), the Boston
Stock Exchange, Inc. (``BSE''), the Chicago Stock Exchange, Inc.
(``CHX''), the Pacific
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-15
December 8, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on November 26, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-15
December 4, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'')\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on September 25, 2003, the National Association of Securities Dealers,
Inc. (``NASD'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as
NOTICES: National Association of Securities Dealers, Inc.,
Published: 2003-12-15
December 5, 2003.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 3, 2003, the National Association of Securities Dealers,
Inc. (``NASD''), through its subsidiary, The Nasdaq Stock Market, Inc.
(``Nasdaq''), filed with the Securities and
NOTICES: National Stock Exchange,
Published: 2003-12-15
December 8, 2003
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby given that
on December 3, 2003, National Stock Exchange (``Exchange'')\3\ filed
with the Securities and Exchange Commission (``Commission'') the
proposed rule change as described in Items I and II
NOTICES: New York Stock Exchange, Inc.,
Published: 2003-12-15
December 4, 2003.
Pursuant to section 19(b)(1) of the Securities Exchange Act of
1934, (``Act''),\1\ and Rule 19b4 thereunder,\2\ notice is hereby
given that on November 25, 2003 the New York Stock Exchange, Inc.
(``NYSE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``SEC'' or ``Commission'') the proposed rule change as
NOTICES: Pacific Exchange, Inc.,
Published: 2003-12-15
December 4, 2003.
I. Introduction
On June 2, 2003, the Pacific Exchange, Inc. (``PCX'') filed with
the Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \1\
and Rule 19b4 thereunder,\2\ a proposed rule change to establish a
Closing Auction and create MarketonClose
NOTICES: Philadelphia Stock Exchange, Inc.,
Published: 2003-12-15
December 5, 2003.
I. Introduction
On September 29, 2003, the Philadelphia Stock Exchange, Inc.
(``PHLX'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'' or ``SEC''), pursuant to Section 19(b)(1) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 19b4
thereunder,\2\ a proposal to list and trade