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Agency: Securities and Exchange Commission

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1. December 12, 2003. AGENCY: Securities and Exchange Commission (``Commission'').

NOTICES: Exemption applications—; Citicorp North America, Inc.,

Applicant requests an order permitting registered open-end management investment companies to enter into secured loan transactions with commercial paper and mediumterm note conduits administered by CNAI.
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

2. December 12, 2003. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4

NOTICES: Boston Stock Exchange, Inc.,

--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See December 9, 2003 letter from John Boese, Vice President, Legal and Compliance, to Nancy Sanow, Assistant Director, Division of Market Regulation, Commission, and attachments (``Amendment No. 1'') Amendment No. 1
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

3. December 11, 2003. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ and Rule 19b-4

NOTICES: Chicago Board Options Exchange, Inc.,

--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b4.
\3\ See letter from Patrick Sexton, Assistant General Counsel, CBOE, to Gordon Fuller, Counsel to the Assistant Director, Division of Market Regulation, Commission, dated November 6, 2003
(``Amendment No. 1''). In
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

4. December 9, 2003. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby

NOTICES: National Securities Clearing Corp.,

--------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1).
I. SelfRegulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change

The proposed rule change will modify NSCC's Rule 57, Section 1, to allow NSCC's members, insurance carrier members, and data servicesonly members to

SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission

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